0001213900-20-038541.txt : 20201120 0001213900-20-038541.hdr.sgml : 20201120 20201120171659 ACCESSION NUMBER: 0001213900-20-038541 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201118 FILED AS OF DATE: 20201120 DATE AS OF CHANGE: 20201120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nikou Andrew K CENTRAL INDEX KEY: 0001782770 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39139 FILM NUMBER: 201333416 MAIL ADDRESS: STREET 1: 9261 WARBLER WAY CITY: LOS ANGELES STATE: CA ZIP: 90069 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CuriosityStream Inc. CENTRAL INDEX KEY: 0001776909 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8484 GEORGIA AVE. STREET 2: SUITE 700 CITY: SILVER SPRING STATE: MD ZIP: 20910 BUSINESS PHONE: 301-755-2050 MAIL ADDRESS: STREET 1: 8484 GEORGIA AVE. STREET 2: SUITE 700 CITY: SILVER SPRING STATE: MD ZIP: 20910 FORMER COMPANY: FORMER CONFORMED NAME: Software Acquisition Group Inc. DATE OF NAME CHANGE: 20190515 4 1 ownership.xml X0306 4 2020-11-18 1 0001776909 CuriosityStream Inc. CURI 0001782770 Nikou Andrew K C/O CURIOSITYSTREAM INC. 8484 GEORGIA AVE., STE. 700 SILVER SPRING MD 20910 0 0 0 1 Former Director Common Stock 2020-11-18 4 J 0 3737500 D 0 I By the Sponsor Common Stock 2020-11-18 4 J 0 1554438 A 1554438 I By AKN SWAG I, LLC Warrants 11.5 2020-11-18 4 J 0 3676000 1 D Common Stock 3676000 0 I By the Sponsor Warrants 11.5 2020-11-18 4 J 0 1562300 1 A Common Stock 1562300 1562300 I By AKN SWAG I, LLC Pro rata distribution of shares of common stock, par value $0.0001 per share ("Common Stock"), of CuriosityStream Inc. (the "Company") from Software Acquisition Holdings, LLC (the "Sponsor") to certain of its members. The shares of Common Stock distributed are subject to certain restrictions on transfer. Includes unvested restricted shares totaling 953,063 which will vest upon achievement of certain stock price performance conditions. Pro rata distribution of Common Stock from the Sponsor, of which the reporting person is a managing member. The reporting person holds these securities indirectly as the reporting person is a managing member of AKN SWAG I, LLC and may be deemed to share beneficial ownership of the securities held directly by AKN SWAG I, LLC, and disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Pro rata distribution of warrants from the Sponsor to certain of its members. Each whole warrant is exercisable to purchase one share of Common Stock, subject to adjustment pursuant to the terms of the warrants. The warrants will become exercisable, if at all, at the later of (i) 30 days after the completion of Issuer's initial business combination and (ii) 12 months from the effective date of the registration statement relating to an initial public offering. The warrants will expire on the fifth anniversary of the completion of Issuer's initial business combination or earlier upon redemption or liquidation, as described under the heading "Description of Securities - Redeemable Warrants" in the Issuer's registration statement on Form S-1 (File No. 333-234327). /s/ Andrew Nikou 2020-11-20