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Form 3/A - Initial statement of beneficial ownership of securities: [Amend]
SEC Accession No. 0001213900-22-053431
Filing Date
2022-09-01
Accepted
2022-09-01 21:30:28
Documents
1
Period of Report
2022-08-19

Document Format Files

Seq Description Document Type Size
1 ownership.html 3/A  
1 ownership.xml 3/A 9473
  Complete submission text file 0001213900-22-053431.txt   13570
Mailing Address C/O B. RILEY FINANCIAL, INC. 21255 BURBANK BLVD, SUITE 400 WOODLAND HILLS CA 91367
Business Address
RILEY BRYANT R (Reporting) CIK: 0001207269 (see all company filings)

Type: 3/A | Act: 34 | File No.: 001-40682 | Film No.: 221223078

Mailing Address 11100 SANTA MONICA BLVD SUITE 800 LOS ANGELES CA 90025
Business Address 11100 SANTA MONICA BLVD SUITE 800 LOS ANGELES CA 90025 818-884-3737
B. Riley Financial, Inc. (Reporting) CIK: 0001464790 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1231
Type: 3/A | Act: 34 | File No.: 001-40682 | Film No.: 221223082
SIC: 6282 Investment Advice

Mailing Address 11100 SANTA MONICA BLVD SUITE 800 LOS ANGELES CA 90025
Business Address 11100 SANTA MONICA BLVD SUITE 800 LOS ANGELES CA 90025 310-966-1444
B. Riley Securities, Inc. (Reporting) CIK: 0001505748 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1231
Type: 3/A | Act: 34 | File No.: 001-40682 | Film No.: 221223079

Mailing Address 11100 SANTA MONICA BLVD. SUITE 800 LOS ANGELES CA 90025
Business Address 11100 SANTA MONICA BLVD. SUITE 800 LOS ANGELES CA 90025 818-884-3737
B. RILEY PRINCIPAL INVESTMENTS, LLC (Reporting) CIK: 0001776226 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1231
Type: 3/A | Act: 34 | File No.: 001-40682 | Film No.: 221223081

Mailing Address 1775 FLIGHT WAY, STE 400 TUSTIN CA 92782
Business Address 1775 FLIGHT WAY, STE 400 TUSTIN CA 92782 949-864-8136
Nogin, Inc. (Issuer) CIK: 0001841800 (see all company filings)

IRS No.: 853087759 | Fiscal Year End: 1231
SIC: 7389 Services-Business Services, NEC

Mailing Address 111000 SANTA MONICA BLVD. SUITE 800 LOS ANGELES CA 90025
Business Address 111000 SANTA MONICA BLVD. SUITE 800 LOS ANGELES CA 90025 818-884-3737
ABJ5, LLC (Reporting) CIK: 0001945226 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1231
Type: 3/A | Act: 34 | File No.: 001-40682 | Film No.: 221223080