0001776082-20-000005.txt : 20201113 0001776082-20-000005.hdr.sgml : 20201113 20201113160747 ACCESSION NUMBER: 0001776082-20-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201113 DATE AS OF CHANGE: 20201113 EFFECTIVENESS DATE: 20201113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRANSCEND WEALTH COLLECTIVE, LLC CENTRAL INDEX KEY: 0001776082 IRS NUMBER: 832430849 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20168 FILM NUMBER: 201311535 BUSINESS ADDRESS: STREET 1: 51 JFK PARKWAY STREET 2: SUITE 110 CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: 9733703203 MAIL ADDRESS: STREET 1: 51 JFK PARKWAY STREET 2: SUITE 110 CITY: SHORT HILLS STATE: NJ ZIP: 07078 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001776082 XXXXXXXX 09-30-2020 09-30-2020 TRANSCEND WEALTH COLLECTIVE, LLC

51 JFK PARKWAY SUITE 110 SHORT HILLS NJ 07078

13F HOLDINGS REPORT 028-20168 N JAMES P. HUGHES 973-370-3203 JAMES P. HUGHES SHORT HILLS NJ 11-13-2020 16 269 549659 false 1 55I LLC 2 ALLIANZ GLOBAL INVESTORS 3 ATRIA INVESTMENTS 4 BLACKROCK 5 EARNEST PARTNERS 6 EATON VANCE 7 JANUS CAPITAL MANAGEMENT 8 JP MORGAN INVESTMENT MANAGEMENT 9 LAZARD 10 LEGG MASON 11 LORD ABBETT 12 MILLER HOWARD INVESTMENTS 13 NATIXIS ADVISORS 14 SCHAFER CULLEN CAPITAL MANAGEMENT 15 WESTEND 16 WINSLOW CAPITAL MANAGEMENT INFORMATION TABLE 2 twc13fq32020.xml ISHARES BROAD USD HG YLD STOK 46435U853 288 7304 SH DFND 7295 9 0 ISHARES 3-7 YEAR STOK 464288661 1462 10944 SH DFND 10878 66 0 SPDR LONG TERM CORPORATE STOK 78464A367 562 17696 SH DFND 17627 69 0 VANGUARD FTSE PACIFIC STOK 922042866 1381 20297 SH DFND 20196 101 0 SELECT SECTOR HEALTH STOK 81369Y209 3649 34598 SH DFND 34462 136 0 SPDR FUND CONSUMER STOK 81369Y407 3181 30874 SH DFND 30590 284 0 ISHARES GLOBAL TECH ETF STOK 464287291 726 2752 SH DFND 2457 295 0 ISHARES US FINANCIAL STOK 464287770 207 1696 SH DFND 1365 331 0 ISHARES HIGH YIELD STOK 46434V407 1069 24333 SH DFND 23769 564 0 SELECT SECTOR INDUSTRIAL STOK 81369Y704 3200 41569 SH DFND 40969 600 0 BIOGEN INC STOK 09062X103 219 771 SH DFND 126 645 0 VANGUARD INTERMEDIATE STOK 92206C870 2957 30863 SH DFND 30178 685 0 SELECT STR FINANCIAL STOK 81369Y605 3079 127922 SH DFND 127222 700 0 VANGUARD S&P 500 ETF STOK 922908363 236 768 SH DFND 0 768 0 AIR PROD & CHEMICALS STOK 009158106 307 1032 SH DFND 157 875 0 ISHARES CORE S&P STOK 464287804 734 10453 SH DFND 9562 891 0 ISHARES NATIONAL MUNI STOK 464288414 1886 16269 SH DFND 15344 925 0 LOCKHEED MARTIN CORP STOK 539830109 422 1101 SH DFND 144 957 0 VANGUARD INFORMATION STOK 92204A702 368 1181 SH DFND 172 1009 0 COSTCO WHOLESALE CO STOK 22160K105 426 1199 SH DFND 127 1072 0 ISHARES RUSSELL 2000 STOK 464287655 1493 9967 SH DFND 8799 1168 0 ISHARES US MEDICAL STOK 464288810 1040 3471 SH DFND 2273 1198 0 SPDR INTRMDT TRM CRPRATE STOK 78464A375 998 27152 SH DFND 25924 1228 0 UNITED PARCEL SRVC STOK 911312106 281 1687 SH DFND 423 1264 0 SQUARE INC STOK 852234103 224 1377 SH DFND 22 1355 0 CATERPILLAR INC STOK 149123101 209 1403 SH DFND 15 1388 0 NETFLIX INC STOK 64110L106 726 1452 SH DFND 57 1395 0 CITRIX SYSTEMS INC STOK 177376100 210 1522 SH DFND 122 1400 0 SPDR NUVEEN BLOOMBERG STOK 78468R739 602 11681 SH DFND 10280 1401 0 ISHARES 20 PLUS YEAR STOK 464287432 509 3118 SH DFND 1707 1411 0 ABBOTT LABORATORIES STOK 002824100 218 2005 SH DFND 582 1423 0 EQUINIX INC STOK 29444U700 1169 1538 SH DFND 38 1500 0 SPDR PORTFOLIO S&P 500 STOK 78464A854 641 16293 SH DFND 14647 1646 0 NVIDIA CORP STOK 67066G104 1028 1900 SH DFND 227 1673 0 SEMPRA ENERGY STOK 816851109 228 1922 SH DFND 213 1709 0 TARGET CORP STOK 87612E106 406 2576 SH DFND 758 1818 0 FEDEX CORP STOK 31428X106 480 1908 SH DFND 60 1848 0 ALLEGHANY CORP DEL STOK 017175100 1001 1924 SH DFND 0 1924 0 STRYKER CORP STOK 863667101 416 1995 SH DFND 25 1970 0 ARK NEXT GENERATION STOK 00214Q401 215 1977 SH DFND 0 1977 0 ADOBE INC STOK 00724F101 1096 2234 SH DFND 190 2044 0 SPLUNK INC STOK 848637104 418 2223 SH DFND 90 2133 0 SPDR BLOOMBERG BARCLAYS STOK 78468R663 207 2247 SH DFND 0 2247 0 BROADCOM INC STOK 11135F101 957 2627 SH DFND 336 2291 0 ISHARES MSCI USA VALUE STOK 46432F388 1230 16676 SH DFND 14311 2365 0 ISHARES MSCI USA QLTY STOK 46432F339 274 2640 SH DFND 255 2385 0 MASTERCARD INC STOK 57636Q104 902 2666 SH DFND 220 2446 0 UNITEDHEALTH GRP INC STOK 91324P102 868 2785 SH DFND 327 2458 0 ISHARES CORE US STOK 464287226 296 2510 SH DFND 0 2510 0 AMAZON.COM INC STOK 023135106 9106 2892 SH DFND 112 2780 0 TECHNOLOGY SELECT SECTOR STOK 81369Y803 4369 37439 SH DFND 34603 2836 0 FORTIVE CORP DISC STOK 34959J108 222 2917 SH DFND 61 2856 0 ISHARES IBOXX INVT GRADE STOK 464287242 2636 19568 SH DFND 16651 2917 0 ACCENTURE PLC F STOK G1151C101 732 3239 SH DFND 49 3190 0 VF CORP STOK 918204108 225 3200 SH DFND 0 3200 0 SPOTIFY TECHNOLOGY F STOK L8681T102 812 3346 SH DFND 16 3330 0 VANGUARD MID CAP ETF IV STOK 922908629 587 3333 SH DFND 0 3333 0 GENERAL DYNAMICS CO STOK 369550108 512 3696 SH DFND 345 3351 0 WALMART INC STOK 931142103 510 3643 SH DFND 260 3383 0 BLACKROCK INC STOK 09247X101 2004 3556 SH DFND 87 3469 0 TESLA INC STOK 88160R101 1577 3676 SH DFND 0 3676 0 CME GROUP INC STOK 12572Q105 626 3739 SH DFND 53 3686 0 SPDR SHORT TERM STOK 78464A474 3019 96226 SH DFND 92426 3800 0 DUKE ENERGY CORP STOK 26441C204 390 4403 SH DFND 437 3966 0 WORKDAY INC STOK 98138H101 879 4087 SH DFND 113 3974 0 IBM CORP STOK 459200101 496 4073 SH DFND 20 4053 0 VANGUARD FTSE ALL WORLD STOK 922042775 4897 97060 SH DFND 92921 4139 0 ISHARES TIPS BOND ETF STOK 464287176 524 4140 SH DFND 0 4140 0 AMER ELECTRIC PWR CO STOK 025537101 342 4189 SH DFND 7 4182 0 VANGUARD SMALL CAP ETF STOK 922908751 643 4182 SH DFND 0 4182 0 CONSTELLATION BRAND STOK 21036P108 808 4266 SH DFND 60 4206 0 ALLSTATE CORP STOK 020002101 425 4512 SH DFND 156 4356 0 PNC FINL SERVICES STOK 693475105 525 4773 SH DFND 207 4566 0 ISHARES MSCI EAFE GROWTH STOK 464288885 2413 26852 SH DFND 22273 4579 0 BAXTER INTERNTNL STOK 071813109 390 4847 SH DFND 57 4790 0 P J T PARTNERS INCORPORA STOK 69343T107 291 4797 SH DFND 0 4797 0 ARK GENOMIC REVOLUTION STOK 00214Q302 315 4937 SH DFND 0 4937 0 3M CO STOK 88579Y101 855 5338 SH DFND 372 4966 0 ISHARES CORE S&P 500 STOK 464287200 5190 15442 SH DFND 10473 4969 0 ISHARES MSCI EAFE ETF STOK 464287465 322 5056 SH DFND 0 5056 0 VANGUARD MUNI BND TAX STOK 922907746 282 5173 SH DFND 0 5173 0 DOMINION ENERGY INC STOK 25746U109 419 5315 SH DFND 81 5234 0 THERMO FISHER SCNTFC STOK 883556102 2384 5399 SH DFND 128 5271 0 SPDR S&P DIVIDEND ETF STOK 78464A763 500 5413 SH DFND 0 5413 0 VANGUARD DIVIDEND STOK 921908844 697 5418 SH DFND 0 5418 0 CROWN CASTLE INTL CO STOK 22822V101 1050 6309 SH DFND 320 5989 0 ISHARES TR IS 1 5 YR IN STOK 464288646 2101 38258 SH DFND 32154 6104 0 ISHARES CORE MSCI EAFE STOK 46432F842 975 16175 SH DFND 10033 6142 0 BOEING CO STOK 097023105 1065 6444 SH DFND 166 6278 0 AMGEN INC. STOK 031162100 1634 6430 SH DFND 148 6282 0 SOUTHERN CO STOK 842587107 344 6350 SH DFND 14 6336 0 ISHARES RUSSELL 1000 STOK 464287614 1364 6590 SH DFND 69 6521 0 QUALCOMM INC STOK 747525103 842 7159 SH DFND 521 6638 0 INVESCO GLOBAL WATER STOK 46138E651 211 6638 SH DFND 0 6638 0 HCA HEALTHCARE INC STOK 40412C101 828 6640 SH DFND 0 6640 0 WALGREENS BOOTS ALLI STOK 931427108 281 7834 SH DFND 966 6868 0 DIAGEO PLC F STOK 25243Q205 1013 7360 SH DFND 486 6874 0 NEXTERA ENERGY INC STOK 65339F101 2157 7773 SH DFND 693 7080 0 ACTIVISION BLIZZARD STOK 00507V109 587 7246 SH DFND 132 7114 0 ALPHABET INC. STOK 02079K107 11035 7523 SH DFND 143 7380 0 MCDONALDS CORP STOK 580135101 1681 7658 SH DFND 193 7465 0 SPDR S&P BIOTECH ETF IV STOK 78464A870 855 7670 SH DFND 0 7670 0 ARK INNOVATION ETF STOK 00214Q104 771 8380 SH DFND 0 8380 0 ISHARES NASDAQ STOK 464287556 1171 8646 SH DFND 17 8629 0 SALESFORCE COM STOK 79466L302 2329 9267 SH DFND 538 8729 0 EATON CORP PLC F STOK G29183103 915 8972 SH DFND 185 8787 0 ISHARES CORE MSCI STOK 46434G103 465 8805 SH DFND 0 8805 0 VANGUARD GROWTH ETF STOK 922908736 2005 8810 SH DFND 0 8810 0 IOVANCE BIOTHERAPEUTICS STOK 462260100 291 8844 SH DFND 0 8844 0 GLAXOSMITHKLINE PLC F STOK 37733W105 349 9279 SH DFND 235 9044 0 ISHARES SHORT TREASURY STOK 464288679 1007 9098 SH DFND 0 9098 0 WESTERN UNION CO STOK 959802109 204 9535 SH DFND 235 9300 0 VANGUARD TOTAL STOCK STOK 922908769 1597 9378 SH DFND 0 9378 0 VANGUARD TOTAL BOND STOK 921937835 828 9384 SH DFND 0 9384 0 PUB SVC ENTERPISE GP STOK 744573106 543 9887 SH DFND 472 9415 0 YUM BRANDS INC STOK 988498101 898 9834 SH DFND 122 9712 0 MARSH & MC LENNAN CO STOK 571748102 1152 10044 SH DFND 277 9767 0 DANAHER CORP STOK 235851102 2151 9989 SH DFND 79 9910 0 BCE INC F STOK 05534B760 505 12170 SH DFND 2235 9935 0 AYTU BIOSCIENCE INC STOK 054754700 12 10000 SH DFND 0 10000 0 ELEVATE CREDIT INC STOK 28621V101 26 10000 SH DFND 0 10000 0 BIOSIG TECHNOLOGIES STOK 09073N201 49 10000 SH DFND 0 10000 0 CONNECTONE BANCORP STOK 20786W107 141 10000 SH DFND 0 10000 0 NOVARTIS AG F STOK 66987V109 1027 11805 SH DFND 1789 10016 0 LAKELAND BANCORP STOK 511637100 100 10055 SH DFND 0 10055 0 FS KKR CAP CORP II STOK 35952V303 148 10093 SH DFND 0 10093 0 INVESCO MTG CAP STOK 46131B100 27 10124 SH DFND 0 10124 0 MORGAN STANLEY STOK 617446448 611 12637 SH DFND 2135 10502 0 ILLUMINA INC STOK 452327109 3324 10754 SH DFND 48 10706 0 ISHARES MORTGAGE REAL STOK 46435G342 283 10975 SH DFND 0 10975 0 TEVA PHARMACEUTICAL IN F STOK 881624209 100 11100 SH DFND 0 11100 0 PAYPAL HOLDINGS INCORPOR STOK 70450Y103 2313 11738 SH DFND 236 11502 0 COLGATE-PALMOLIVE CO STOK 194162103 910 11791 SH DFND 185 11606 0 AMERN TOWER CORP STOK 03027X100 2943 12176 SH DFND 120 12056 0 ISHARES US TREASURY BOND STOK 46429B267 3055 109320 SH DFND 96798 12522 0 PEPSICO INC STOK 713448108 1801 12995 SH DFND 393 12602 0 TJX COMPANIES INC STOK 872540109 732 13145 SH DFND 279 12866 0 NEW YORK CMNTY BANCO STOK 649445103 107 12901 SH DFND 0 12901 0 STARBUCKS CORP STOK 855244109 1169 13600 SH DFND 645 12955 0 SPDR S&P 500 ETF STOK 78462F103 4467 13340 SH DFND 0 13340 0 VANGUARD SHORT TERM COR STOK 92206C409 1109 13388 SH DFND 0 13388 0 LYFT INC STOK 55087P104 371 13469 SH DFND 0 13469 0 COMCAST CORP STOK 20030N101 757 16356 SH DFND 2663 13693 0 VANGUARD VALUE ETF STOK 922908744 1447 13846 SH DFND 0 13846 0 ISHARES ESG AWARE MSCI STOK 46434G863 5614 97879 SH DFND 83748 14131 0 AUTO DATA PROCESSING STOK 053015103 2031 14560 SH DFND 222 14338 0 BLACKROCK MUNCPL 2030 TA STOK 09257P105 361 14426 SH DFND 0 14426 0 FACEBOOK INC STOK 30303M102 3976 15183 SH DFND 756 14427 0 PIMCO STRATEGIC INCOME C STOK 72200X104 93 14500 SH DFND 0 14500 0 GOLDMAN SACHS B D C INC STOK 38147U107 218 14500 SH DFND 0 14500 0 SIXTH STREET SPECIALTY L STOK 83012A109 250 14500 SH DFND 0 14500 0 ISHARES US REGIONAL STOK 464288778 475 14500 SH DFND 0 14500 0 ISHARES MBS ETF IV STOK 464288588 1676 15179 SH DFND 592 14587 0 JPMORGAN ULTRA SHORT STOK 46641Q837 743 14629 SH DFND 0 14629 0 SOUTHWESTERN ENERGY STOK 845467109 35 14681 SH DFND 0 14681 0 ISHARES SHORT MATURITY STOK 46431W507 1017 20292 SH DFND 5578 14714 0 VALLEY NTNL BANC STOK 919794107 102 14955 SH DFND 0 14955 0 ABBVIE INC STOK 00287Y109 1366 15593 SH DFND 540 15053 0 CANOPY GROWTH CORP F STOK 138035100 220 15331 SH DFND 0 15331 0 TEXAS INSTRUMENTS STOK 882508104 2295 16073 SH DFND 666 15407 0 CIGNA CORP STOK 125523100 2668 15750 SH DFND 22 15728 0 ALIBABA GROUP HOLDING F STOK 01609W102 4777 16250 SH DFND 362 15888 0 ANNALY CAPITAL MGMT STOK 035710409 118 16564 SH DFND 0 16564 0 LAZARD GLOBAL TOTAL RETU STOK 52106W103 261 16807 SH DFND 0 16807 0 ELECTRONIC ARTS INC STOK 285512109 2204 16900 SH DFND 31 16869 0 HOME DEPOT INC STOK 437076102 4951 17829 SH DFND 357 17472 0 SPDR GOLD SHARES ETF EC STOK 78463V107 3120 17613 SH DFND 0 17613 0 WESTERN ASSET MORTGAGE O STOK 95790B109 232 17672 SH DFND 0 17672 0 INVESCO KBW HIGH STOK 46138E610 242 18000 SH DFND 0 18000 0 VISA INC STOK 92826C839 3798 18994 SH DFND 918 18076 0 THE COCA-COLA CO STOK 191216100 943 19105 SH DFND 909 18196 0 FASTLY INC STOK 31188V100 1722 18384 SH DFND 0 18384 0 ALLIANZGI DV INTRST AND STOK 01883A107 220 18610 SH DFND 0 18610 0 VANGUARD ENERGY ETF STOK 92204A306 755 18730 SH DFND 0 18730 0 MEDICAL PROPERTIES STOK 58463J304 335 19008 SH DFND 183 18825 0 ISHARES MSCI USA MIN VOL STOK 46429B697 1838 28839 SH DFND 10006 18833 0 CLOUDERA INC STOK 18914U100 205 18850 SH DFND 0 18850 0 UBER TECHNOLOGIES INC STOK 90353T100 701 19219 SH DFND 338 18881 0 PEAPACK GLADSTONE FI STOK 704699107 294 19391 SH DFND 0 19391 0 HONEYWELL INTL INC STOK 438516106 3268 19855 SH DFND 283 19572 0 TWO HARBORS INVESTMENT C STOK 90187B408 101 19800 SH DFND 0 19800 0 ZOMEDICA PHARMACEUTICA F STOK 98979F107 2 20000 SH DFND 0 20000 0 GILEAD SCIENCES INC STOK 375558103 1281 20265 SH DFND 110 20155 0 VANECK VECTORS GOLD STOK 92189F106 800 20438 SH DFND 0 20438 0 EXELON CORP STOK 30161N101 817 22840 SH DFND 19 22821 0 BERKSHIRE HATHAWAY STOK 084670702 4959 23286 SH DFND 407 22879 0 BIOSPECIFICS TECH CO STOK 090931106 1246 23590 SH DFND 0 23590 0 ALBERTSONS CO SHS CLASS STOK 013091103 332 24000 SH DFND 0 24000 0 WALT DISNEY CO STOK 254687106 3050 24580 SH DFND 530 24050 0 CALITHERA BIOSCIENCE STOK 13089P101 85 24771 SH DFND 0 24771 0 FIRST REPUBLIC BANK STOK 33616C100 2720 24938 SH DFND 14 24924 0 SPDR S&P REGIONAL STOK 78464A698 891 24985 SH DFND 0 24985 0 MFA FINL, INC. STOK 55272X102 67 25110 SH DFND 0 25110 0 A G N C INVESTMENT CORP STOK 00123Q104 350 25140 SH DFND 0 25140 0 CITIGROUP INC STOK 172967424 1193 27680 SH DFND 2108 25572 0 CVS HEALTH CORP STOK 126650100 1513 25912 SH DFND 210 25702 0 DOUBLELINE INCOME SOLUTI STOK 258622109 422 26335 SH DFND 0 26335 0 INVESCO QQQ TRUST STOK 46090E103 7402 26640 SH DFND 0 26640 0 CHEVRON CORP STOK 166764100 2051 28490 SH DFND 1363 27127 0 NEUBERGR BRM MLP AND ENR STOK 64129H104 67 28216 SH DFND 0 28216 0 BLACKROCK MUNIHOLDINGS N STOK 09254X101 384 28220 SH DFND 0 28220 0 JOHNSON & JOHNSON STOK 478160104 4409 29612 SH DFND 1303 28309 0 VERIZON COMMUNICATN STOK 92343V104 1850 31092 SH DFND 1380 29712 0 ORACLE CORP STOK 68389X105 1831 30669 SH DFND 924 29745 0 BLACKROCK 2022 GLOBAL IN STOK 09258P104 259 29903 SH DFND 0 29903 0 NORFOLK SOUTHERN CO STOK 655844108 6555 30633 SH DFND 138 30495 0 ANWORTH MTG ASSET STOK 037347101 51 31000 SH DFND 0 31000 0 CAPITAL ONE FC STOK 14040H105 2237 31129 SH DFND 0 31129 0 INVESCO VARIABLE RATE STOK 46138G870 768 31200 SH DFND 0 31200 0 EURONAV NV F STOK B38564108 280 31700 SH DFND 0 31700 0 BRISTOL-MYERS SQU 30 RTS STOK 110122140 46 117775 SH DFND 86000 31775 0 PROCTER & GAMBLE STOK 742718109 4523 32543 SH DFND 328 32215 0 MEDTRONIC PLC F STOK G5960L103 3571 34364 SH DFND 1363 33001 0 ALERIAN MLP ETF STOK 00162Q452 664 33210 SH DFND 11 33199 0 ODYSSEY MARINE EXPL STOK 676118201 233 34300 SH DFND 0 34300 0 PENNANTPARK INVESTMENT O STOK 708062104 117 36620 SH DFND 0 36620 0 VANGUARD HIGH DIVIDEND STOK 921946406 3015 37252 SH DFND 0 37252 0 ISHARES SILVER TRUST STOK 46428Q109 814 37625 SH DFND 0 37625 0 PHILIP MORRIS INTL STOK 718172109 3021 40285 SH DFND 1071 39214 0 RIVERNORTH OPPORTUNITIES STOK 76881Y109 574 40015 SH DFND 0 40015 0 ARBOR REALTY TR STOK 038923108 472 41191 SH DFND 0 41191 0 BP PLC F STOK 055622104 743 42565 SH DFND 776 41789 0 OPKO HEALTH INC STOK 68375N103 155 42000 SH DFND 0 42000 0 A T & T INC STOK 00206R102 1301 45639 SH DFND 3524 42115 0 CHURCH & DWIGHT CO STOK 171340102 3982 42488 SH DFND 27 42461 0 INVESCO PREFERRED ETF STOK 46138E511 664 45084 SH DFND 0 45084 0 HUNTINGTON BANCSHS STOK 446150104 426 46402 SH DFND 797 45605 0 INTERCONTINENTAL EXC STOK 45866F104 4674 46716 SH DFND 148 46568 0 MICROSOFT CORP STOK 594918104 10236 48668 SH DFND 2061 46607 0 ISHARES PREFERRED INCOME STOK 464288687 1751 48041 SH DFND 700 47341 0 URANIUM ENERGY CORP STOK 916896103 48 48500 SH DFND 0 48500 0 KRAFT HEINZ CO STOK 500754106 1479 49379 SH DFND 0 49379 0 CARNIVAL CORP F STOK 143658300 758 49904 SH DFND 133 49771 0 REALOGY HOLDINGS CO STOK 75605Y106 491 51973 SH DFND 0 51973 0 FS KKR CAPITAL CORP STOK 302635206 900 56728 SH DFND 0 56728 0 JPMORGAN CHASE & CO STOK 46625H100 6408 66562 SH DFND 2143 64419 0 MONDELEZ INTL STOK 609207105 3748 65246 SH DFND 725 64521 0 ALTRIA GROUP INC STOK 02209S103 2594 67142 SH DFND 1947 65195 0 GENERAL ELECTRIC CO STOK 369604103 423 67949 SH DFND 980 66969 0 CISCO SYSTEMS INC STOK 17275R102 2849 72336 SH DFND 4456 67880 0 ARES CAPITAL CORP STOK 04010L103 969 69467 SH DFND 0 69467 0 ZOOM VIDEO COMMUNICATION STOK 98980L101 34198 72745 SH DFND 0 72745 0 INTEL CORP STOK 458140100 4129 79750 SH DFND 2038 77712 0 WELLS FARGO & CO STOK 949746101 1960 83365 SH DFND 624 82741 0 HP INC. STOK 40434L105 1729 91067 SH DFND 47 91020 0 SPDR S&P 500 GROWTH ETF STOK 78464A409 4587 91542 SH DFND 0 91542 0 BANK OF AMERICA CORP STOK 060505104 2547 105712 SH DFND 3625 102087 0 EXXON MOBIL CORP STOK 30231G102 3616 105320 SH DFND 1346 103974 0 PFIZER INC STOK 717081103 3989 108688 SH DFND 3599 105089 0 DOCUSIGN INC STOK 256163106 22968 106708 SH DFND 0 106708 0 BLACKSTONE GROUP INC STOK 09260D107 6375 122130 SH DFND 130 122000 0 ISHARES GOLD ETF STOK 464285105 2341 130151 SH DFND 536 129615 0 CASTLIGHT HEALTH INC STOK 14862Q100 175 155000 SH DFND 0 155000 0 BRISTOL-MYERS SQUIBB STOK 110122108 11506 190840 SH DFND 352 190488 0 UPWORK INC STOK 91688F104 3601 206452 SH DFND 0 206452 0 MERCK & CO. INC. STOK 58933Y105 24363 293707 SH DFND 1611 292096 0 GOLD STANDARD VENTUR F STOK 380738104 278 356691 SH DFND 0 356691 0 BRISTOL-MYERS SQUIBB RTS STOK 110122157 874 388408 SH DFND 1100 387308 0 APPLE INC STOK 037833100 45457 392513 SH DFND 2217 390296 0 INVESCO BULLETSHARES STOK 46138J882 10679 499130 SH DFND 1860 497270 0 OWL ROCK CAPITAL CORP STOK 69121K104 25354 2102309 SH DFND 0 2102309 0 ISHARES MSCI USA SIZE STOK 46432F370 232 2473 SH DFND 2473 0 0 ISHARES 7-10 YEAR STOK 464287440 557 4572 SH DFND 4572 0 0 HARTFORD MLTFCTR DVLPD STOK 518416102 234 9051 SH DFND 9051 0 0 WSDMTRE EMRG MKT EX STT STOK 97717X578 366 10861 SH DFND 10861 0 0 ISHARES 0-5 YEAR TIPS STOK 46429B747 1450 13936 SH DFND 13936 0 0 ENERGY SELECT SECTOR STOK 81369Y506 446 14900 SH DFND 14900 0 0 ISHARES MSCI ALL COUNT STOK 464288182 2046 26510 SH DFND 26510 0 0 COMMUNICAT SVS SLCT SEC STOK 81369Y852 2998 50470 SH DFND 50470 0 0