Chief Compliance Officer

0001776033-21-000005.txt : 20210812 0001776033-21-000005.hdr.sgml : 20210812 20210812154312 ACCESSION NUMBER: 0001776033-21-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210812 DATE AS OF CHANGE: 20210812 EFFECTIVENESS DATE: 20210812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Golden State Wealth Management, LLC CENTRAL INDEX KEY: 0001776033 IRS NUMBER: 463329328 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19519 FILM NUMBER: 211167275 BUSINESS ADDRESS: STREET 1: 201 E. SANDPOINTE AVE STREET 2: #460 CITY: SANTA ANA STATE: CA ZIP: 92707 BUSINESS PHONE: 7143227410 MAIL ADDRESS: STREET 1: 201 E. SANDPOINTE AVE STREET 2: #460 CITY: SANTA ANA STATE: CA ZIP: 92707 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001776033 XXXXXXXX 06-30-2021 06-30-2021 Golden State Wealth Management, LLC

201 E. SANDPOINTE AVE #460 SANTA ANA CA 92707

13F HOLDINGS REPORT 028-19519 N Patrick Catone Chief Compliance Officer 8186269747 Patrick Catone South Coast Metro CA 08-12-2021 0 308 453575 false INFORMATION TABLE 2 13F2Q2021.xml 202113F2Q13F CALL 1 CENTERPOINT ENERG Listed Options 15189t107 3 100 SH Call SOLE 0 0 0 CALL 1 INERTCEPT PHARMS Listed Options 45845p108 2 100 SH Call SOLE 0 0 0 CALL 1 KIMBERLY CLARK CO Listed Options 494368103 13 100 SH Call SOLE 0 0 0 CALL 1 QUALCOMM INC Listed Options 747525103 14 100 SH Call SOLE 0 0 0 CALL 1 VIACOMCBS INC CL Listed Options 92556h107 5 100 SH Call SOLE 0 0 0 CALL 6 ZOOM VIDEO Listed Options 98980l101 39 100 SH Call SOLE 0 0 0 CALL 1 CARNIVAL CORP Listed Options 143658300 5 200 SH Call SOLE 0 0 0 CALL 1 FACEBOOK INC CL A Listed Options 30303m102 69 200 SH Call SOLE 0 0 0 CALL 1 NATIONAL BEVERAGE Listed Options 635017106 9 200 SH Call SOLE 0 0 0 CALL 1 OCCIDENTAL Listed Options 674599105 6 200 SH Call SOLE 0 0 0 CALL 1 TOLL BROTHERS INC Listed Options 889458103 12 200 SH Call SOLE 0 0 0 CALL 1 PG&E CORPORATION Listed Options 742718fk0 40 300 SH Call SOLE 0 0 0 CALL 1 AVEO PHARM 10 AVE Listed Options 053588307 0 500 SH Call SOLE 0 0 0 CALL 1 ALIBABA GRP HLDG Listed Options 01609W102 136 600 SH Call SOLE 0 0 0 BOOKING HOLDINGS Common Stock 09857L108 203 93 SH SOLE 600 0 271 NVR INC Common Stock 62944T105 1397 281 SH SOLE 400 0 0 SERVICENOW INC Common Stock 81762P102 204 372 SH SOLE 0 0 487 REGENERON PHARMACEUTICAL Common Stock 75886F107 245 438 SH SOLE 0 0 306 ISHARES SEMICONDUCTOR MF Closed and MF Open 464287523 213 468 SH SOLE 89 0 0 TRANSDIGM GROUP Common Stock 893641100 431 666 SH SOLE 242 0 1108 LINDE PLC Common Stock G5494J103 218 753 SH SOLE 0 0 13 LAM RESEARCH CORPORATION Common Stock 512807108 496 762 SH SOLE 0 0 7 ACCENTURE PLC Common Stock G1151C101 225 763 SH SOLE 511 0 1129 ALPHABET INC Common Stock 02079K107 2015 804 SH SOLE 0 0 562 NETFLIX INC Common Stock 64110L106 457 866 SH SOLE 530 0 4588 MSCI INC Common Stock 55354G100 469 879 SH SOLE 0 0 200 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4463 SH SOLE 0 0 1258 SPDR S&P MF Closed and MF Open 78464A532 380 4476 SH SOLE 0 0 421 WALMART INC Common Stock 931142103 647 4586 SH SOLE 0 0 6500 SOUTHWEST AIRLINES Common Stock 844741108 244 4591 SH SOLE 0 0 2750 XPO LOGISTICS Common Stock 983793100 643 4594 SH SOLE 0 0 500 ARK FINTECH MF Closed and MF Open 00214Q708 259 4786 SH SOLE 0 0 41 ISHARES S&P MF Closed and MF Open 464287606 390 4817 SH SOLE 0 0 1594 WELLS FARGO Common Stock 949746101 218 4820 SH SOLE 0 0 201 SALESFORCE.COM INC Common Stock 79466L302 1178 4824 SH SOLE 737 0 5985 SELECT SECTOR MF Closed and MF Open 81369Y852 392 4840 SH SOLE 0 0 6567 ABBVIE INC Common Stock 00287Y109 547 4854 SH SOLE 874 0 2407 BOEING COMPANY Common Stock 097023105 1172 4894 SH SOLE 0 0 5270 SECTOR MATERIALS MF Closed and MF Open 81369Y100 410 4983 SH SOLE 750 0 0 RBC BEARINGS Common Stock 75524B104 1012 5074 SH SOLE 0 0 1 APOLLO GLOBAL Common Stock 03768E105 316 5074 SH SOLE 0 0 1 VANGUARD SHORT MF Closed and MF Open 92206C409 423 5116 SH 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WISDOMTREE TRUST MF Closed and MF Open 97717X669 1961 32860 SH SOLE 0 0 1050 JP MORGAN MF Closed and MF Open 46641Q654 1709 33484 SH SOLE 0 0 560 ISHARES MSCI MF Closed and MF Open 46434V456 1322 34290 SH SOLE 0 0 632 ISHARES MSCI MF Closed and MF Open 464288885 3783 35264 SH SOLE 0 0 5217 INVESCO QQQ MF Closed and MF Open 46090E103 12915 36438 SH SOLE 0 0 15 ISHARES S&P MF Closed and MF Open 464287671 3808 37709 SH SOLE 0 0 140 SPDR PORTFOLIO MF Closed and MF Open 78464A854 1911 37968 SH SOLE 700 0 16 ROLLINS INC Common Stock 775711104 1328 38820 SH SOLE 0 0 1 SPDR BLOOMBERG MF Closed and MF Open 78464A359 4070 46924 SH SOLE 10 0 0 ISHARES MSCI MF Closed and MF Open 46432F396 8623 49721 SH SOLE 0 0 250 GLOBAL X MF Closed and MF Open 37954Y764 2316 53491 SH SOLE 530 0 1274 SECTOR FINANCIAL MF Closed and MF Open 81369Y605 1972 53749 SH SOLE 0 0 8483 FIRST TRUST MF Closed and MF Open 33738R605 2562 54064 SH SOLE 0 0 2140 ISHARES MSCI MF Closed and MF Open 46432F339 7436 55961 SH SOLE 0 0 140 FIRST TRUST MF Closed and MF Open 336920103 7316 57393 SH SOLE 0 0 77 BLACKSTONE GROUP Common Stock 09260D107 6265 64497 SH SOLE 0 0 1250 FS KKR Common Stock 302635206 1472 68434 SH SOLE 0 0 283 ISHARES CORE MF Closed and MF Open 464287200 29642 68949 SH SOLE 0 0 734 PIMCO CA MUN INC FD III MF Closed and MF Open 72201C109 825 71927 SH SOLE 400 0 4194 SPDR PORTFOLIO MF Closed and MF Open 78464A847 3423 72508 SH SOLE 50 0 55 PIMCO DYNAMIC MF Closed and MF Open 72202D106 2014 89986 SH SOLE 50 0 3 ISHARES MSCI MF Closed and MF Open 46429B697 6688 90853 SH SOLE 125 0 0 APPLE INC Common Stock 037833100 16524 120646 SH SOLE 0 0 600 FIRST TRUST MF Closed and MF Open 33739Q408 7243 120831 SH SOLE 0 0 830 PRINCIPAL US MF Closed and MF Open 74255Y870 4812 121154 SH SOLE 10 0 433 FIRST TRUST MF Closed and MF Open 33733E104 9167 121335 SH SOLE 0 0 2 JANUS HENDERSON MF Closed and MF Open 47103U886 6993 139240 SH SOLE 345 0 755 ISHARES CORE MF Closed and MF Open 464287226 33076 286790 SH SOLE 0 0 145 GABELLI EQUITY MF Closed and MF Open 362397101 2746 397974 SH SOLE 160 0 83 SPDR PORTFOLIO MF Closed and MF Open 78464A649 12650 421534 SH SOLE 2000 0 0 FIRST TRUST MF Closed and MF Open 33734H106 17295 434887 SH SOLE 200 0 0