0001776033-21-000004.txt : 20210514
0001776033-21-000004.hdr.sgml : 20210514
20210514140318
ACCESSION NUMBER: 0001776033-21-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210514
DATE AS OF CHANGE: 20210514
EFFECTIVENESS DATE: 20210514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Golden State Wealth Management, LLC
CENTRAL INDEX KEY: 0001776033
IRS NUMBER: 463329328
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19519
FILM NUMBER: 21923617
BUSINESS ADDRESS:
STREET 1: 201 E. SANDPOINTE AVE
STREET 2: #460
CITY: SANTA ANA
STATE: CA
ZIP: 92707
BUSINESS PHONE: 7143227410
MAIL ADDRESS:
STREET 1: 201 E. SANDPOINTE AVE
STREET 2: #460
CITY: SANTA ANA
STATE: CA
ZIP: 92707
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001776033
XXXXXXXX
03-31-2021
03-31-2021
Golden State Wealth Management, LLC
201 E. SANDPOINTE AVE
#460
SANTA ANA
CA
92707
13F HOLDINGS REPORT
028-19519
N
Patrick Catone
Chief Compliance Officer
8186269747
Patrick Catone
South Coast Metro
CA
05-14-2021
0
199
303312
false
INFORMATION TABLE
2
13F1Q2021.xml
GS13FQ12021
ABBVIE INC
Common Stock
00287Y109
554
5125
SH
SOLE
1909
0
3216
ACCENTURE PLC
Common Stock
G1151C101
237
858
SH
SOLE
0
0
858
ADOBE INC
Common Stock
00724F101
604
1271
SH
SOLE
639
0
632
ADVANCED MICRO
Common Stock
007903107
593
7562
SH
SOLE
2400
0
5162
ALIBABA GROUP
Common Stock
01609W102
389
1720
SH
SOLE
138
0
1582
ALIGOS THERAPEUTICS
Common Stock
01626L105
337
14860
SH
SOLE
4000
0
10860
ALPHABET INC
Common Stock
02079K107
1172
567
SH
SOLE
87
0
480
ALPHABET INC
Common Stock
02079K305
5414
2625
SH
SOLE
1073
0
1552
ALTRIA GROUP
Common Stock
02209S103
401
7839
SH
SOLE
344
0
7495
AMAZON COM
Common Stock
023135106
9040
2922
SH
SOLE
1043
0
1879
AMERICAN ELECTRIC
Common Stock
025537101
608
7181
SH
SOLE
0
0
7181
AMERICAN EXPRESS
Common Stock
025816109
580
4102
SH
SOLE
1670
0
2432
AMERICAN FINANCIAL
Common Stock
025932104
855
7500
SH
SOLE
0
0
7500
AMGEN INC
Common Stock
031162100
461
1852
SH
SOLE
199
0
1653
APOLLO GLOBAL
Common Stock
03768E105
261
5562
SH
SOLE
1908
0
3654
APPLE INC
Common Stock
037833100
13519
110678
SH
SOLE
21493
0
89184
ARK INNOVATION
MF Closed and MF Open
00214Q104
224
1872
SH
SOLE
0
0
1872
AT&T INC
Common Stock
00206R102
594
19642
SH
SOLE
4020
0
15622
BANK AMERICA
Common Stock
060505104
914
23646
SH
SOLE
949
0
22697
BERKSHIRE HATHAWAY
Common Stock
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1862
7289
SH
SOLE
110
0
7179
BIOGEN INC
Common Stock
09062X103
205
736
SH
SOLE
186
0
550
BLACKSTONE GROUP
Common Stock
09260D107
4679
62787
SH
SOLE
27431
0
35356
BOEING COMPANY
Common Stock
097023105
1299
5102
SH
SOLE
716
0
4386
BRISTOL MYERS
Common Stock
110122108
219
3471
SH
SOLE
400
0
3071
BROADCOM INC
Common Stock
11135F101
524
1130
SH
SOLE
540
0
590
CANOPY GROWTH
Common Stock
138035100
202
6308
SH
SOLE
1750
0
4558
CATERPILLAR INC
Common Stock
149123101
462
1996
SH
SOLE
147
0
1849
CHEVRON CORP
Common Stock
166764100
763
7288
SH
SOLE
592
0
6696
CISCO SYSTEMS
Common Stock
17275R102
393
7618
SH
SOLE
1751
0
5867
CITIGROUP INC
Common Stock
172967424
454
6245
SH
SOLE
2021
0
4224
COMCAST CORP
Common Stock
20030N101
316
5843
SH
SOLE
1956
0
3886
COMPASS DIVERSIFIED
Common Stock
20451Q104
257
11117
SH
SOLE
2817
0
8300
CONSUMER DISCRETIONARY
MF Closed and MF Open
81369Y407
979
5825
SH
SOLE
250
0
5575
COSTCO WHOLESALE
Common Stock
22160K105
1348
3825
SH
SOLE
680
0
3145
CROWDSTRIKE HOLDINGS
Common Stock
22788C105
301
1651
SH
SOLE
5
0
1646
EDWARDS LIFESCIENCES
Common Stock
28176E108
250
3000
SH
SOLE
1800
0
1200
EXXON MOBIL
Common Stock
30231G102
772
13845
SH
SOLE
1140
0
12704
FACEBOOK INC
Common Stock
30303M102
962
3269
SH
SOLE
855
0
2414
FIRST TRUST
MF Closed and MF Open
336920103
6820
57242
SH
SOLE
4883
0
52359
FIRST TRUST
MF Closed and MF Open
33733E104
8522
120341
SH
SOLE
13759
0
106582
FIRST TRUST
MF Closed and MF Open
33733E203
274
1711
SH
SOLE
335
0
1376
FIRST TRUST
MF Closed and MF Open
33733E302
850
3902
SH
SOLE
474
0
3428
FIRST TRUST
MF Closed and MF Open
33733F101
969
8952
SH
SOLE
450
0
8502
FIRST TRUST
MF Closed and MF Open
33734H106
13079
344369
SH
SOLE
90069
0
254299
FIRST TRUST
MF Closed and MF Open
33734K109
740
9250
SH
SOLE
0
0
9250
FIRST TRUST
MF Closed and MF Open
33734X143
1677
15444
SH
SOLE
839
0
14605
FIRST TRUST
MF Closed and MF Open
33734X192
1105
11548
SH
SOLE
822
0
10726
FIRST TRUST
MF Closed and MF Open
33737J174
369
6145
SH
SOLE
465
0
5680
FIRST TRUST
MF Closed and MF Open
33738R118
1171
21699
SH
SOLE
3297
0
18402
FIRST TRUST
MF Closed and MF Open
33738R506
479
10547
SH
SOLE
0
0
10547
FIRST TRUST
MF Closed and MF Open
33738R605
2460
55109
SH
SOLE
7065
0
48044
FIRST TRUST
MF Closed and MF Open
33739N108
261
4641
SH
SOLE
3941
0
700
FIRST TRUST
MF Closed and MF Open
33739Q200
452
8866
SH
SOLE
3437
0
5429
FIRST TRUST
MF Closed and MF Open
33739Q408
7528
125534
SH
SOLE
14838
0
110696
FLAHERTY & CRUMRINE
MF Closed and MF Open
33848W106
214
7136
SH
SOLE
858
0
6278
FS KKR
Common Stock
35952V303
1216
62280
SH
SOLE
0
0
62280
GABELLI EQUITY
MF Closed and MF Open
362397101
2648
388377
SH
SOLE
122619
0
265758
GENERAL ELECTRIC
Common Stock
369604103
149
11355
SH
SOLE
418
0
10937
GILEAD SCIENCES
Common Stock
375558103
223
3462
SH
SOLE
497
0
2965
GLOBAL X
MF Closed and MF Open
37954Y764
2243
55923
SH
SOLE
19851
0
36071
GOLDMAN SACHS
Common Stock
38141G104
319
978
SH
SOLE
10
0
968
HILTON WORLDWIDE
Common Stock
43300A203
359
2972
SH
SOLE
0
0
2972
HOME DEPOT
Common Stock
437076102
1987
6512
SH
SOLE
1702
0
4809
INTEL CORP
Common Stock
458140100
249
3890
SH
SOLE
649
0
3241
INTUITIVE SURGICAL
Common Stock
46120E602
260
353
SH
SOLE
200
0
153
INVESCO LTD
Common Stock
G491BT108
517
20500
SH
SOLE
10000
0
10500
INVESCO QQQ
MF Closed and MF Open
46090E103
5753
18028
SH
SOLE
8041
0
9986
INVESCO S&P
MF Closed and MF Open
46137V357
213
1507
SH
SOLE
0
0
1507
INVESCO SOLAR
MF Closed and MF Open
46138G706
1403
15295
SH
SOLE
0
0
15295
ISHARES 1-5 YEAR
MF Closed and MF Open
464288646
215
3938
SH
SOLE
0
0
3938
ISHARES 20
MF Closed and MF Open
464287432
470
3473
SH
SOLE
756
0
2717
ISHARES CORE
MF Closed and MF Open
464287150
266
2913
SH
SOLE
523
0
2390
ISHARES CORE
MF Closed and MF Open
464287200
27402
68881
SH
SOLE
20388
0
48493
ISHARES CORE
MF Closed and MF Open
464287226
29890
262590
SH
SOLE
125326
0
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ISHARES CORE
MF Closed and MF Open
464287507
2395
9205
SH
SOLE
2034
0
7170
ISHARES CORE
MF Closed and MF Open
464287804
2854
26299
SH
SOLE
11661
0
14638
ISHARES CORE
MF Closed and MF Open
46432F842
247
3430
SH
SOLE
90
0
3339
ISHARES CORE
MF Closed and MF Open
46434V613
371
7034
SH
SOLE
3786
0
3248
ISHARES ESG
MF Closed and MF Open
46434G863
295
6826
SH
SOLE
0
0
6826
ISHARES ESG
MF Closed and MF Open
46435G425
914
10058
SH
SOLE
0
0
10058
ISHARES GLOBAL
MF Closed and MF Open
464287291
391
1273
SH
SOLE
0
0
1273
ISHARES GLOBAL
MF Closed and MF Open
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327
13460
SH
SOLE
3500
0
9960
ISHARES IBOXX
MF Closed and MF Open
464287242
727
5594
SH
SOLE
0
0
5594
ISHARES MSCI
MF Closed and MF Open
464286509
311
9148
SH
SOLE
9148
0
0
ISHARES MSCI
MF Closed and MF Open
464287234
547
10256
SH
SOLE
0
0
10256
ISHARES MSCI
MF Closed and MF Open
464287465
438
5783
SH
SOLE
3365
0
2418
ISHARES MSCI
MF Closed and MF Open
464288257
1290
13560
SH
SOLE
0
0
13560
ISHARES MSCI
MF Closed and MF Open
464288877
209
4108
SH
SOLE
442
0
3666
ISHARES MSCI
MF Closed and MF Open
464288885
525
5225
SH
SOLE
1316
0
3909
ISHARES MSCI
MF Closed and MF Open
46429B697
673
9728
SH
SOLE
0
0
9728
ISHARES MSCI
MF Closed and MF Open
46432F388
317
3096
SH
SOLE
0
0
3096
ISHARES MSCI
MF Closed and MF Open
46432F396
915
5694
SH
SOLE
2490
0
3204
ISHARES NASDAQ
MF Closed and MF Open
464287556
847
5626
SH
SOLE
1170
0
4456
ISHARES PHLX
MF Closed and MF Open
464287523
280
661
SH
SOLE
380
0
281
ISHARES RUSSELL
MF Closed and MF Open
464287481
1480
14506
SH
SOLE
1924
0
12582
ISHARES RUSSELL
MF Closed and MF Open
464287598
229
1517
SH
SOLE
767
0
750
ISHARES RUSSELL
MF Closed and MF Open
464287614
228
941
SH
SOLE
288
0
653
ISHARES RUSSELL
MF Closed and MF Open
464287648
6088
20245
SH
SOLE
1813
0
18432
ISHARES RUSSELL
MF Closed and MF Open
464287655
322
1461
SH
SOLE
297
0
1164
ISHARES S&P
MF Closed and MF Open
464287309
234
3594
SH
SOLE
1482
0
2112
ISHARES S&P
MF Closed and MF Open
464287671
3468
38206
SH
SOLE
2155
0
36051
ISHARES SELECT
MF Closed and MF Open
464287168
203
1781
SH
SOLE
0
0
1781
ISHARES U S
MF Closed and MF Open
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684
26150
SH
SOLE
0
0
26150
JANUS DETROIT
MF Closed and MF Open
47103U100
312
4626
SH
SOLE
923
0
3703
JANUS HENDERSON
MF Closed and MF Open
47103U886
7321
145879
SH
SOLE
1583
0
144295
JOHNSON & JOHNSON
Common Stock
478160104
584
3557
SH
SOLE
1104
0
2453
JPMORGAN CHASE
Common Stock
46625H100
1762
11576
SH
SOLE
1884
0
9692
LENNAR CORP
Common Stock
526057104
324
3205
SH
SOLE
1150
0
2055
LINDE PLC
Common Stock
G5494J103
210
753
SH
SOLE
560
0
193
LOCKHEED MARTIN
Common Stock
539830109
1986
5376
SH
SOLE
36
0
5340
LOWES COMPANIES
Common Stock
548661107
284
1498
SH
SOLE
344
0
1154
MAINSTAY DEFINEDTERM
MF Closed and MF Open
56064K100
477
21507
SH
SOLE
19466
0
2041
MARVELL TECHNOLOGY
Common Stock
G5876H105
241
4928
SH
SOLE
4300
0
628
MASTERCARD INC
Common Stock
57636Q104
448
1258
SH
SOLE
542
0
715
MCDONALDS CORP
Common Stock
580135101
594
2652
SH
SOLE
81
0
2571
MCKESSON CORP
Common Stock
58155Q103
415
2130
SH
SOLE
600
0
1530
MERCK & COMPANY
Common Stock
58933Y105
376
4886
SH
SOLE
530
0
4356
MICRON TECHNOLOGY INC
Common Stock
595112103
409
4642
SH
SOLE
0
0
4642
MICROSOFT CORP
Common Stock
594918104
3916
16610
SH
SOLE
2851
0
13759
MONDELEZ INTERNATIONAL
Common Stock
609207105
243
4158
SH
SOLE
75
0
4083
MP MATERIALS
Common Stock
553368101
225
6280
SH
SOLE
5100
0
1180
NETFLIX INC
Common Stock
64110L106
684
1312
SH
SOLE
169
0
1143
NIKE INC
Common Stock
654106103
1101
8291
SH
SOLE
220
0
8071
NORTHROP GRUMMAN
Common Stock
666807102
518
1601
SH
SOLE
560
0
1041
NVIDIA CORP
Common Stock
67066G104
1142
2140
SH
SOLE
1042
0
1097
NXP SEMICONDUCTORS
Common Stock
N6596X109
320
1590
SH
SOLE
1100
0
490
PACIFIC PREMIER
Common Stock
69478X105
302
6973
SH
SOLE
0
0
6973
PAYPAL HOLDINGS
Common Stock
70450Y103
458
1887
SH
SOLE
175
0
1712
PEPSICO INC
Common Stock
713448108
265
1875
SH
SOLE
240
0
1635
PFIZER INC
Common Stock
717081103
442
12201
SH
SOLE
1701
0
10500
PHILIP MORRIS
Common Stock
718172109
222
2509
SH
SOLE
193
0
2316
PIMCO CA MUN INC FD III
MF Closed and MF Open
72201C109
751
71218
SH
SOLE
61640
0
9577
PIMCO DYNAMIC
MF Closed and MF Open
72201Y101
572
20355
SH
SOLE
9659
0
10695
PIMCO DYNAMIC
MF Closed and MF Open
72202D106
1975
88687
SH
SOLE
44552
0
44135
PRINCIPAL US
MF Closed and MF Open
74255Y870
4235
114743
SH
SOLE
19754
0
94989
PROCTER & GAMBLE
Common Stock
742718109
575
4250
SH
SOLE
462
0
3788
PROSHARES TRUST
MF Closed and MF Open
74348A467
250
2907
SH
SOLE
484
0
2423
PUBLIC SERVICE
Common Stock
744573106
396
6577
SH
SOLE
0
0
6577
QORVO INC
Common Stock
74736K101
428
2344
SH
SOLE
994
0
1350
QUALCOMM INC
Common Stock
747525103
1112
8389
SH
SOLE
365
0
8023
RAYTHEON TECHNOLOGIES
Common Stock
75513E101
335
4341
SH
SOLE
92
0
4249
REALTY INCOME
Common Stock
756109104
301
4749
SH
SOLE
535
0
4214
REGENERON PHARMACEUTICAL
Common Stock
75886F107
206
437
SH
SOLE
250
0
187
ROCKWELL AUTOMATION
Common Stock
773903109
663
2500
SH
SOLE
0
0
2500
ROKU INC
Common Stock
77543R102
808
2482
SH
SOLE
0
0
2482
SALESFORCE.COM INC
Common Stock
79466L302
701
3310
SH
SOLE
1211
0
2099
SCHWAB INTL
MF Closed and MF Open
808524805
298
7926
SH
SOLE
7172
0
754
SCHWAB US
MF Closed and MF Open
808524300
231
1781
SH
SOLE
1781
0
0
SECTOR CONSUMER
MF Closed and MF Open
81369Y308
972
14234
SH
SOLE
550
0
13684
SECTOR ENERGY
MF Closed and MF Open
81369Y506
291
5941
SH
SOLE
834
0
5107
SECTOR FINANCIAL
MF Closed and MF Open
81369Y605
1479
43452
SH
SOLE
5194
0
38258
SECTOR HEALTHCARE
MF Closed and MF Open
81369Y209
468
4011
SH
SOLE
186
0
3825
SECTOR INDUSTRIAL
MF Closed and MF Open
81369Y704
422
4295
SH
SOLE
601
0
3694
SECTOR TECHNOLOGY
MF Closed and MF Open
81369Y803
891
6709
SH
SOLE
53
0
6656
SELECT SECTOR
MF Closed and MF Open
81369Y852
353
4816
SH
SOLE
216
0
4600
SERVICENOW INC
Common Stock
81762P102
226
452
SH
SOLE
270
0
182
SKYWORKS SOLUTIONS
Common Stock
83088M102
241
1315
SH
SOLE
1000
0
315
SORRENTO THERAPEUTICS
Common Stock
83587F202
82
10000
SH
SOLE
0
0
10000
SOUTHWEST AIRLINES
Common Stock
844741108
313
5140
SH
SOLE
170
0
4970
SPDR DOW
MF Closed and MF Open
78467X109
2687
8140
SH
SOLE
6232
0
1908
SPDR GOLD
Common Stock
78463V107
298
1866
SH
SOLE
536
0
1330
SPDR PORTFOLIO
MF Closed and MF Open
78463X889
278
7868
SH
SOLE
0
0
7868
SPDR PORTFOLIO
MF Closed and MF Open
78464A649
10544
355621
SH
SOLE
171407
0
184214
SPDR PORTFOLIO
MF Closed and MF Open
78464A847
3858
84318
SH
SOLE
54754
0
29563
SPDR PORTFOLIO
MF Closed and MF Open
78464A854
575
12348
SH
SOLE
0
0
12348
SPDR PORTFOLIO
MF Closed and MF Open
78468R788
331
8618
SH
SOLE
3804
0
4814
SPDR PORTFOLIO
MF Closed and MF Open
78468R853
2080
49223
SH
SOLE
26092
0
23130
SPDR S&P
MF Closed and MF Open
78462F103
8435
21283
SH
SOLE
1927
0
19356
SPDR S&P
MF Closed and MF Open
78464A532
391
4476
SH
SOLE
2107
0
2369
SPDR S&P
MF Closed and MF Open
78467Y107
231
487
SH
SOLE
213
0
274
STARBUCKS CORP
Common Stock
855244109
674
6173
SH
SOLE
676
0
5496
TARGET CORP
Common Stock
87612E106
248
1254
SH
SOLE
173
0
1080
TERADYNE INC
Common Stock
880770102
230
1892
SH
SOLE
0
0
1892
TESLA INC
Common Stock
88160R101
3088
4624
SH
SOLE
905
0
3719
THERMO FISHER
Common Stock
883556102
2164
4743
SH
SOLE
1461
0
3282
UNION PACIFIC CORP
Common Stock
907818108
240
1092
SH
SOLE
0
0
1092
UNITED PARCEL
Common Stock
911312106
223
1316
SH
SOLE
0
0
1316
UNITEDHEALTH GROUP
Common Stock
91324P102
1332
3582
SH
SOLE
213
0
3368
VANECK MERK
MF Closed and MF Open
921078101
454
27308
SH
SOLE
0
0
27308
VANGUARD DIVIDEND
MF Closed and MF Open
921908844
1404
9551
SH
SOLE
220
0
9330
VANGUARD FSTE
MF Closed and MF Open
922042858
872
16758
SH
SOLE
1153
0
15604
VANGUARD FTSE
MF Closed and MF Open
921943858
793
16167
SH
SOLE
2749
0
13418
VANGUARD INTERMEDIATE
MF Closed and MF Open
921937819
711
8016
SH
SOLE
4037
0
3979
VANGUARD INTERMEDIATE
MF Closed and MF Open
92206C870
291
3135
SH
SOLE
0
0
3135
VANGUARD MID
MF Closed and MF Open
922908629
683
3089
SH
SOLE
0
0
3089
VANGUARD MORTGAGE
MF Closed and MF Open
92206C771
243
4571
SH
SOLE
3261
0
1310
VANGUARD RUSSELL
MF Closed and MF Open
92206C664
365
2051
SH
SOLE
0
0
2051
VANGUARD S&P
MF Closed and MF Open
922908363
1135
3116
SH
SOLE
877
0
2239
VANGUARD SHORT
MF Closed and MF Open
92206C409
350
4244
SH
SOLE
0
0
4244
VANGUARD SMALL
MF Closed and MF Open
922908751
716
3346
SH
SOLE
0
0
3346
VANGUARD TOTAL
MF Closed and MF Open
921937835
319
3777
SH
SOLE
269
0
3508
VANGUARD TOTAL
MF Closed and MF Open
922042742
2181
22421
SH
SOLE
21555
0
866
VANGUARD TOTAL
MF Closed and MF Open
922908769
376
1820
SH
SOLE
0
0
1820
VANGUARD VALUE
MF Closed and MF Open
922908744
915
6964
SH
SOLE
64
0
6900
VERIZON COMMUNICATIONS
Common Stock
92343V104
1110
19097
SH
SOLE
2700
0
16396
VISA INC
Common Stock
92826C839
1439
6797
SH
SOLE
1274
0
5523
WALMART INC
Common Stock
931142103
686
5053
SH
SOLE
547
0
4506
WALT DISNEY
Common Stock
254687106
1279
6934
SH
SOLE
1519
0
5415
X TRACKERS
MF Closed and MF Open
233051200
362
9983
SH
SOLE
0
0
9983