The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M COMPANY | Common Stock | 88579Y101 | 271 | 1,738 | SH | SOLE | 470 | 0 | 1,268 | ||
ABBOTT LABS | COM | 002824100 | 368 | 4,032 | SH | SOLE | 4,032 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 1,365 | 13,913 | SH | SOLE | 6,693 | 0 | 7,220 | ||
ACCENTURE PLC | Common Stock | G1151C101 | 317 | 1,478 | SH | SOLE | 25 | 0 | 1,453 | ||
ADOBE INC | Common Stock | 00724F101 | 566 | 1,301 | SH | SOLE | 471 | 0 | 830 | ||
ADVANCED MICRO | Common Stock | 007903107 | 395 | 7,502 | SH | SOLE | 2,400 | 0 | 5,102 | ||
ALIBABA GROUP | Common Stock | 01609W102 | 336 | 1,560 | SH | SOLE | 0 | 0 | 1,560 | ||
ALLSTATE CORP | Common Stock | 020002101 | 240 | 2,471 | SH | SOLE | 0 | 0 | 2,471 | ||
ALPHABET INC | Common Stock | 02079K305 | 5,205 | 3,673 | SH | SOLE | 1,288 | 0 | 2,385 | ||
ALTRIA GROUP | Common Stock | 02209S103 | 872 | 22,225 | SH | SOLE | 7,471 | 0 | 14,754 | ||
AMAZON COM | Common Stock | 023135106 | 8,370 | 3,044 | SH | SOLE | 1,271 | 0 | 1,773 | ||
AMERICAN CENTURY | MF Closed and MF Open | 025072208 | 268 | 7,420 | SH | SOLE | 7,420 | 0 | 0 | ||
AMERICAN ELECTRIC | Common Stock | 025537101 | 640 | 8,032 | SH | SOLE | 0 | 0 | 8,032 | ||
AMERICAN EXPRESS | Common Stock | 025816109 | 494 | 5,187 | SH | SOLE | 1,760 | 0 | 3,427 | ||
AMERICAN FINANCIAL | Common Stock | 025932104 | 635 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
AMERICAN TOWER | Common Stock | 03027X100 | 313 | 1,209 | SH | SOLE | 0 | 0 | 1,209 | ||
AMERICAN WATER | Common Stock | 030420103 | 261 | 2,028 | SH | SOLE | 40 | 0 | 1,988 | ||
AMGEN INC | Common Stock | 031162100 | 639 | 2,710 | SH | SOLE | 149 | 0 | 2,561 | ||
APOLLO GLOBAL | Common Stock | 03768E105 | 752 | 15,063 | SH | SOLE | 4,035 | 0 | 11,028 | ||
APPLE INC | COM | 037833100 | 16,329 | 44,763 | SH | SOLE | 17,212 | 0 | 27,551 | ||
AT&T INC | Common Stock | 00206R102 | 758 | 25,086 | SH | SOLE | 3,244 | 0 | 21,842 | ||
BANK AMERICA | Common Stock | 060505104 | 838 | 35,299 | SH | SOLE | 949 | 0 | 34,350 | ||
BANK NEW YORK | Common Stock | 064058100 | 241 | 6,246 | SH | SOLE | 0 | 0 | 6,246 | ||
BERKSHIRE HATHAWAY | Common Stock | 084670702 | 1,984 | 11,115 | SH | SOLE | 698 | 0 | 10,417 | ||
BIG LOTS | Common Stock | 089302103 | 227 | 5,400 | SH | SOLE | 0 | 0 | 5,400 | ||
BLACKBERRY LTD | Common Stock | 09228F103 | 52 | 10,650 | SH | SOLE | 2,500 | 0 | 8,150 | ||
BLACKSTONE GROUP | Common Stock | 09260D107 | 3,752 | 66,218 | SH | SOLE | 29,926 | 0 | 36,292 | ||
BOEING COMPANY | Common Stock | 097023105 | 842 | 4,594 | SH | SOLE | 166 | 0 | 4,428 | ||
BRISTOL MYERS | Rights and Bearer Warrants; Warrants (except Bearer) | 110122157 | 374 | 6,774 | SH | SOLE | 950 | 0 | 5,824 | ||
BROADCOM INC | Common Stock | 11135F101 | 637 | 2,018 | SH | SOLE | 562 | 0 | 1,456 | ||
CALL 10 APPLE INC | Listed Options | 037833900 | 18 | 2 | SH | Call | SOLE | 0 | 0 | 2 | |
CALL 10 DUKE ENERGY CORP | Listed Options | 26441C904 | 0 | 7 | SH | Call | SOLE | 0 | 0 | 7 | |
CALL 10 GENERAL MILLS IN | Listed Options | 370334904 | 2 | 8 | SH | Call | SOLE | 0 | 0 | 8 | |
CALL 10 JOHNSON CONTROLS | Listed Options | G51502905 | 0 | 1 | SH | Call | SOLE | 0 | 0 | 1 | |
CALL 10 LOWES COMPANIES | Listed Options | 548661907 | 16 | 6 | SH | Call | SOLE | 0 | 0 | 6 | |
CALL 10 PROCTER & GAMBLE | Listed Options | 742718909 | 1 | 7 | SH | Call | SOLE | 0 | 0 | 7 | |
CALL 7 3M COMPANY | Listed Options | 88579Y901 | 0 | 2 | SH | Call | SOLE | 0 | 0 | 2 | |
CALL 7 AMGEN INC | Listed Options | 031160900 | 2 | 3 | SH | Call | SOLE | 0 | 0 | 3 | |
CALL 7 AUTOMATIC DATA | Listed Options | 053015903 | 0 | 2 | SH | Call | SOLE | 0 | 0 | 2 | |
CALL 7 CHEVRON CORP | Listed Options | 166764900 | 0 | 6 | SH | Call | SOLE | 0 | 0 | 6 | |
CALL 7 CISCO SYSTEMS INC | Listed Options | 17275R902 | 0 | 23 | SH | Call | SOLE | 0 | 0 | 23 | |
CALL 7 COCA-COLA COMPANY | Listed Options | 191213900 | 0 | 10 | SH | Call | SOLE | 0 | 0 | 10 | |
CALL 7 CVS HEALTH CORP | Listed Options | 126650900 | 0 | 8 | SH | Call | SOLE | 0 | 0 | 8 | |
CALL 7 DOWDUPONT DE NEMO | Listed Options | 26614N902 | 0 | 3 | SH | Call | SOLE | 0 | 0 | 3 | |
CALL 7 EATON CORP PLC | Listed Options | G29183903 | 0 | 8 | SH | Call | SOLE | 0 | 0 | 8 | |
CALL 7 EXXON MOBIL CORP | Listed Options | 30231G902 | 0 | 12 | SH | Call | SOLE | 0 | 0 | 12 | |
CALL 7 GILEAD SCIENCES I | Listed Options | 375558903 | 0 | 8 | SH | Call | SOLE | 0 | 0 | 8 | |
CALL 7 HASBRO INC | Listed Options | 418056907 | 0 | 6 | SH | Call | SOLE | 0 | 0 | 6 | |
CALL 7 INTEL CORP | Listed Options | 458140900 | 0 | 19 | SH | Call | SOLE | 0 | 0 | 19 | |
CALL 7 INTL BUSINESS MAC | Listed Options | 459200901 | 0 | 5 | SH | Call | SOLE | 0 | 0 | 5 | |
CALL 7 JPMORGAN CHASE&CO | Listed Options | 46625H900 | 0 | 8 | SH | Call | SOLE | 0 | 0 | 8 | |
CALL 7 MAXIM INTEGRATED | Listed Options | 57772K901 | 2 | 9 | SH | Call | SOLE | 0 | 0 | 9 | |
CALL 7 MC DONALDS CORP | Listed Options | 580135901 | 0 | 4 | SH | Call | SOLE | 0 | 0 | 4 | |
CALL 7 MEDTRONIC PLC | Listed Options | G5960L903 | 0 | 8 | SH | Call | SOLE | 0 | 0 | 8 | |
CALL 7 ORACLE CORP | Listed Options | 68389X905 | 0 | 9 | SH | Call | SOLE | 0 | 0 | 9 | |
CALL 7 PROCTER & GAMBLE | Listed Options | 742718909 | 0 | 14 | SH | Call | SOLE | 0 | 0 | 14 | |
CALL 7 SIMON PPTY GRP IN | Listed Options | 828806909 | 0 | 3 | SH | Call | SOLE | 0 | 0 | 3 | |
CALL 7 STARBUCKS CORP | Listed Options | 855244909 | 0 | 11 | SH | Call | SOLE | 0 | 0 | 11 | |
CALL 7 TEXAS INSTRUMENTS | Listed Options | 882508904 | 1 | 6 | SH | Call | SOLE | 0 | 0 | 6 | |
CALL 7 TJX COS INC NEW | Listed Options | 872540909 | 0 | 10 | SH | Call | SOLE | 0 | 0 | 10 | |
CALL 7 TRAVELERS COS INC | Listed Options | 89417E909 | 0 | 2 | SH | Call | SOLE | 0 | 0 | 2 | |
CALL 7 UNITED PARCEL SVC | Listed Options | 911312906 | 2 | 3 | SH | Call | SOLE | 0 | 0 | 3 | |
CALL 7 WAL-MART STORES I | Listed Options | 931142903 | 0 | 5 | SH | Call | SOLE | 0 | 0 | 5 | |
CALL 8 ACCENTURE PLC | Listed Options | G1151C901 | 1 | 2 | SH | Call | SOLE | 0 | 0 | 2 | |
CALL 8 AFLAC INC | Listed Options | 001055902 | 0 | 12 | SH | Call | SOLE | 0 | 0 | 12 | |
CALL 8 AMER ELECTRIC POW | Listed Options | 025537901 | 0 | 3 | SH | Call | SOLE | 0 | 0 | 3 | |
CALL 8 CORTEVA INC | Listed Options | 22052L904 | 0 | 4 | SH | Call | SOLE | 0 | 0 | 4 | |
CALL 8 CSX CORP | Listed Options | 126408903 | 0 | 1 | SH | Call | SOLE | 0 | 0 | 1 | |
CALL 8 FASTENAL CORP | Listed Options | 311900904 | 0 | 1 | SH | Call | SOLE | 0 | 0 | 1 | |
CALL 8 MERCK & CO | Listed Options | 58933Y905 | 0 | 9 | SH | Call | SOLE | 0 | 0 | 9 | |
CALL 8 METLIFE INC | Listed Options | 59156R908 | 1 | 8 | SH | Call | SOLE | 0 | 0 | 8 | |
CALL 8 PHILLIPS 66 | Listed Options | 718546904 | 4 | 8 | SH | Call | SOLE | 0 | 0 | 8 | |
CALL 8 PROCTER & GAMBLE | Listed Options | 742718909 | 2 | 12 | SH | Call | SOLE | 0 | 0 | 12 | |
CALL 8 PROLOGIS INC | Listed Options | 74340W903 | 0 | 6 | SH | Call | SOLE | 0 | 0 | 6 | |
CALL 8 RAYTHEON TECHS CO | Listed Options | 75513E901 | 0 | 4 | SH | Call | SOLE | 0 | 0 | 4 | |
CALL 8 SOUTHERN CO | Listed Options | 842587907 | 0 | 3 | SH | Call | SOLE | 0 | 0 | 3 | |
CALL 8 TRUIST FINL CORP | Listed Options | 89832Q909 | 0 | 6 | SH | Call | SOLE | 0 | 0 | 6 | |
CALL 8 U S BANCORP DEL | Listed Options | 902973904 | 0 | 9 | SH | Call | SOLE | 0 | 0 | 9 | |
CALL 8 UNION PACIFIC COR | Listed Options | 907818908 | 0 | 3 | SH | Call | SOLE | 0 | 0 | 3 | |
CALL 8 WALT DISNEY | Listed Options | 254687906 | 0 | 7 | SH | Call | SOLE | 0 | 0 | 7 | |
CALL 8 WILLIAMS SONOMA | Listed Options | 969904901 | 14 | 5 | SH | Call | SOLE | 0 | 0 | 5 | |
CALL 9 AT & T INC | Listed Options | 00206R902 | 0 | 15 | SH | Call | SOLE | 0 | 0 | 15 | |
CALL 9 BANK OF NY MELLON | Listed Options | 064058900 | 2 | 9 | SH | Call | SOLE | 0 | 0 | 9 | |
CALL 9 DOW INC | Listed Options | 260557903 | 0 | 6 | SH | Call | SOLE | 0 | 0 | 6 | |
CALL 9 EMERSON ELECTRIC | Listed Options | 291011904 | 4 | 8 | SH | Call | SOLE | 0 | 0 | 8 | |
CALL 9 EXXON MOBIL CORP | Listed Options | 30231G902 | 0 | 6 | SH | Call | SOLE | 0 | 0 | 6 | |
CALL 9 JOHNSON & JOHNSON | Listed Options | 478160904 | 0 | 4 | SH | Call | SOLE | 0 | 0 | 4 | |
CALL 9 PFIZER INC | Listed Options | 717081903 | 0 | 19 | SH | Call | SOLE | 0 | 0 | 19 | |
CATERPILLAR INC | Common Stock | 149123101 | 266 | 2,102 | SH | SOLE | 147 | 0 | 1,955 | ||
CEMEX S A B | Common Stock | 151290889 | 40 | 14,000 | SH | SOLE | 0 | 0 | 14,000 | ||
CHEVRON CORP | Common Stock | 166764100 | 761 | 8,533 | SH | SOLE | 973 | 0 | 7,560 | ||
CISCO SYSTEMS | Common Stock | 17275R102 | 675 | 14,469 | SH | SOLE | 3,747 | 0 | 10,722 | ||
CITIGROUP INC | Common Stock | 172967424 | 347 | 6,794 | SH | SOLE | 1,671 | 0 | 5,123 | ||
CLEAN ENERGY | Common Stock | 184499101 | 22 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
COCA COLA COMPANY | Common Stock | 191216100 | 547 | 12,246 | SH | SOLE | 1,310 | 0 | 10,936 | ||
COMCAST CORP | Common Stock | 20030N101 | 779 | 19,974 | SH | SOLE | 4,295 | 0 | 15,679 | ||
COMPASS DIVERSIFIED | Common Stock | 20451Q104 | 321 | 18,600 | SH | SOLE | 2,800 | 0 | 15,800 | ||
CONSTELLATION BRANDS | Common Stock | 21036P108 | 224 | 1,280 | SH | SOLE | 400 | 0 | 880 | ||
CONSUMER DISCRETIONARY | MF Closed and MF Open | 81369Y407 | 769 | 6,022 | SH | SOLE | 149 | 0 | 5,873 | ||
COSTCO WHOLESALE | Common Stock | 22160K105 | 1,152 | 3,798 | SH | SOLE | 585 | 0 | 3,213 | ||
CVS HEALTH | Common Stock | 126650100 | 239 | 3,672 | SH | SOLE | 171 | 0 | 3,501 | ||
ECOLAB INC | Common Stock | 278865100 | 253 | 1,273 | SH | SOLE | 10 | 0 | 1,263 | ||
EDISON INTL | Common Stock | 281020107 | 210 | 3,859 | SH | SOLE | 136 | 0 | 3,723 | ||
EDWARDS LIFESCIENCES | Common Stock | 28176E108 | 245 | 3,549 | SH | SOLE | 1,929 | 0 | 1,620 | ||
EXXON MOBIL | Common Stock | 30231G102 | 718 | 16,065 | SH | SOLE | 835 | 0 | 15,230 | ||
FACEBOOK INC | Common Stock | 30303M102 | 1,089 | 4,795 | SH | SOLE | 1,025 | 0 | 3,770 | ||
FIDELITY NATIONAL | Common Stock | 31620M106 | 233 | 3,661 | SH | SOLE | 0 | 0 | 3,661 | ||
FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 33739Q200 | 1,293 | 25,029 | SH | SOLE | 25,029 | 0 | 0 | ||
FIRST TRUST | MF Closed and MF Open | 33733E500 | 35,306 | 748,029 | SH | SOLE | 91,961 | 0 | 656,068 | ||
FLAHERTY & CRUMRINE | MF Closed and MF Open | 33848W106 | 204 | 8,379 | SH | SOLE | 1,548 | 0 | 6,831 | ||
FRANKLIN ETF TR | LIBERTY SHRT ETF | 353506108 | 3,045 | 31,781 | SH | SOLE | 31,781 | 0 | 0 | ||
FS KKR | Common Stock | 35952V303 | 1,035 | 79,682 | SH | SOLE | 977 | 0 | 78,705 | ||
GENERAL ELECTRIC | Common Stock | 369604103 | 84 | 12,306 | SH | SOLE | 418 | 0 | 11,888 | ||
GLOBAL X | MF Closed and MF Open | 37954Y715 | 1,508 | 61,220 | SH | SOLE | 20,300 | 0 | 40,920 | ||
GOLDMAN SACHS | Common Stock | 38141G104 | 316 | 1,651 | SH | SOLE | 110 | 0 | 1,541 | ||
HARTFORD FDS EXCHANGE TRADED | TOTAL RTRN ETF | 41653L305 | 6,419 | 153,243 | SH | SOLE | 153,243 | 0 | 0 | ||
HILTON WORLDWIDE | Common Stock | 43300A203 | 213 | 2,903 | SH | SOLE | 0 | 0 | 2,903 | ||
HOME DEPOT | Common Stock | 437076102 | 2,207 | 8,813 | SH | SOLE | 2,925 | 0 | 5,888 | ||
INTEL CORP | Common Stock | 458140100 | 644 | 10,769 | SH | SOLE | 739 | 0 | 10,030 | ||
INTL BUSINESS | Common Stock | 459200101 | 358 | 2,968 | SH | SOLE | 1,396 | 0 | 1,572 | ||
INTUITIVE SURGICAL | Common Stock | 46120E602 | 301 | 529 | SH | SOLE | 300 | 0 | 229 | ||
INVESCO BULLETSHARES | MF Closed and MF Open | 46138J882 | 859 | 39,490 | SH | SOLE | 0 | 0 | 39,490 | ||
INVESCO PFD | MF Closed and MF Open | 46138E511 | 366 | 25,919 | SH | SOLE | 17,694 | 0 | 8,225 | ||
INVESCO QQQ | MF Closed and MF Open | 46090E103 | 4,755 | 19,206 | SH | SOLE | 9,706 | 0 | 9,500 | ||
INVESCO S&P | MF Closed and MF Open | 46138G102 | 710 | 21,042 | SH | SOLE | 0 | 0 | 21,042 | ||
INVESCO SOLAR | MF Closed and MF Open | 46138G706 | 552 | 15,295 | SH | SOLE | 0 | 0 | 15,295 | ||
ISHARES | MF Closed and MF Open | 46434V407 | 237 | 5,526 | SH | SOLE | 0 | 0 | 5,526 | ||
ISHARES CORE | MF Closed and MF Open | 464287507 | 60,388 | 416,891 | SH | SOLE | 180,778 | 0 | 236,113 | ||
ISHARES EDGE | MF Closed and MF Open | 46429B697 | 1,666 | 24,714 | SH | SOLE | 571 | 0 | 24,143 | ||
ISHARES ESG | MF Closed and MF Open | 46435G425 | 1,086 | 21,153 | SH | SOLE | 0 | 0 | 21,153 | ||
ISHARES GLOBAL | MF Closed and MF Open | 464287291 | 326 | 1,612 | SH | SOLE | 0 | 0 | 1,612 | ||
ISHARES IBOXX | MF Closed and MF Open | 464288513 | 1,159 | 9,437 | SH | SOLE | 20 | 0 | 9,417 | ||
ISHARES INTL | MF Closed and MF Open | 464288448 | 276 | 17,424 | SH | SOLE | 15,735 | 0 | 1,689 | ||
ISHARES MSCI | MF Closed and MF Open | 46434G814 | 2,856 | 51,532 | SH | SOLE | 18,701 | 0 | 32,831 | ||
ISHARES NASDAQ | MF Closed and MF Open | 464287556 | 220 | 1,613 | SH | SOLE | 504 | 0 | 1,109 | ||
ISHARES PHLX | MF Closed and MF Open | 464287523 | 201 | 742 | SH | SOLE | 580 | 0 | 162 | ||
ISHARES RUSSELL | MF Closed and MF Open | 464287630 | 6,648 | 36,972 | SH | SOLE | 4,593 | 0 | 32,379 | ||
ISHARES S&P | MF Closed and MF Open | 464287671 | 3,383 | 48,876 | SH | SOLE | 7,816 | 0 | 41,060 | ||
ISHARES SHORT | MF Closed and MF Open | 464288646 | 357 | 6,520 | SH | SOLE | 0 | 0 | 6,520 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 218 | 1,849 | SH | SOLE | 1,849 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 346 | 5,691 | SH | SOLE | 5,691 | 0 | 0 | ||
ISHARES TR | ESG AWRE USD ETF | 46435G193 | 312 | 11,324 | SH | SOLE | 11,324 | 0 | 0 | ||
ISHARES TR | CORE DIV GRWTH | 46434V621 | 1,513 | 40,265 | SH | SOLE | 40,265 | 0 | 0 | ||
ISHARES U S | MF Closed and MF Open | 464287697 | 1,845 | 45,243 | SH | SOLE | 6,740 | 0 | 38,503 | ||
JANUS HENDERSON | MF Closed and MF Open | 47103U886 | 5,214 | 103,748 | SH | SOLE | 0 | 0 | 103,748 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,189 | 8,462 | SH | SOLE | 2,337 | 0 | 6,125 | ||
JPMORGAN | MF Closed and MF Open | 46641Q837 | 1,237 | 24,378 | SH | SOLE | 0 | 0 | 24,378 | ||
JPMORGAN CHASE | Common Stock | 46625H100 | 1,337 | 14,217 | SH | SOLE | 2,234 | 0 | 11,983 | ||
KINDER MORGAN | Common Stock | 49456B101 | 225 | 14,805 | SH | SOLE | 83 | 0 | 14,722 | ||
LATTICE HARTFORD | MF Closed and MF Open | 518416102 | 2,926 | 118,601 | SH | SOLE | 111,421 | 0 | 7,180 | ||
LEGG MASON | MF Closed and MF Open | 524682309 | 414 | 12,250 | SH | SOLE | 2,300 | 0 | 9,950 | ||
LINDE PLC | Common Stock | G5494J103 | 237 | 1,116 | SH | SOLE | 0 | 0 | 1,116 | ||
LOCKHEED MARTIN | Common Stock | 539830109 | 2,216 | 6,072 | SH | SOLE | 0 | 0 | 6,072 | ||
LOWES COMPANIES | Common Stock | 548661107 | 317 | 2,345 | SH | SOLE | 383 | 0 | 1,962 | ||
MAINSTAY DEFINEDTERM | MF Closed and MF Open | 56064K100 | 423 | 20,766 | SH | SOLE | 18,796 | 0 | 1,970 | ||
MALLINCKRODT PUBLIC | Common Stock | G5785G107 | 55 | 20,476 | SH | SOLE | 0 | 0 | 20,476 | ||
MASTERCARD INC | Common Stock | 57636Q104 | 607 | 2,051 | SH | SOLE | 574 | 0 | 1,477 | ||
MCDONALDS CORP | Common Stock | 580135101 | 650 | 3,522 | SH | SOLE | 81 | 0 | 3,441 | ||
MEDTRONIC PLC | Common Stock | G5960L103 | 245 | 2,676 | SH | SOLE | 0 | 0 | 2,676 | ||
MERCK & COMPANY | Common Stock | 58933Y105 | 871 | 11,262 | SH | SOLE | 530 | 0 | 10,732 | ||
MICRON TECHNOLOGY INC | Common Stock | 595112103 | 200 | 3,887 | SH | SOLE | 0 | 0 | 3,887 | ||
MICROSOFT CORP | Common Stock | 594918104 | 4,903 | 24,091 | SH | SOLE | 2,801 | 0 | 21,290 | ||
MONDELEZ INTERNATIONAL | Common Stock | 609207105 | 443 | 8,659 | SH | SOLE | 75 | 0 | 8,584 | ||
NETFLIX INC | Common Stock | 64110L106 | 506 | 1,111 | SH | SOLE | 109 | 0 | 1,002 | ||
NEXTERA ENERGY | Common Stock | 65339F101 | 277 | 1,155 | SH | SOLE | 56 | 0 | 1,099 | ||
NIKE INC | Common Stock | 654106103 | 801 | 8,168 | SH | SOLE | 31 | 0 | 8,137 | ||
NORTHROP GRUMMAN | Common Stock | 666807102 | 985 | 3,205 | SH | SOLE | 1,566 | 0 | 1,639 | ||
NVIDIA CORP | Common Stock | 67066G104 | 741 | 1,952 | SH | SOLE | 880 | 0 | 1,072 | ||
NXP SEMICONDUCTORS | Common Stock | N6596X109 | 238 | 2,090 | SH | SOLE | 1,600 | 0 | 490 | ||
OASIS PETROLEUM | Common Stock | 674215108 | 9 | 12,645 | SH | SOLE | 1,995 | 0 | 10,650 | ||
ORACLE CORP | Common Stock | 68389X105 | 200 | 3,619 | SH | SOLE | 39 | 0 | 3,580 | ||
PAYPAL HOLDINGS | Common Stock | 70450Y103 | 273 | 1,568 | SH | SOLE | 100 | 0 | 1,468 | ||
PEPSICO INC | Common Stock | 713448108 | 357 | 2,697 | SH | SOLE | 359 | 0 | 2,338 | ||
PFIZER INC | Common Stock | 717081103 | 652 | 19,924 | SH | SOLE | 1,701 | 0 | 18,223 | ||
PHILIP MORRIS | Common Stock | 718172109 | 205 | 2,923 | SH | SOLE | 191 | 0 | 2,732 | ||
PIMCO CA MUN INC FD III | MF Closed and MF Open | 72201C109 | 698 | 69,465 | SH | SOLE | 60,069 | 0 | 9,396 | ||
PIMCO DYNAMIC | MF Closed and MF Open | 72202D106 | 2,020 | 104,435 | SH | SOLE | 51,945 | 0 | 52,490 | ||
PIMCO EHNANCED | MF Closed and MF Open | 72201R833 | 435 | 4,276 | SH | SOLE | 0 | 0 | 4,276 | ||
PPG INDUSTRIES | Common Stock | 693506107 | 282 | 2,660 | SH | SOLE | 0 | 0 | 2,660 | ||
PRINCIPAL US | MF Closed and MF Open | 74255Y870 | 2,437 | 81,101 | SH | SOLE | 14,970 | 0 | 66,131 | ||
PROCTER & GAMBLE | Common Stock | 742718109 | 1,145 | 9,573 | SH | SOLE | 459 | 0 | 9,114 | ||
PUBLIC SERVICE | Common Stock | 744573106 | 605 | 12,298 | SH | SOLE | 0 | 0 | 12,298 | ||
QORVO INC | Common Stock | 74736K101 | 272 | 2,458 | SH | SOLE | 994 | 0 | 1,464 | ||
QUALCOMM INC | Common Stock | 747525103 | 1,101 | 12,076 | SH | SOLE | 364 | 0 | 11,712 | ||
RAYTHEON TECHNOLOGIES | Common Stock | 75513E101 | 850 | 13,794 | SH | SOLE | 465 | 0 | 13,329 | ||
REALTY INCOME | Common Stock | 756109104 | 352 | 5,909 | SH | SOLE | 304 | 0 | 5,605 | ||
ROCKWELL AUTOMATION | Common Stock | 773903109 | 558 | 2,618 | SH | SOLE | 0 | 0 | 2,618 | ||
ROKU INC | Common Stock | 77543R102 | 305 | 2,619 | SH | SOLE | 0 | 0 | 2,619 | ||
SALESFORCE.COM INC | Common Stock | 79466L302 | 407 | 2,172 | SH | SOLE | 810 | 0 | 1,362 | ||
SCHWAB INTL | MF Closed and MF Open | 808524805 | 270 | 9,069 | SH | SOLE | 9,057 | 0 | 12 | ||
SCHWAB US | MF Closed and MF Open | 808524847 | 324 | 3,420 | SH | SOLE | 3,182 | 0 | 238 | ||
SECTOR CONSUMER | MF Closed and MF Open | 81369Y308 | 898 | 15,316 | SH | SOLE | 550 | 0 | 14,766 | ||
SECTOR FINANCIAL | MF Closed and MF Open | 81369Y605 | 1,323 | 57,156 | SH | SOLE | 7,268 | 0 | 49,888 | ||
SECTOR HEALTHCARE | MF Closed and MF Open | 81369Y209 | 551 | 5,515 | SH | SOLE | 2,322 | 0 | 3,193 | ||
SECTOR TECHNOLOGY | MF Closed and MF Open | 81369Y803 | 759 | 7,263 | SH | SOLE | 53 | 0 | 7,210 | ||
SELECT SECTOR | MF Closed and MF Open | 81369Y852 | 218 | 4,089 | SH | SOLE | 0 | 0 | 4,089 | ||
SEMPRA ENERGY | Common Stock | 816851109 | 274 | 2,339 | SH | SOLE | 0 | 0 | 2,339 | ||
SORRENTO THERAPEUTICS | Common Stock | 83587F202 | 63 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
SPDR BLOOMBERG | MF Closed and MF Open | 78468R663 | 1,876 | 22,775 | SH | SOLE | 756 | 0 | 22,019 | ||
SPDR DOW | MF Closed and MF Open | 78467X109 | 1,910 | 7,997 | SH | SOLE | 6,307 | 0 | 1,690 | ||
SPDR INDEX SHS FDS | S&P GLBDIV ETF | 78463X459 | 225 | 4,284 | SH | SOLE | 4,284 | 0 | 0 | ||
SPDR PORTFOLIO | MF Closed and MF Open | 78464A649 | 8,187 | 260,963 | SH | SOLE | 66,685 | 0 | 194,278 | ||
SPDR S&P | MF Closed and MF Open | 78462F103 | 11,989 | 44,154 | SH | SOLE | 8,378 | 0 | 35,776 | ||
SPDR SER TR | SPDR S&P 500 ETF | 78468R796 | 302 | 3,960 | SH | SOLE | 3,960 | 0 | 0 | ||
SPDR SER TR | PRTFLO S&P500 HI | 78468R788 | 318 | 11,433 | SH | SOLE | 11,433 | 0 | 0 | ||
SPDR SER TR | S&P DIVID ETF | 78464A763 | 1,577 | 17,296 | SH | SOLE | 17,296 | 0 | 0 | ||
SPDR SER TR | PRTFLO S&P500 GW | 78464A409 | 1,321 | 29,425 | SH | SOLE | 29,425 | 0 | 0 | ||
STARBUCKS CORP | Common Stock | 855244109 | 537 | 7,299 | SH | SOLE | 877 | 0 | 6,422 | ||
TESLA INC | Common Stock | 88160R101 | 969 | 897 | SH | SOLE | 140 | 0 | 757 | ||
TEXAS INSTRUMENTS | Common Stock | 882508104 | 435 | 3,423 | SH | SOLE | 0 | 0 | 3,423 | ||
THERMO FISHER | Common Stock | 883556102 | 643 | 1,776 | SH | SOLE | 390 | 0 | 1,386 | ||
TJX COS | Common Stock | 872540109 | 208 | 4,112 | SH | SOLE | 1,856 | 0 | 2,256 | ||
U S BANCORP DE | Common Stock | 902973304 | 277 | 7,510 | SH | SOLE | 881 | 0 | 6,629 | ||
ULTA BEAUTY | Common Stock | 90384S303 | 244 | 1,198 | SH | SOLE | 705 | 0 | 493 | ||
UNION PACIFIC CORP | Common Stock | 907818108 | 468 | 2,767 | SH | SOLE | 20 | 0 | 2,747 | ||
UNITED PARCEL | Common Stock | 911312106 | 469 | 4,214 | SH | SOLE | 0 | 0 | 4,214 | ||
UNITEDHEALTH GROUP | Common Stock | 91324P102 | 1,750 | 5,933 | SH | SOLE | 628 | 0 | 5,305 | ||
VANGUARD BD INDEX FDS | LONG TERM BOND | 921937793 | 296 | 2,652 | SH | SOLE | 2,652 | 0 | 0 | ||
VANGUARD DIVIDEND | MF Closed and MF Open | 921908844 | 953 | 8,133 | SH | SOLE | 462 | 0 | 7,671 | ||
VANGUARD FSTE | MF Closed and MF Open | 922042858 | 499 | 12,591 | SH | SOLE | 1,275 | 0 | 11,316 | ||
VANGUARD FTSE | MF Closed and MF Open | 922042874 | 712 | 17,698 | SH | SOLE | 3,975 | 0 | 13,723 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 711 | 4,545 | SH | SOLE | 4,545 | 0 | 0 | ||
VANGUARD INTERMEDIATE | MF Closed and MF Open | 92206C870 | 1,234 | 13,157 | SH | SOLE | 4,376 | 0 | 8,781 | ||
VANGUARD MID | MF Closed and MF Open | 922908629 | 431 | 2,971 | SH | SOLE | 0 | 0 | 2,971 | ||
VANGUARD MORTGAGE | MF Closed and MF Open | 92206C771 | 301 | 5,544 | SH | SOLE | 3,899 | 0 | 1,645 | ||
VANGUARD RUSSELL | MF Closed and MF Open | 92206C664 | 537 | 4,413 | SH | SOLE | 0 | 0 | 4,413 | ||
VANGUARD S&P | MF Closed and MF Open | 922908363 | 859 | 3,048 | SH | SOLE | 912 | 0 | 2,136 | ||
VANGUARD SHORT | MF Closed and MF Open | 921937827 | 664 | 8,110 | SH | SOLE | 695 | 0 | 7,415 | ||
VANGUARD SMALL | MF Closed and MF Open | 922908751 | 551 | 3,845 | SH | SOLE | 455 | 0 | 3,390 | ||
VANGUARD TOTAL | MF Closed and MF Open | 921937835 | 2,510 | 32,868 | SH | SOLE | 22,639 | 0 | 10,229 | ||
VANGUARD VALUE | MF Closed and MF Open | 922908744 | 725 | 7,279 | SH | SOLE | 63 | 0 | 7,216 | ||
VERIZON COMMUNICATIONS | Common Stock | 92343V104 | 1,178 | 21,364 | SH | SOLE | 1,987 | 0 | 19,377 | ||
VICTORY PORTFOLIOS II | VCSHS US 500 VOL | 92647N766 | 6,292 | 124,578 | SH | SOLE | 124,578 | 0 | 0 | ||
VISA INC | Common Stock | 92826C839 | 2,000 | 10,352 | SH | SOLE | 2,607 | 0 | 7,745 | ||
WALMART INC | Common Stock | 931142103 | 526 | 4,392 | SH | SOLE | 15 | 0 | 4,377 | ||
WALT DISNEY | Common Stock | 254687106 | 1,162 | 10,416 | SH | SOLE | 987 | 0 | 9,429 | ||
WASTE MANAGEMENT | Common Stock | 94106L109 | 226 | 2,137 | SH | SOLE | 39 | 0 | 2,098 | ||
WELLS FARGO | Common Stock | 949746101 | 351 | 9,194 | SH | SOLE | 3,448 | 0 | 5,746 | ||
WESTAMERICA BANCORP | Common Stock | 957090103 | 302 | 5,266 | SH | SOLE | 0 | 0 | 5,266 | ||
WILLIAMS COS | Common Stock | 969457100 | 203 | 10,662 | SH | SOLE | 0 | 0 | 10,662 | ||
WISDOMTREE TR | US SMALLCAP FUND | 97717W562 | 1,391 | 49,030 | SH | SOLE | 49,030 | 0 | 0 | ||
WISDOMTREE TR | US MIDCAP DIVID | 97717W505 | 1,853 | 65,389 | SH | SOLE | 65,389 | 0 | 0 | ||
WISDOMTREE TR | YIELD ENHANCD US | 97717X511 | 4,845 | 90,035 | SH | SOLE | 90,035 | 0 | 0 | ||
WISDOMTREE TRUST | MF Closed and MF Open | 97717X669 | 210 | 5,952 | SH | SOLE | 900 | 0 | 5,052 | ||
WISDOMTREE U S | MF Closed and MF Open | 97717W208 | 284 | 5,888 | SH | SOLE | 0 | 0 | 5,888 | ||
X TRACKERS | MF Closed and MF Open | 233051200 | 318 | 10,520 | SH | SOLE | 0 | 0 | 10,520 | ||
ZOETIS INC | Common Stock | 98978V103 | 348 | 2,538 | SH | SOLE | 294 | 0 | 2,244 |