0001776033-19-000002.txt : 20190514 0001776033-19-000002.hdr.sgml : 20190514 20190514170548 ACCESSION NUMBER: 0001776033-19-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190514 DATE AS OF CHANGE: 20190514 EFFECTIVENESS DATE: 20190514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Golden State Wealth Management, LLC CENTRAL INDEX KEY: 0001776033 IRS NUMBER: 463329328 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19519 FILM NUMBER: 19823709 BUSINESS ADDRESS: STREET 1: 201 E. SANDPOINTE AVE STREET 2: #460 CITY: SANTA ANA STATE: CA ZIP: 92707 BUSINESS PHONE: 7143227410 MAIL ADDRESS: STREET 1: 201 E. SANDPOINTE AVE STREET 2: #460 CITY: SANTA ANA STATE: CA ZIP: 92707 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001776033 XXXXXXXX 03-31-2019 03-31-2019 Golden State Wealth Management, LLC

201 E. SANDPOINTE AVE #460 SANTA ANA CA 92707

13F HOLDINGS REPORT 028-19519 N CHRISTOPHER L. PAYNE 859-578-2433 GRAYDON COMPLIANCE SOLUTIONS FORT MITCHELL KY 05-14-2019 0 1155 299327 false INFORMATION TABLE 2 GSWM-13F-1Q19-2.xml 2U INC COM 90214J101 5 76 SH SOLE 76 0 0 3M COMPANY COM 88579Y101 200 961 SH SOLE 419 0 59 9REAVES UTILITY ETF 756158101 23 677 SH SOLE 169 0 0 ABB LIMITED COM 000375204 11 595 SH SOLE 595 0 0 ABBOTT LABORATORIES COM 002824100 99 1240 SH SOLE 345 0 91 ABBVIE INC COM 00287Y109 297 3680 SH SOLE 1455 0 870 ABERDEEN ASIA ETF 003009107 348 82169 SH SOLE 14736 0 2000 ABM INDUSTRIES COM 000957100 23 625 SH SOLE 0 0 625 ABRAXAS PETROLEUM COM 003830106 1 1000 SH SOLE 0 0 1000 ACCENTURE PLC COM G1151C101 139 788 SH SOLE 11 0 11 ACTIVISION BLIZZARD COM 00507V109 85 1863 SH SOLE 263 0 0 ADOBE INC COM 00724F101 515 1933 SH SOLE 981 0 641 ADVANCE AUTO COM 00751Y106 11 63 SH SOLE 0 0 0 ADVANCED MICRO COM 007903107 64 2500 SH SOLE 0 0 0 ADVANSIX INC COM 00773T101 1 23 SH SOLE 0 0 2 ADVENT CLAYMORE ETF 00764C109 15 1026 SH SOLE 0 0 1026 ADVISORSHARES RANGER ETF 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24 100 SH SOLE 0 0 0 ILLINOIS TOOL COM 452308109 25 175 SH SOLE 61 0 96 ILLUMINA INC COM 452327109 1 2 SH SOLE 0 0 0 INGERSOLL RAND COM G47791101 21 196 SH SOLE 0 0 0 INGREDION INC COM 457187102 27 282 SH SOLE 0 0 0 INSTRUCTURE INC COM 45781U103 14 300 SH SOLE 0 0 0 INSYS THERAPEUTICS COM 45824V209 1 200 SH SOLE 0 0 200 INTEL CORP COM 458140100 293 5463 SH SOLE 933 0 893 INTERCEPT PHARMACEUTICAL COM 45845P108 23 206 SH SOLE 0 0 0 INTERCONTINENTAL EXCH COM 45866F104 19 256 SH SOLE 0 0 0 INTERNATIONAL PAPER COM 460146103 33 706 SH SOLE 0 0 0 INTERPUBLIC GROUP COM 460690100 3 161 SH SOLE 0 0 0 INTERXION HOLDING COM N47279109 17 250 SH SOLE 0 0 0 INTL BUSINESS COM 459200101 466 3303 SH SOLE 1696 0 0 INTL GAME COM G4863A108 4 300 SH SOLE 0 0 300 INVESCO BULLETSHARES ETF 46138J882 4 181 SH SOLE 0 0 0 INVESCO BULLETSHARES ETF 46138J502 141 6630 SH SOLE 0 0 0 INVESCO BULLETSHARES ETF 46138J304 140 6662 SH SOLE 0 0 0 INVESCO BULLETSHARES ETF 46138J700 142 6757 SH SOLE 0 0 0 INVESCO BUYBACK ETF 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SOLE 2569 0 0 ISHARES INTL ETF 46429B135 201 12972 SH SOLE 12972 0 0 ISHARES INTL ETF 464288489 872 28674 SH SOLE 0 0 3648 ISHARES JPMORGAN ETF 464288281 939 8534 SH SOLE 0 0 1090 ISHARES MBS ETF 464288588 17 164 SH SOLE 0 0 0 ISHARES MORNINGSTAR ETF 464287119 4 20 SH SOLE 0 0 20 ISHARES MORNINGSTAR ETF 464288208 9 50 SH SOLE 0 0 0 ISHARES MORNINGSTAR ETF 464287127 151 942 SH SOLE 0 0 0 ISHARES MORTGAGE ETF 46435G342 4 102 SH SOLE 0 0 0 ISHARES MSCI ETF 464286392 1 13 SH SOLE 13 0 0 ISHARES MSCI ETF 464286780 1 20 SH SOLE 20 0 0 ISHARES MSCI ETF 464286608 2 62 SH SOLE 62 0 0 ISHARES MSCI ETF 464286806 2 68 SH SOLE 0 0 0 ISHARES MSCI ETF 46434G814 2 75 SH SOLE 75 0 0 ISHARES MSCI ETF 464286632 5 89 SH SOLE 89 0 0 ISHARES MSCI ETF 464286145 3 100 SH SOLE 0 0 0 ISHARES MSCI ETF 464286749 4 104 SH SOLE 104 0 0 ISHARES MSCI ETF 464286103 3 150 SH SOLE 150 0 0 ISHARES MSCI ETF 464288240 9 194 SH SOLE 0 0 0 ISHARES MSCI ETF 464288273 24 413 SH SOLE 199 0 142 ISHARES MSCI ETF 464288570 65 616 SH SOLE 0 0 0 ISHARES MSCI ETF 464288877 45 930 SH SOLE 435 0 345 ISHARES MSCI ETF 46434V464 137 1178 SH SOLE 0 0 0 ISHARES MSCI ETF 46429B598 50 1414 SH SOLE 0 0 0 ISHARES MSCI ETF 464288885 121 1556 SH SOLE 1314 0 242 ISHARES MSCI ETF 46434G822 130 2381 SH SOLE 377 0 0 ISHARES MSCI ETF 46429B671 307 4915 SH SOLE 1018 0 0 ISHARES MSCI ETF 464288257 664 9197 SH SOLE 0 0 0 ISHARES MSCI ETF 464286509 256 9252 SH SOLE 9252 0 0 ISHARES MSCI ETF 464287465 823 12688 SH SOLE 5763 0 211 ISHARES MSCI ETF 464287234 1482 34526 SH SOLE 0 0 1025 ISHARES NASDAQ ETF 464287556 272 2431 SH SOLE 1404 0 627 ISHARES NATIONAL ETF 464288414 249 2238 SH SOLE 0 0 0 ISHARES PHLX ETF 464287523 130 686 SH SOLE 678 0 8 ISHARES RUSS ETF 464287473 52 598 SH SOLE 388 0 210 ISHARES RUSSELL ETF 464287622 12 78 SH SOLE 78 0 0 ISHARES RUSSELL ETF 464287499 45 825 SH SOLE 329 0 260 ISHARES RUSSELL ETF 464287614 196 1296 SH SOLE 288 0 150 ISHARES RUSSELL ETF 464287630 255 2127 SH SOLE 386 0 250 ISHARES RUSSELL ETF 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182 SH SOLE 0 0 0 LINDE PLC COM G5494J103 12 69 SH SOLE 0 0 0 LIQUIDITY SERVICES COM 53635B107 46 5950 SH SOLE 0 0 0 LOCKHEED MARTIN COM 539830109 1397 4653 SH SOLE 80 0 0 LOEWS CORP COM 540424108 43 900 SH SOLE 450 0 450 LOGMEIN INC COM 54142L109 1 9 SH SOLE 9 0 0 LOWES COMPANIES COM 548661107 253 2312 SH SOLE 336 0 1846 LPL FINANCIAL COM 50212V100 36 522 SH SOLE 0 0 522 LRAD CORP COM 50213V109 4 1380 SH SOLE 0 0 0 LUMENTUM HOLDINGS COM 55024U109 15 268 SH SOLE 2 0 0 LYFT INC COM 55087P104 157 2000 SH SOLE 1000 0 1000 M D C HOLDINGS COM 552676108 1 27 SH SOLE 0 0 0 MACYS INC COM 55616P104 41 1708 SH SOLE 854 0 854 MADISON SQUARE COM 55825T103 129 441 SH SOLE 70 0 0 MAGELLAN MIDSTREAM COM UNIT RP LP 559080106 27 450 SH SOLE 350 0 0 MAINSTAY DEFINEDTERM ETF 56064K100 389 19128 SH SOLE 17767 0 1361 MALIBU BOATS COM 56117J100 12 300 SH SOLE 300 0 0 MALLINCKRODT PUBLIC COM G5785G107 297 13676 SH SOLE 0 0 0 MANNKIND CORP COM 56400P706 1 335 SH SOLE 4 0 131 MANULIFE FINANCIAL COM 56501R106 10 562 SH SOLE 0 0 0 MARATHON OIL COM 565849106 29 1752 SH SOLE 400 0 0 MARATHON PETROLEUM COM 56585A102 21 358 SH SOLE 0 0 74 MARRIOTT INTL COM 571903202 14 114 SH SOLE 0 0 0 MARSH & MCLENNAN COM 571748102 4 46 SH SOLE 20 0 20 MARTIN MARIETTA COM 573284106 8 41 SH SOLE 0 0 0 MARVELL TECHNOLOGY COM G5876H105 12 604 SH SOLE 0 0 0 MASCO CORP COM 574599106 1 19 SH SOLE 0 0 0 MASTERCARD INC COM 57636Q104 491 2084 SH SOLE 713 0 487 MATTEL INC COM 577081102 3 200 SH SOLE 0 0 200 MAXIM INTEGRATED COM 57772K101 5 100 SH SOLE 0 0 0 MC CORMICK COM 579780206 1 9 SH SOLE 0 0 0 MCDONALDS CORP COM 580135101 286 1504 SH SOLE 131 0 702 MCKESSON CORP COM 58155Q103 20 170 SH SOLE 0 0 170 MDU RESOURCES GROUP COM 552690109 1 55 SH SOLE 0 0 0 MEDICAL PROPERTIES COM 58463J304 3 150 SH SOLE 75 0 75 MEDTRONIC PLC COM G5960L103 67 731 SH SOLE 0 0 0 MERCK & COMPANY COM 58933Y105 476 5723 SH SOLE 1209 0 1482 MERITOR INC COM 59001K100 20 967 SH SOLE 0 0 0 MESABI TRUST CBI COM 590672101 2 80 SH SOLE 0 0 0 METLIFE 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NEOPHOTONICS CORP COM 64051T100 1 150 SH SOLE 0 0 150 NETFLIX INC COM 64110L106 534 1499 SH SOLE 673 0 305 NETSCOUT SYSTEM COM 64115T104 4 160 SH SOLE 0 0 0 NEUROCRINE BIOSCIENCES COM 64125C109 44 500 SH SOLE 0 0 0 NEW AGE COM 64157V108 4 850 SH SOLE 500 0 150 NEW RELIC COM 64829B100 118 1200 SH SOLE 600 0 600 NEW RESIDENTIAL COM 64828T201 299 17663 SH SOLE 2900 0 0 NEW YORK COM 649604501 8 1250 SH SOLE 0 0 1250 NEWELL BRANDS COM 651229106 6 364 SH SOLE 0 0 0 NEXTERA ENERGY COM 65339F101 16 83 SH SOLE 21 0 0 NIKE INC COM 654106103 835 9914 SH SOLE 1131 0 0 NIO INC COM 62914V106 234 45975 SH SOLE 14625 0 200 NISOURCE INC COM 65473P105 1 23 SH SOLE 0 0 0 NOBLE ENERGY COM 655044105 2 76 SH SOLE 0 0 0 NORDSON CORP COM 655663102 114 857 SH SOLE 0 0 0 NORDSTROM INC COM 655664100 12 269 SH SOLE 90 0 0 NORFOLK SOUTHERN COM 655844108 20 109 SH SOLE 73 0 0 NORTHERN TRUST COM 665859104 7 79 SH SOLE 0 0 79 NORTHROP GRUMMAN COM 666807102 959 3558 SH SOLE 1800 0 994 NORTHSTAR REALTY COM 66706L101 1 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COM 67066G104 701 3906 SH SOLE 1298 0 122 NXP SEMICONDUCTORS COM N6596X109 255 2890 SH SOLE 1600 0 1000 O REILLY AUTOMOTIVE COM 67103H107 43 111 SH SOLE 0 0 0 OASIS PETROLEUM COM 674215108 162 26745 SH SOLE 14495 0 0 OCCIDENTAL PETROLEUM COM 674599105 101 1523 SH SOLE 91 0 31 OGE ENERGY CORP COM 670837103 32 732 SH SOLE 0 0 0 OKTA INC COM 679295105 29 350 SH SOLE 350 0 0 OMEGA HEALTHCARE COM 681936100 75 1975 SH SOLE 675 0 0 OMNICOM GROUP COM 681919106 3 35 SH SOLE 0 0 0 OPPENHEIMER ESG ETF 68386C773 48 1535 SH SOLE 0 0 0 OPPENHEIMER S&P ETF 68386C401 49 1300 SH SOLE 0 0 0 ORACLE CORP COM 68389X105 288 5367 SH SOLE 439 0 1000 OSI OSHARES ETF 67110P100 32 1200 SH SOLE 0 0 0 OSI OSHARES ETF 67110P704 77 3200 SH SOLE 300 0 0 OWENS CORNING COM 690742101 19 400 SH SOLE 400 0 0 PACCAR INC COM 693718108 24 355 SH SOLE 0 0 0 PACER TRENDPILOT ETF 69374H105 266 9049 SH SOLE 8815 0 234 PACIFIC PREMIER COM 69478X105 115 4335 SH SOLE 0 0 0 PACKAGING CORP COM 695156109 52 524 SH SOLE 109 0 0 PALO ALTO COM 697435105 190 783 SH SOLE 446 0 0 PARK HOTELS COM 700517105 20 636 SH SOLE 0 0 0 PARKER-HANNIFIN CORP COM 701094104 83 485 SH SOLE 88 0 0 PARSLEY ENERGY COM 701877102 19 1000 SH SOLE 0 0 0 PATTERN ENERGY COM 70338P100 60 2740 SH SOLE 0 0 0 PAYCHEX INC COM 704326107 32 400 SH SOLE 0 0 0 PAYCOM SOFTWARE COM 70432V102 47 250 SH SOLE 0 0 0 PAYPAL HOLDINGS COM 70450Y103 712 6861 SH SOLE 2585 0 1400 PEMBINA PIPELINE COM 706327103 12 314 SH SOLE 314 0 0 PENN NATIONAL COM 707569109 6 280 SH SOLE 280 0 0 PENNSYLVANIA REAL COM 709102107 31 5000 SH SOLE 0 0 0 PENSKE AUTOMOTIVE COM 70959W103 2 38 SH SOLE 0 0 0 PENTAIR PLC COM G7S00T104 4 94 SH SOLE 56 0 0 PEOPLES UNITED COM 712704105 3 173 SH SOLE 0 0 0 PEPSICO INC COM 713448108 215 1753 SH SOLE 372 0 11 PERKINELMER INC COM 714046109 42 440 SH SOLE 0 0 0 PERMIAN BASIN COM 714236106 18 2446 SH SOLE 0 0 0 PERUSAHAN PERSEROAN COM 715684106 3 112 SH SOLE 0 0 0 PETROLEO BRASILEIRO COM 71654V408 4 251 SH SOLE 251 0 0 PFIZER INC COM 717081103 417 9820 SH SOLE 1791 0 729 PG&E CORP COM 69331C108 65 3665 SH SOLE 0 0 0 PGIM ULTRA ETF 69344A107 41 825 SH SOLE 0 0 0 PHILIP MORRIS COM 718172109 223 2527 SH SOLE 250 0 1000 PHILLIPS 66 COM 718546104 62 656 SH SOLE 169 0 0 PIMCO 0-5 ETF 72201R783 20 202 SH SOLE 0 0 0 PIMCO 1-5 ETF 72201R205 84 1621 SH SOLE 0 0 0 PIMCO ACTIVE ETF 72201R775 27 255 SH SOLE 0 0 0 PIMCO CA MUN INC FD III ETF 72201C109 685 62085 SH SOLE 56800 0 0 PIMCO DYNAMIC ETF 72201Y101 396 12336 SH SOLE 11036 0 0 PIMCO DYNAMIC ETF 72202D106 1744 74455 SH SOLE 39437 0 3318 PIMCO EHNANCED ETF 72201R833 425 4190 SH SOLE 0 0 975 PIONEER NATURAL COM 723787107 1 6 SH SOLE 0 0 0 PNC FINANCIAL COM 693475105 8 66 SH SOLE 0 0 0 PPG INDUSTRIES COM 693506107 16 138 SH SOLE 0 0 0 PPL CORP COM 69351T106 15 474 SH SOLE 0 0 0 PRICE T COM 74144T108 28 277 SH SOLE 100 0 102 PROCTER & GAMBLE COM 742718109 283 2724 SH SOLE 1244 0 327 PROLOGIS INC COM 74340W103 18 255 SH SOLE 5 0 250 PROOFPOINT INC COM 743424103 12 100 SH SOLE 0 0 0 PROSHARES INVESTMENT ETF 74347B607 2844 38350 SH SOLE 2918 0 0 PROSHARES LARGE ETF 74347R248 93 1359 SH SOLE 0 0 0 PROSHARES S&P ETF 74347B680 48 855 SH SOLE 855 0 0 PROSHARES TRUST ETF 74348A467 218 3212 SH SOLE 476 0 0 PROSHARES ULTRA ETF 74347W247 1 66 SH SOLE 0 0 0 PROSHARES ULTRASHORT ETF 74347B383 1 24 SH SOLE 0 0 0 PROSHARES ULTRASHORT ETF 74347B201 3 91 SH SOLE 0 0 0 PROSPECT CAPITAL ETF 74348T102 16 2450 SH SOLE 0 0 0 PRUDENTIAL FINANCIAL COM 744320102 196 2135 SH SOLE 150 0 344 PTC INC COM 69370C100 9 100 SH SOLE 0 0 0 PUBLIC STORAGE COM 74460D109 7 31 SH SOLE 1 0 0 QORVO INC COM 74736K101 71 994 SH SOLE 994 0 0 QUALCOMM INC COM 747525103 701 12296 SH SOLE 90 0 0 QUANTA SERVICES COM 74762E102 4 100 SH SOLE 100 0 0 RAYTHEON COMPANY COM 755111507 508 2788 SH SOLE 420 0 420 REALITY NASDAQ ETF 75605A702 39 1700 SH SOLE 450 0 0 REALTY INCOME COM 756109104 199 2706 SH SOLE 302 0 576 RED ROCK COM 75700L108 4 142 SH SOLE 0 0 0 REDWOOD TRUST INC COM 758075402 17 1058 SH SOLE 0 0 0 REGIONS FINANCIAL COM 7591EP100 4 309 SH SOLE 0 0 0 RESIDEO TECHNOLOGIES COM 76118Y104 2 89 SH SOLE 3 0 3 RIO TINTO COM 767204100 12 200 SH SOLE 0 0 0 RITE AID COM 767754104 5 8500 SH SOLE 6000 0 0 RMR REAL ETF 76970B101 18 982 SH SOLE 0 0 0 ROCKWELL AUTOMATION COM 773903109 565 3222 SH SOLE 0 0 0 ROKU INC COM 77543R102 37 575 SH SOLE 0 0 0 ROYAL DUTCH COM 780259107 32 505 SH SOLE 0 0 0 ROYAL DUTCH COM 780259206 63 1014 SH SOLE 0 0 41 ROYAL GOLD COM 780287108 14 150 SH SOLE 0 0 0 RPC INC COM 749660106 40 3500 SH SOLE 0 0 0 SALESFORCE.COM INC COM 79466L302 356 2250 SH SOLE 877 0 600 SANOFI COM 80105N105 23 514 SH SOLE 0 0 0 SAREPTA THERAPEUTICS COM 803607100 3 25 SH SOLE 0 0 25 SCHLUMBERGER LTD COM 806857108 13 287 SH SOLE 0 0 0 SCHWAB CHARLES COM 808513105 43 994 SH SOLE 0 0 0 SCHWAB EMERGING ETF 808524706 328 12604 SH SOLE 12024 0 0 SCHWAB FUNDAMENTAL ETF 808524755 2 86 SH SOLE 0 0 0 SCHWAB FUNDAMENTAL ETF 808524763 8 213 SH SOLE 0 0 0 SCHWAB INTL ETF 808524805 422 13464 SH SOLE 12803 0 0 SCHWAB SHORT ETF 808524862 31 615 SH SOLE 500 0 0 SCHWAB US ETF 808524607 17 241 SH SOLE 44 0 0 SCHWAB US ETF 808524797 13 245 SH SOLE 0 0 0 SCHWAB US ETF 808524508 14 246 SH SOLE 132 0 0 SCHWAB US ETF 808524870 252 4576 SH SOLE 4359 0 0 SCHWAB US ETF 808524300 369 4644 SH SOLE 4301 0 0 SCOTTS MIRACLE-GRO COM 810186106 256 3255 SH SOLE 150 0 31 SEA LTD COM 81141R100 8 330 SH SOLE 0 0 0 SECTOR CONSUMER ETF 81369Y308 1876 33441 SH SOLE 550 0 0 SECTOR ENERGY ETF 81369Y506 236 3572 SH SOLE 2546 0 0 SECTOR FINANCIAL ETF 81369Y605 2280 88699 SH SOLE 22158 0 15789 SECTOR HEALTHCARE ETF 81369Y209 723 7875 SH SOLE 1103 0 0 SECTOR INDUSTRIAL ETF 81369Y704 192 2553 SH SOLE 0 0 0 SECTOR MATERIALS ETF 81369Y100 28 509 SH SOLE 0 0 0 SECTOR TECHNOLOGY ETF 81369Y803 558 7541 SH SOLE 552 0 440 SELECT SECTOR ETF 81369Y860 7 188 SH SOLE 13 0 0 SELECT SECTOR ETF 81369Y852 23 500 SH SOLE 0 0 0 SELECT UTILITIES ETF 81369Y886 52 900 SH SOLE 0 0 0 SEMPRA ENERGY COM 816851109 349 2774 SH SOLE 0 0 0 SHOPIFY INC COM 82509L107 10 50 SH SOLE 0 0 0 SHOTSPOTTER INC COM 82536T107 31 800 SH SOLE 0 0 0 SHUTTERFLY INC COM 82568P304 12 291 SH SOLE 0 0 56 SIENNA BIOPHARMACEUTICAL COM 82622H108 419 180552 SH SOLE 0 0 0 SIMON PROPERTY COM 828806109 31 168 SH SOLE 26 0 0 SINOPEC SHANGHAI PETRO COM 82935M109 14 300 SH SOLE 300 0 0 SIRIUS XM COM 82968B103 6 1036 SH SOLE 36 0 0 SK TELECOM COM 78440P108 7 282 SH SOLE 0 0 0 SKYWORKS SOLUTIONS COM 83088M102 38 465 SH SOLE 0 0 145 SMITH MICRO COM 832154207 8 2850 SH SOLE 0 0 2850 SNAP INC COM 83304A106 6 500 SH SOLE 0 0 500 SOCIAL CAP Units G8250R111 10 1000 SH SOLE 0 0 0 SOLAREDGE TECHNOLOGIES COM 83417M104 38 1001 SH SOLE 0 0 0 SONY CORP COM 835699307 15 347 SH SOLE 338 0 9 SOUTHERN COMPANY COM 842587107 30 583 SH SOLE 0 0 0 SOUTHWEST AIRLINES COM 844741108 266 5120 SH SOLE 1250 0 3015 SPDR BLACKSTONE ETF 78467V608 14 299 SH SOLE 0 0 0 SPDR BLOOMBERG ETF 78464A359 9 171 SH SOLE 0 0 0 SPDR BLOOMBERG ETF 78468R200 15 500 SH SOLE 500 0 0 SPDR BLOOMBERG ETF 78464A391 21 762 SH SOLE 0 0 0 SPDR BLOOMBERG ETF 78464A417 29 800 SH SOLE 359 0 0 SPDR BLOOMBERG ETF 78464A656 58 1035 SH SOLE 0 0 0 SPDR BLOOMBERG ETF 78468R663 2099 22918 SH SOLE 838 0 445 SPDR BLOOMBERG ETF 78468R408 636 23336 SH SOLE 0 0 2622 SPDR DOUBLELINE ETF 78467V848 224 4627 SH SOLE 0 0 0 SPDR DOW ETF 78463X749 43 851 SH SOLE 0 0 0 SPDR DOW ETF 78467X109 331 1279 SH SOLE 738 0 69 SPDR GOLD COM 78463V107 297 2438 SH SOLE 2023 0 0 SPDR INDEX ETF 78470E106 2 32 SH SOLE 0 0 0 SPDR INDEX ETF 78463X426 76 1283 SH SOLE 0 0 0 SPDR INDEX ETF 78463X434 148 2373 SH SOLE 0 0 0 SPDR INDEX ETF 78463X459 797 12023 SH SOLE 0 0 1447 SPDR MSCI ETF 78468R812 239 2876 SH SOLE 0 0 0 SPDR PORTFOLIO ETF 78468R101 6 207 SH SOLE 0 0 0 SPDR PORTFOLIO ETF 78464A847 8 226 SH SOLE 0 0 0 SPDR PORTFOLIO ETF 78464A664 18 481 SH SOLE 0 0 0 SPDR PORTFOLIO ETF 78464A375 24 702 SH SOLE 0 0 0 SPDR PORTFOLIO ETF 78464A508 31 1014 SH SOLE 0 0 0 SPDR PORTFOLIO ETF 78464A474 36 1168 SH SOLE 600 0 0 SPDR PORTFOLIO ETF 78463X509 58 1620 SH SOLE 0 0 0 SPDR PORTFOLIO ETF 78464A409 71 1904 SH SOLE 1444 0 0 SPDR PORTFOLIO ETF 78468R853 155 5119 SH SOLE 0 0 0 SPDR PORTFOLIO ETF 78463X889 157 5363 SH SOLE 0 0 0 SPDR PORTFOLIO ETF 78464A854 276 8317 SH SOLE 0 0 0 SPDR PORTFOLIO ETF 78464A649 303 10612 SH SOLE 0 0 0 SPDR PORTFOLIO ETF 78468R788 963 25447 SH SOLE 0 0 2923 SPDR S&P ETF 78464A797 4 100 SH SOLE 0 0 0 SPDR S&P ETF 78464A532 12 200 SH SOLE 0 0 200 SPDR S&P ETF 78463X756 19 434 SH SOLE 0 0 0 SPDR S&P ETF 78463X871 35 1161 SH SOLE 0 0 0 SPDR S&P ETF 78467Y107 899 2604 SH SOLE 1751 0 249 SPDR S&P ETF 78463X772 144 3774 SH SOLE 0 0 0 SPDR S&P ETF 78468R796 352 5156 SH SOLE 0 0 0 SPDR S&P ETF 78462F103 9699 34336 SH SOLE 3540 0 1771 SPDR SERIES ETF 78464A888 8 198 SH SOLE 0 0 0 SPDR SERIES ETF 78464A870 30 335 SH SOLE 0 0 0 SPDR SERIES ETF 78464A813 74 1110 SH SOLE 0 0 0 SPDR SERIES ETF 78464A763 2263 22765 SH SOLE 533 0 1425 SPDR SSGA ETF 78468R887 4 44 SH SOLE 0 0 0 SPDR SSGA ETF 78467V103 44 1754 SH SOLE 0 0 0 SPIRE INC COM 84857L101 16 200 SH SOLE 0 0 200 SPLUNK INC COM 848637104 249 2000 SH SOLE 900 0 900 SPOTIFY TECHNOLOGY COM L8681T102 4 30 SH SOLE 20 0 0 SQUARE INC COM 852234103 35 465 SH SOLE 390 0 0 STANLEY BLACK COM 854502101 42 312 SH SOLE 45 0 0 STARBUCKS CORP COM 855244109 364 4902 SH SOLE 255 0 0 STARS GROUP COM 85570W100 53 3000 SH SOLE 600 0 0 STATE STREET COM 857477103 6 90 SH SOLE 0 0 0 STEEL DYNAMICS INC COM 858119100 22 625 SH SOLE 0 0 202 STMICROELECTRONICS N V COM 861012102 26 1775 SH SOLE 0 0 0 STRYKER CORP COM 863667101 10 50 SH SOLE 0 0 0 SUBURBAN PROPANE UNIT LTD PARTN 864482104 22 1000 SH SOLE 0 0 0 SUMMIT STATE COM 866264203 10 849 SH SOLE 0 0 0 SUNCOR ENERGY COM 867224107 23 697 SH SOLE 0 0 0 SUNTRUST BANKS COM 867914103 24 405 SH SOLE 0 0 0 SVB FINANCIAL COM 78486Q101 65 291 SH SOLE 116 0 0 SYMANTEC CORP COM 871503108 5 214 SH SOLE 0 0 0 SYNCHRONY FINANCIAL COM 87165B103 19 600 SH SOLE 600 0 0 SYNOPSYS INC COM 871607107 7 60 SH SOLE 0 0 0 SYSCO CORP COM 871829107 12 176 SH SOLE 0 0 56 TAKEDA PHARMACEUTICAL COM 874060205 8 377 SH SOLE 0 0 0 TARGA RESOURCES COM 87612G101 73 1760 SH SOLE 0 0 400 TARGET CORP COM 87612E106 51 641 SH SOLE 302 0 0 TD AMERITRADE COM 87236Y108 5 100 SH SOLE 0 0 100 TE CONNECTIVITY COM H84989104 30 370 SH SOLE 180 0 0 TECH DATA COM 878237106 184 1800 SH SOLE 1200 0 600 TEJON RANCH COM 879080109 2 101 SH SOLE 0 0 0 TEKLA HEALTHCARE ETF 879105104 44 2480 SH SOLE 880 0 0 TEKLA HEALTHCARE ETF 87911J103 103 5033 SH SOLE 2585 0 0 TEKLA WORLD ETF 87911L108 24 1905 SH SOLE 0 0 0 TERADATA CORP COM 88076W103 2 41 SH SOLE 0 0 0 TERADYNE INC COM 880770102 67 1691 SH SOLE 0 0 1591 TESLA INC COM 88160R101 329 1177 SH SOLE 80 0 40 TEVA PHARMACEUTICAL COM 881624209 361 23000 SH SOLE 0 0 0 TEXAS CAPITAL COM 88224Q107 5 100 SH SOLE 0 0 0 TEXAS INSTRUMENTS COM 882508104 20 185 SH SOLE 0 0 134 THERMO FISHER COM 883556102 193 704 SH SOLE 48 0 98 TIFFANY & CO COM 886547108 5 50 SH SOLE 0 0 0 TILRAY INC COM 88688T100 10 155 SH SOLE 0 0 50 TJX COS COM 872540109 71 1334 SH SOLE 1260 0 20 TOTAL S A COM 89151E109 39 708 SH SOLE 111 0 0 TOYOTA MOTOR COM 892331307 3 29 SH SOLE 0 0 0 TPG SPECIALTY ETF 87265K102 105 5240 SH SOLE 5000 0 0 TRACTOR SUPPLY COM 892356106 7 76 SH SOLE 0 0 51 TRADE DESK COM 88339J105 10 50 SH SOLE 0 0 0 TRANSCANADA CORP COM 89353D107 1 14 SH SOLE 0 0 0 TRAVELERS COS COM 89417E109 56 407 SH SOLE 0 0 0 TRICO BANCSHARES COM 896095106 52 1321 SH SOLE 0 0 0 TRIUMPH GROUP COM 896818101 6 310 SH SOLE 0 0 0 TURTLE BEACH COM 900450206 13 1135 SH SOLE 500 0 0 TWILIO INC COM 90138F102 140 1085 SH SOLE 850 0 25 TWITTER INC COM 90184L102 155 4701 SH SOLE 611 0 250 TYSON FOODS COM 902494103 8 114 SH SOLE 0 0 0 U S BANCORP DE COM 902973304 130 2694 SH SOLE 1231 0 0 U S CONCRETE COM 90333L201 140 3370 SH SOLE 1800 0 1200 UBS AG CMCI FOOD ETN 902641737 1 50 SH SOLE 50 0 0 UBS GROUP COM H42097107 21 1699 SH SOLE 0 0 1250 ULTA BEAUTY COM 90384S303 63 182 SH SOLE 170 0 0 UNDER ARMOUR COM 904311206 27 1447 SH SOLE 956 0 0 UNDER ARMOUR COM 904311107 64 3005 SH SOLE 1450 0 525 UNILEVER PLC COM 904767704 6 103 SH SOLE 0 0 0 UNION PACIFIC CORP COM 907818108 107 642 SH SOLE 140 0 50 UNIT CORP COM 909218109 27 1900 SH SOLE 1100 0 0 UNITED CONTINENTAL COM 910047109 1 9 SH SOLE 0 0 0 UNITED PARCEL COM 911312106 169 1512 SH SOLE 67 0 360 UNITED RENTALS COM 911363109 351 3069 SH SOLE 1410 0 1255 UNITED STATES ETF 91232N108 5 400 SH SOLE 0 0 100 UNITED STS STEEL CRP NEW COM 912909108 2 80 SH SOLE 0 0 0 UNITED TECHNOLOGIES COM 913017109 349 2704 SH SOLE 684 0 919 UNITEDHEALTH GROUP COM 91324P102 1569 6344 SH SOLE 3077 0 2073 UNITY BIOTECHNOLOGY COM 91381U101 4 500 SH SOLE 0 0 0 UNUM GROUP COM 91529Y106 7 204 SH SOLE 0 0 0 V F CORP COM 918204108 53 613 SH SOLE 119 0 6 VALERO ENERGY COM 91913Y100 108 1275 SH SOLE 852 0 0 VANECK VECTORS ETF 92189F700 7 105 SH SOLE 105 0 0 VANECK VECTORS ETF 92189F726 55 425 SH SOLE 0 0 0 VANECK VECTORS ETF 92189H201 22 449 SH SOLE 0 0 0 VANECK VECTORS ETF 92189F676 55 514 SH SOLE 0 0 0 VANECK VECTORS ETF 92189F106 12 537 SH SOLE 0 0 0 VANECK VECTORS ETF 92189H300 19 582 SH SOLE 451 0 0 VANECK VECTORS ETF 92189F643 104 2238 SH SOLE 1331 0 0 VANGUARD COMMUNICATION ETF 92204A884 27 318 SH SOLE 6 0 0 VANGUARD CONSUMER ETF 92204A108 44 258 SH SOLE 0 0 0 VANGUARD CONSUMER ETF 92204A207 2302 15850 SH SOLE 10117 0 2683 VANGUARD DIVIDEND ETF 921908844 274 2496 SH SOLE 1477 0 0 VANGUARD EMERGING ETF 921946885 116 1483 SH SOLE 1422 0 0 VANGUARD ENERGY ETF 92204A306 168 1881 SH SOLE 0 0 0 VANGUARD FINANCIALS ETF 92204A405 159 2470 SH SOLE 772 0 0 VANGUARD FSTE ETF 922042858 549 12911 SH SOLE 5925 0 114 VANGUARD FTSE ETF 922042718 93 897 SH SOLE 858 0 0 VANGUARD FTSE ETF 922042874 68 1270 SH SOLE 852 0 0 VANGUARD FTSE ETF 922042775 122 2441 SH SOLE 2193 0 248 VANGUARD FTSE ETF 921943858 462 11309 SH SOLE 8050 0 1700 VANGUARD GROWTH ETF 922908736 165 1057 SH SOLE 0 0 0 VANGUARD HEALTH ETF 92204A504 401 2322 SH SOLE 1051 0 0 VANGUARD HIGH ETF 921946406 618 7220 SH SOLE 5629 0 0 VANGUARD INDUSTRIALS ETF 92204A603 41 296 SH SOLE 0 0 0 VANGUARD INFORMATION ETF 92204A702 373 1858 SH SOLE 292 0 0 VANGUARD INTERMEDIATE ETF 92206C870 68 785 SH SOLE 785 0 0 VANGUARD INTERMEDIATE ETF 921937819 684 8148 SH SOLE 6002 0 0 VANGUARD LARGE ETF 922908637 50 382 SH SOLE 227 0 155 VANGUARD LONG ETF 92206C813 55 601 SH SOLE 564 0 0 VANGUARD LONG ETF 921937793 918 9965 SH SOLE 0 0 1295 VANGUARD MATERIALS ETF 92204A801 38 306 SH SOLE 0 0 0 VANGUARD MEGA ETF 921910873 53 540 SH SOLE 540 0 0 VANGUARD MEGA ETF 921910816 276 2219 SH SOLE 0 0 0 VANGUARD MID ETF 922908538 12 83 SH SOLE 15 0 0 VANGUARD MID ETF 922908512 148 1369 SH SOLE 0 0 275 VANGUARD MID ETF 922908629 306 1901 SH SOLE 0 0 170 VANGUARD MORTGAGE ETF 92206C771 80 1524 SH SOLE 1359 0 0 VANGUARD MUNICIPAL ETF 922907746 541 10375 SH SOLE 0 0 0 VANGUARD REAL ETF 922908553 62 716 SH SOLE 124 0 0 VANGUARD RUSSELL ETF 92206C664 188 1525 SH SOLE 0 0 0 VANGUARD S&P ETF 921932505 8 51 SH SOLE 0 0 0 VANGUARD S&P ETF 921932778 27 215 SH SOLE 215 0 0 VANGUARD S&P ETF 921932794 79 515 SH SOLE 515 0 0 VANGUARD S&P ETF 921932844 78 649 SH SOLE 649 0 0 VANGUARD S&P ETF 921932869 133 980 SH SOLE 980 0 0 VANGUARD S&P ETF 922908363 1778 6849 SH SOLE 6273 0 0 VANGUARD SHORT ETF 922020805 3 68 SH SOLE 0 0 0 VANGUARD SHORT ETF 92206C409 63 795 SH SOLE 640 0 126 VANGUARD SHORT ETF 921937827 262 3286 SH SOLE 2862 0 0 VANGUARD SMALL ETF 922908595 90 501 SH SOLE 200 0 188 VANGUARD SMALL ETF 922908611 95 736 SH SOLE 267 0 267 VANGUARD SMALL ETF 922908751 315 2060 SH SOLE 26 0 176 VANGUARD TOTAL ETF 92203J407 50 892 SH SOLE 786 0 0 VANGUARD TOTAL ETF 921909768 62 1199 SH SOLE 824 0 0 VANGUARD TOTAL ETF 922908769 834 5763 SH SOLE 0 0 0 VANGUARD TOTAL ETF 922042742 870 11887 SH SOLE 11887 0 0 VANGUARD TOTAL ETF 921937835 2889 35588 SH SOLE 2180 0 1685 VANGUARD UTILITIES ETF 92204A876 54 418 SH SOLE 0 0 0 VANGUARD VALUE ETF 922908744 719 6678 SH SOLE 60 0 0 VENTAS INC COM 92276F100 2 31 SH SOLE 0 0 0 VEREIT INC COM 92339V100 6 746 SH SOLE 0 0 0 VERINT SYSTEMS COM 92343X100 21 355 SH SOLE 0 0 0 VERIZON COMMUNICATIONS COM 92343V104 467 7903 SH SOLE 1762 0 821 VERMILION ENERGY COM 923725105 2 83 SH SOLE 0 0 0 VERSUM MATERIALS COM 92532W103 1 12 SH SOLE 0 0 0 VERTEX PHARMACEUTICALS COM 92532F100 13 71 SH SOLE 65 0 0 VIACOM INC COM 92553P102 2 50 SH SOLE 50 0 0 VIAVI SOLUTIONS COM 925550105 1 93 SH SOLE 12 0 0 VICTORYSHARES U S ETF 92647N824 40 903 SH SOLE 0 0 0 VICTORYSHARES US ETF 92647N873 46 1052 SH SOLE 1052 0 0 VICTORYSHARES US ETF 92647N782 88 1875 SH SOLE 0 0 75 VICTORYSHARES US ETF 92647N766 8455 168469 SH SOLE 3074 0 7661 VISA INC COM 92826C839 997 6385 SH SOLE 2129 0 2080 VMWARE INC COM 928563402 199 1100 SH SOLE 550 0 550 VODAFONE GROUP COM 92857W308 12 650 SH SOLE 226 0 238 VULCAN MATERIALS COM 929160109 191 1610 SH SOLE 670 0 80 W P CAREY COM 92936U109 260 3316 SH SOLE 0 0 0 WABTEC COM 929740108 4 54 SH SOLE 18 0 1 WAITR HOLDINGS COM 930752100 12 1000 SH SOLE 0 0 0 WALMART INC COM 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