0001213900-24-069847.txt : 20240815 0001213900-24-069847.hdr.sgml : 20240815 20240815185855 ACCESSION NUMBER: 0001213900-24-069847 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240813 FILED AS OF DATE: 20240815 DATE AS OF CHANGE: 20240815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GWG Wind Down Trust CENTRAL INDEX KEY: 0001986039 ORGANIZATION NAME: STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41715 FILM NUMBER: 241213778 BUSINESS ADDRESS: STREET 1: PO BOX 61209, 700 SMITH ST. CITY: HOUSTON STATE: TX ZIP: 77208-1209 BUSINESS PHONE: 832-779-3580 MAIL ADDRESS: STREET 1: PO BOX 61209, 700 SMITH ST. CITY: HOUSTON STATE: TX ZIP: 77208-1209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Beneficient CENTRAL INDEX KEY: 0001775734 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 02 Finance IRS NUMBER: 721573705 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 325 N. SAINT PAUL STREET STREET 2: SUITE 4850 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2144454705 MAIL ADDRESS: STREET 1: 325 N. SAINT PAUL STREET STREET 2: SUITE 4850 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: Beneficient Co Group, L.P. DATE OF NAME CHANGE: 20190503 4 1 marketforms-66785.xml PRIMARY DOCUMENT X0508 4 2024-08-13 0001775734 Beneficient BENF 0001986039 GWG Wind Down Trust PO BOX 61209 700 SMITH ST. HOUSTON TX 77208-1209 false false true false 0 Class A Common Stock, $0.001 par value 2024-08-13 4 S false 26470 2.40 D 1751708 D Class A Common Stock, $0.001 par value 2024-08-14 4 S false 22092 2.40 D 1729616 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $ 2.35 to $ 2.45, inclusive. The Reporting Person undertakes to provide to Beneficient, any security holder of Beneficient, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $ 2.35 to $2.61, inclusive. /s/ Elizabeth C. Freeman, solely in her capacity as Trustee of GWG Wind Down Trust 2024-08-15