0000950170-24-072457.txt : 20240612
0000950170-24-072457.hdr.sgml : 20240612
20240612161504
ACCESSION NUMBER: 0000950170-24-072457
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230331
FILED AS OF DATE: 20240612
DATE AS OF CHANGE: 20240612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Silk James G.
CENTRAL INDEX KEY: 0001978946
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41715
FILM NUMBER: 241038572
MAIL ADDRESS:
STREET 1: 325 N. ST. PAUL STREET
STREET 2: SUITE 4850
CITY: DALLAS
STATE: TX
ZIP: 75201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Beneficient
CENTRAL INDEX KEY: 0001775734
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 721573705
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 325 N. SAINT PAUL STREET
STREET 2: SUITE 4850
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 2144454705
MAIL ADDRESS:
STREET 1: 325 N. SAINT PAUL STREET
STREET 2: SUITE 4850
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: Beneficient Co Group, L.P.
DATE OF NAME CHANGE: 20190503
5
1
ownership.xml
5
X0508
5
2023-03-31
true
0
1
0001775734
Beneficient
BENF
0001978946
Silk James G.
325 N. SAINT PAUL STREET, SUITE 4850
DALLAS
TX
75201
true
true
false
false
See Remarks
false
Class A Common Stock
2023-07-15
4
A
false
1204
0
A
2365
D
Class A Common Stock
2023-07-15
4
A
false
964
0
A
3329
D
The shares shown have been retroactively adjusted to reflect Beneficient's (the "Issuer") reverse stock split of its outstanding shares of Class A common stock, par value $0.001 per share ("Class A common stock"), and Class B common stock, par value $0.001 per share, on a 1-for-80 basis effected on April 18, 2024.
Includes 1,204 shares of Class A common stock issuable upon the settlement of an award of 1,204 restricted stock units ("RSUs") granted pursuant to Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to James G. Silk (the "Reporting Person") on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year.
Includes 879 shares of Class A common stock issuable upon the settlement of an award of 704 restricted equity units ("REUs") granted to the Reporting Person pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") on January 6, 2020. Such award of REUs to the Reporting Person vested 20% on the date of grant, and the remaining 80% in four equal annual instalments on January 6th of each subsequent calendar year.
Includes 282 shares of Class A common stock issuable upon settlement of an award of 225 REUs granted to the Reporting Person pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year.
Includes 964 shares of Class A common stock of the Issuer issuable upon the settlement of an award of 964 RSUs granted pursuant to 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person fully vested on September 1, 2023.
Chief Legal Officer and Executive Vice President
/s/ James G. Silk
2024-06-12