0001775625-22-000033.txt : 20220422
0001775625-22-000033.hdr.sgml : 20220422
20220422173335
ACCESSION NUMBER: 0001775625-22-000033
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201118
FILED AS OF DATE: 20220422
DATE AS OF CHANGE: 20220422
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fenkell Alexander J.
CENTRAL INDEX KEY: 0001785551
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39037
FILM NUMBER: 22846838
MAIL ADDRESS:
STREET 1: C/O SMILEDIRECTCLUB, INC.
STREET 2: 414 UNION STREET
CITY: NASHVILLE
STATE: TN
ZIP: 37219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SmileDirectClub, Inc.
CENTRAL INDEX KEY: 0001775625
STANDARD INDUSTRIAL CLASSIFICATION: DENTAL EQUIPMENT & SUPPLIES [3843]
IRS NUMBER: 834505317
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 414 UNION STREET
CITY: NASHVILLE
STATE: TN
ZIP: 37219
BUSINESS PHONE: 8008487566
MAIL ADDRESS:
STREET 1: 414 UNION STREET
CITY: NASHVILLE
STATE: TN
ZIP: 37219
4
1
wf-form4_165066319775290.xml
FORM 4
X0306
4
2020-11-18
0
0001775625
SmileDirectClub, Inc.
SDC
0001785551
Fenkell Alexander J.
C/O SMILEDIRECTCLUB, INC.
414 UNION STREET
NASHVILLE
TN
37219
1
0
1
0
Class A Common Stock
2020-11-18
4
C
0
21275
0
A
147542
D
Class A Common Stock
2021-01-29
4
G
0
18316
0
D
129226
D
Class A Common Stock
2022-02-22
4
A
0
425531
0
A
554757
D
SDC Financial Common Units
2020-11-18
4
C
0
21275
0
D
Class A Common Stock
21275.0
4497779
I
By Alexander Fenkell Revocable Trust
Pursuant to the terms of the Seventh Amended and Restated Limited Liability Company Agreement of SDC Financial, LLC, a Delaware limited liability company ("SDC Financial"), the reporting person may exchange all or a portion of its common membership interests ("Common Units") in SDC Financial (with automatic cancellation of an equal number of shares of non-economic Class B common stock of the Issuer's ("Class B common stock") for shares of Class A common stock of the Issuer's ("Class A common stock") on a one-for-one basis, subject to customary adjustments, or, at the option of the disinterested members of the board of directors of the Issuer, cash (based on the then-market value of the shares of Class A common stock). The Class B common stock initially entitles holders to ten votes per share and will vote as a single class with the Class A common stock, but has no economic rights, and is subject to forfeiture upon exchange of the reporting person's Common Units.
The transaction reported is the exchange of the Common Units for shares of Class A common stock.
This report, filed to report a bona fide gift transaction, is late due to an administrative error.
Comprised of Restricted Stock Units that are subject to a vesting schedule.
These units can be exchanged at any time as described in footnote 1.
/s/ Alexander Fenkell
2022-04-22