0001775625-22-000033.txt : 20220422 0001775625-22-000033.hdr.sgml : 20220422 20220422173335 ACCESSION NUMBER: 0001775625-22-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201118 FILED AS OF DATE: 20220422 DATE AS OF CHANGE: 20220422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fenkell Alexander J. CENTRAL INDEX KEY: 0001785551 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39037 FILM NUMBER: 22846838 MAIL ADDRESS: STREET 1: C/O SMILEDIRECTCLUB, INC. STREET 2: 414 UNION STREET CITY: NASHVILLE STATE: TN ZIP: 37219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SmileDirectClub, Inc. CENTRAL INDEX KEY: 0001775625 STANDARD INDUSTRIAL CLASSIFICATION: DENTAL EQUIPMENT & SUPPLIES [3843] IRS NUMBER: 834505317 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 414 UNION STREET CITY: NASHVILLE STATE: TN ZIP: 37219 BUSINESS PHONE: 8008487566 MAIL ADDRESS: STREET 1: 414 UNION STREET CITY: NASHVILLE STATE: TN ZIP: 37219 4 1 wf-form4_165066319775290.xml FORM 4 X0306 4 2020-11-18 0 0001775625 SmileDirectClub, Inc. SDC 0001785551 Fenkell Alexander J. C/O SMILEDIRECTCLUB, INC. 414 UNION STREET NASHVILLE TN 37219 1 0 1 0 Class A Common Stock 2020-11-18 4 C 0 21275 0 A 147542 D Class A Common Stock 2021-01-29 4 G 0 18316 0 D 129226 D Class A Common Stock 2022-02-22 4 A 0 425531 0 A 554757 D SDC Financial Common Units 2020-11-18 4 C 0 21275 0 D Class A Common Stock 21275.0 4497779 I By Alexander Fenkell Revocable Trust Pursuant to the terms of the Seventh Amended and Restated Limited Liability Company Agreement of SDC Financial, LLC, a Delaware limited liability company ("SDC Financial"), the reporting person may exchange all or a portion of its common membership interests ("Common Units") in SDC Financial (with automatic cancellation of an equal number of shares of non-economic Class B common stock of the Issuer's ("Class B common stock") for shares of Class A common stock of the Issuer's ("Class A common stock") on a one-for-one basis, subject to customary adjustments, or, at the option of the disinterested members of the board of directors of the Issuer, cash (based on the then-market value of the shares of Class A common stock). The Class B common stock initially entitles holders to ten votes per share and will vote as a single class with the Class A common stock, but has no economic rights, and is subject to forfeiture upon exchange of the reporting person's Common Units. The transaction reported is the exchange of the Common Units for shares of Class A common stock. This report, filed to report a bona fide gift transaction, is late due to an administrative error. Comprised of Restricted Stock Units that are subject to a vesting schedule. These units can be exchanged at any time as described in footnote 1. /s/ Alexander Fenkell 2022-04-22