President/Chief Compliance Officer

0001172661-24-004326.txt : 20241023 0001172661-24-004326.hdr.sgml : 20241023 20241023084114 ACCESSION NUMBER: 0001172661-24-004326 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240930 FILED AS OF DATE: 20241023 DATE AS OF CHANGE: 20241023 EFFECTIVENESS DATE: 20241023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Joseph P. Lucia & Associates, LLC CENTRAL INDEX KEY: 0001775391 ORGANIZATION NAME: IRS NUMBER: 262909413 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19484 FILM NUMBER: 241387883 BUSINESS ADDRESS: STREET 1: 3505 HILL BLVD. STREET 2: SUITE J CITY: YORKTOWN HEIGHTS STATE: NY ZIP: 10598 BUSINESS PHONE: 9143526600 MAIL ADDRESS: STREET 1: 3505 HILL BLVD. STREET 2: SUITE J CITY: YORKTOWN HEIGHTS STATE: NY ZIP: 10598 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001775391 XXXXXXXX 09-30-2024 09-30-2024 false Joseph P. Lucia & Associates, LLC

3505 Hill Blvd. Suite J Yorktown Heights NY 10598

13F HOLDINGS REPORT 028-19484 000147625 801-76540 N Joseph P. Lucia President/Chief Compliance Officer 845-621-7200 /s/ Joseph P. Lucia Yorktown Heights NY 10-23-2024 0 136 217130285 INFORMATION TABLE 2 infotable.xml AIM ETF PRODUCTS TRUST US LRGCP B20 APR 00888H208 202657 6285 SH SOLE 0 0 6285 AIM ETF PRODUCTS TRUST ALLIANZIM US LRG 00888H687 621614 21790 SH SOLE 0 0 21790 AIM ETF PRODUCTS TRUST US LAGCP B20 MAY 00888H752 239545 7977 SH SOLE 0 0 7977 ALDEYRA THERAPEUTICS INC COM 01438T106 171035 31732 SH SOLE 0 0 31732 ALPHABET INC CAP STK CL A 02079K305 1124630 6781 SH SOLE 0 0 6781 ALPHABET INC CAP STK CL C 02079K107 530720 3174 SH SOLE 0 0 3174 ALPS ETF TR SECTR DIV DOGS 00162Q858 2356631 39963 SH SOLE 0 0 39963 AMAZON COM INC COM 023135106 6313978 33886 SH SOLE 0 0 33886 AMERICAN CENTY ETF TR FOCUSED DYNAMIC 025072810 370044 3994 SH SOLE 0 0 3994 AMERICAN CENTY ETF TR US SML CP VALU 025072877 1741013 18145 SH SOLE 0 0 18145 AMPLIFY ETF TR CWP ENHANCED DIV 032108409 428788 10410 SH SOLE 0 0 10410 AMPLIFY ETF TR AMPLIFY CYBERSEC 032108664 3303318 48379 SH SOLE 0 0 48379 APPLE INC COM 037833100 10228114 43897 SH SOLE 0 0 43897 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 455197 989 SH SOLE 0 0 989 BLACKROCK ETF TRUST II FLEXIBLE INCOME 092528603 207322 3873 SH SOLE 0 0 3873 BLACKROCK MUNIYIELD N Y QUAL COM 09255E102 124865 11583 SH SOLE 0 0 11583 BLACKSTONE SECD LENDING FD COMMON STOCK 09261X102 745548 25454 SH SOLE 0 0 25454 BROADCOM INC COM 11135F101 213136 1236 SH SOLE 0 0 1236 CAMBRIA ETF TR SHSHLD YIELD ETF 132061201 225288 3113 SH SOLE 0 0 3113 CATERPILLAR INC COM 149123101 215188 550 SH SOLE 0 0 550 CONSOLIDATED EDISON INC COM 209115104 893793 8583 SH SOLE 0 0 8583 CREDIT SUISSE HIGH YIELD BD SH BEN INT 22544F103 277360 122185 SH SOLE 0 0 122185 DISNEY WALT CO COM 254687106 729916 7588 SH SOLE 0 0 7588 EATON VANCE TAX-MANAGED GLOB COM 27829C105 528482 60885 SH SOLE 0 0 60885 ELI LILLY & CO COM 532457108 530791 599 SH SOLE 0 0 599 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 845474 52677 SH SOLE 0 0 52677 FRANKLIN ETF TR SHRT DUR US GOVT 353506108 1340795 14685 SH SOLE 0 0 14685 GLOBAL X FDS GLOBX SUPDV US 37950E291 382678 20475 SH SOLE 0 0 20475 GLOBAL X FDS SOCIAL MED ETF 37950E416 992436 22920 SH SOLE 0 0 22920 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 2366027 131155 SH SOLE 0 0 131155 GLOBAL X FDS CYBRSCURTY ETF 37954Y384 502009 16220 SH SOLE 0 0 16220 GLOBAL X FDS S&P 500 COVERED 37954Y475 875857 21105 SH SOLE 0 0 21105 GLOBAL X FDS FINTECH ETF 37954Y814 226262 8075 SH SOLE 0 0 8075 GLOBAL X FDS RATE PREFERRED 37954Y376 291318 12113 SH SOLE 0 0 12113 GRAYSCALE BITCOIN MINI TR BT SHS 389930108 226106 40161 SH SOLE 0 0 40161 GRAYSCALE BITCOIN TR BTC SHS REP COM UT 389637109 1478388 29275 SH SOLE 0 0 29275 GRAYSCALE ETHEREUM MINI TR E COM UNIT 38964R104 44728 18331 SH SOLE 0 0 18331 GRAYSCALE ETHEREUM TR ETH SHS 389638107 218988 10004 SH SOLE 0 0 10004 HOME DEPOT INC COM 437076102 266764 658 SH SOLE 0 0 658 INTERNATIONAL BUSINESS MACHS COM 459200101 1015416 4593 SH SOLE 0 0 4593 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 612287 8536 SH SOLE 0 0 8536 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 308528 6101 SH SOLE 0 0 6101 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 562566 20405 SH SOLE 0 0 20405 INVESCO EXCHANGE TRADED FD T S&P500 EQL IND 46137V324 2737666 53460 SH SOLE 0 0 53460 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 6622062 175652 SH SOLE 0 0 175652 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 3111186 17365 SH SOLE 0 0 17365 INVESCO EXCHANGE TRADED FD T S&P500 EQL FIN 46137V340 5666727 82143 SH SOLE 0 0 82143 INVESCO EXCHANGE TRADED FD T S&P500 EQL ENR 46137V365 2227867 29069 SH SOLE 0 0 29069 INVESCO EXCHANGE TRADED FD T S&P500 EQL UTL 46137V274 487427 7095 SH SOLE 0 0 7095 INVESCO EXCHANGE TRADED FD T GBL LISTED PVT 46137V118 393698 5771 SH SOLE 0 0 5771 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 3980244 123495 SH SOLE 0 0 123495 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 1729529 53430 SH SOLE 0 0 53430 INVESCO EXCHANGE TRADED FD T S&P500 EQL DIS 46137V381 1269347 24359 SH SOLE 0 0 24359 INVESCO EXCHANGE TRADED FD T NASDAQ INTERNT 46137V530 943256 21709 SH SOLE 0 0 21709 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 300124 19165 SH SOLE 0 0 19165 INVESCO QQQ TR UNIT SER 1 46090E103 4661041 9550 SH SOLE 0 0 9550 INVESCO TR INVT GRADE NEW YO COM 46131T101 129909 11267 SH SOLE 0 0 11267 ISHARES BITCOIN TRUST ETF SHS BEN INT 46438F101 243769 6747 SH SOLE 0 0 6747 ISHARES TR 20 YR TR BD ETF 464287432 2352633 23982 SH SOLE 0 0 23982 ISHARES TR US OIL GS EX ETF 464288851 211707 2315 SH SOLE 0 0 2315 ISHARES TR RUS MD CP GR ETF 464287481 402187 3429 SH SOLE 0 0 3429 ISHARES TR SELECT DIVID ETF 464287168 4521320 33474 SH SOLE 0 0 33474 ISHARES TR US HLTHCARE ETF 464287762 210689 3241 SH SOLE 0 0 3241 ISHARES TR US AER DEF ETF 464288760 719469 4808 SH SOLE 0 0 4808 ISHARES TR ISHARES SEMICDTR 464287523 1151105 4992 SH SOLE 0 0 4992 ISHARES TR FLTG RATE NT ETF 46429B655 938115 18380 SH SOLE 0 0 18380 ISHARES TR IBOXX HI YD ETF 464288513 1162419 14476 SH SOLE 0 0 14476 ISHARES TR 1 3 YR TREAS BD 464287457 411552 4950 SH SOLE 0 0 4950 ISHARES TR PFD AND INCM SEC 464288687 2005530 60353 SH SOLE 0 0 60353 ISHARES TR MICRO-CAP ETF 464288869 263658 2138 SH SOLE 0 0 2138 ISHARES TR 0-5 YR TIPS ETF 46429B747 973685 9610 SH SOLE 0 0 9610 ISHARES TR CORE US AGGBD ET 464287226 3462320 34189 SH SOLE 0 0 34189 ISHARES TR US HLTHCR PR ETF 464288828 253854 4445 SH SOLE 0 0 4445 ISHARES TR U.S. MED DVC ETF 464288810 1018762 17203 SH SOLE 0 0 17203 ISHARES TR IBOXX INV CP ETF 464287242 3134133 27741 SH SOLE 0 0 27741 J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 46654Q203 1856361 33795 SH SOLE 0 0 33795 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 4317023 72543 SH SOLE 0 0 72543 JPMORGAN CHASE & CO. COM 46625H100 276227 1310 SH SOLE 0 0 1310 KKR INCOME OPPORTUNITIES FD COM 48249T106 1467838 99447 SH SOLE 0 0 99447 META PLATFORMS INC CL A 30303M102 2794142 4881 SH SOLE 0 0 4881 MICROSOFT CORP COM 594918104 1121044 2605 SH SOLE 0 0 2605 NETFLIX INC COM 64110L106 288673 407 SH SOLE 0 0 407 NVIDIA CORPORATION COM 67066G104 5662826 46631 SH SOLE 0 0 46631 PFIZER INC COM 717081103 901052 31135 SH SOLE 0 0 31135 PROSHARES TR S&P 500 DV ARIST 74348A467 8093647 75812 SH SOLE 0 0 75812 PUTNAM MANAGED MUN INCOME TR COM 746823103 229080 35189 SH SOLE 0 0 35189 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2588478 38150 SH SOLE 0 0 38150 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 7349545 110486 SH SOLE 0 0 110486 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 482140 5999 SH SOLE 0 0 5999 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 2486575 48283 SH SOLE 0 0 48283 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 6127495 58816 SH SOLE 0 0 58816 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 219457 5337 SH SOLE 0 0 5337 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 334053 11448 SH SOLE 0 0 11448 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 2220238 26721 SH SOLE 0 0 26721 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 4372729 51730 SH SOLE 0 0 51730 SCHWAB STRATEGIC TR US TIPS ETF 808524870 1559065 29071 SH SOLE 0 0 29071 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 255889 3083 SH SOLE 0 0 3083 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 660780 8180 SH SOLE 0 0 8180 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 5664096 25089 SH SOLE 0 0 25089 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 3290267 21363 SH SOLE 0 0 21363 SELECT SECTOR SPDR TR INDL 81369Y704 1476621 10902 SH SOLE 0 0 10902 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 255266 5714 SH SOLE 0 0 5714 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1694071 17577 SH SOLE 0 0 17577 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 2367398 52237 SH SOLE 0 0 52237 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 513749 2564 SH SOLE 0 0 2564 SELECT SECTOR SPDR TR ENERGY 81369Y506 3289368 37464 SH SOLE 0 0 37464 SNOWFLAKE INC CL A 833445109 1292175 11250 SH SOLE 0 0 11250 SPDR GOLD TR GOLD SHS 78463V107 276359 1137 SH SOLE 0 0 1137 SPDR S&P 500 ETF TR TR UNIT 78462F103 4796690 8360 SH SOLE 0 0 8360 SPDR SER TR GLB DOW ETF 78464A706 209823 1522 SH SOLE 0 0 1522 SPDR SER TR AEROSPACE DEF 78464A631 287303 1826 SH SOLE 0 0 1826 SPDR SER TR PORTFOLIO LN COR 78464A367 221958 9187 SH SOLE 0 0 9187 SPDR SER TR NYSE TECH ETF 78464A102 782992 3964 SH SOLE 0 0 3964 SPDR SER TR S&P REGL BKG 78464A698 1015517 17942 SH SOLE 0 0 17942 SSGA ACTIVE ETF TR INCOM ALLO ETF 78467V202 211279 6445 SH SOLE 0 0 6445 TESLA INC COM 88160R101 494481 1890 SH SOLE 0 0 1890 UBER TECHNOLOGIES INC COM 90353T100 1122139 14930 SH SOLE 0 0 14930 VANECK ETF TRUST EMERGING MRKT HI 92189F353 248207 12479 SH SOLE 0 0 12479 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 9481243 38628 SH SOLE 0 0 38628 VANECK ETF TRUST PREFERRED SECURT 92189F429 1917246 104997 SH SOLE 0 0 104997 VANGUARD BD INDEX FDS INTERMED TERM 921937819 3264263 41652 SH SOLE 0 0 41652 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 2593686 10653 SH SOLE 0 0 10653 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 467516 886 SH SOLE 0 0 886 VANGUARD INDEX FDS GROWTH ETF 922908736 236117 615 SH SOLE 0 0 615 VANGUARD INDEX FDS SMALL CP ETF 922908751 2604232 10979 SH SOLE 0 0 10979 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 251346 2580 SH SOLE 0 0 2580 VANGUARD INDEX FDS MID CAP ETF 922908629 455898 1728 SH SOLE 0 0 1728 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 590887 3524 SH SOLE 0 0 3524 VANGUARD INDEX FDS TOTAL STK MKT 922908769 225896 798 SH SOLE 0 0 798 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 216964 4400 SH SOLE 0 0 4400 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 2444770 12344 SH SOLE 0 0 12344 VANGUARD WORLD FD FINANCIALS ETF 92204A405 264443 2406 SH SOLE 0 0 2406 VANGUARD WORLD FD HEALTH CAR ETF 92204A504 1452201 5146 SH SOLE 0 0 5146 VERIZON COMMUNICATIONS INC COM 92343V104 1327815 29566 SH SOLE 0 0 29566 VIRTUS CONVERTIBLE & INCOME COM 92838X102 114198 32628 SH SOLE 0 0 32628 WISDOMTREE TR CLOUD COMPUTNG 97717Y691 1014858 31754 SH SOLE 0 0 31754