0000950142-19-001712.txt : 20190807 0000950142-19-001712.hdr.sgml : 20190807 20190807132721 ACCESSION NUMBER: 0000950142-19-001712 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190805 FILED AS OF DATE: 20190807 DATE AS OF CHANGE: 20190807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: South Mountain LLC CENTRAL INDEX KEY: 0001779869 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38947 FILM NUMBER: 191004770 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 646-446-2700 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harbour Reach Holdings LLC CENTRAL INDEX KEY: 0001779872 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38947 FILM NUMBER: 191004771 BUSINESS ADDRESS: STREET 1: C/O SOUTH MOUNTAIN LLC STREET 2: 767 FIFTH AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 646-446-2700 MAIL ADDRESS: STREET 1: C/O SOUTH MOUNTAIN LLC STREET 2: 767 FIFTH AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Netherton Investments Ltd CENTRAL INDEX KEY: 0001779863 STATE OF INCORPORATION: Y7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38947 FILM NUMBER: 191004772 BUSINESS ADDRESS: STREET 1: MARTELLO COURT, ADMIRAL PARK CITY: ST PETER PORT STATE: Y7 ZIP: GY1 3HB BUSINESS PHONE: 212-451-2500 MAIL ADDRESS: STREET 1: MARTELLO COURT, ADMIRAL PARK CITY: ST PETER PORT STATE: Y7 ZIP: GY1 3HB REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Netherton Holdings Ltd CENTRAL INDEX KEY: 0001779862 STATE OF INCORPORATION: Y7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38947 FILM NUMBER: 191004773 BUSINESS ADDRESS: STREET 1: MARTELLO COURT, ADMIRAL PARK CITY: ST PETER PORT STATE: Y7 ZIP: GY1 3HB BUSINESS PHONE: 212-451-2500 MAIL ADDRESS: STREET 1: MARTELLO COURT, ADMIRAL PARK CITY: ST PETER PORT STATE: Y7 ZIP: GY1 3HB REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Platt Michael Edward CENTRAL INDEX KEY: 0001780001 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38947 FILM NUMBER: 191004774 MAIL ADDRESS: STREET 1: C/O BLUECREST CAPITAL MANAGEMENT STREET 2: G FL, HARBOUR REACH, LA RUE DE CARTERET CITY: ST HELIER STATE: Y9 ZIP: JE2 4HR ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: South Mountain Merger Corp. CENTRAL INDEX KEY: 0001774155 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 833780685 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: (610) 592-7228 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 4 1 es1900960_4-smllc.xml OWNERSHIP DOCUMENT X0306 4 2019-08-05 0 0001774155 South Mountain Merger Corp. SMMC 0001779869 South Mountain LLC 767 FIFTH AVENUE, 9TH FLOOR NEW YORK NY 10153 0 0 1 0 0001779872 Harbour Reach Holdings LLC C/O SOUTH MOUNTAIN MERGER CORP. 767 FIFTH AVENUE, 9TH FLOOR NEW YORK NY 10153 0 0 1 0 0001779863 Netherton Investments Ltd C/O SOUTH MOUNTAIN MERGER CORP. 767 FIFTH AVENUE, 9TH FLOOR NEW YORK NY 10153 0 0 1 0 0001779862 Netherton Holdings Ltd C/O SOUTH MOUNTAIN MERGER CORP. 767 FIFTH AVENUE, 9TH FLOOR NEW YORK NY 10153 0 0 1 0 0001780001 Platt Michael Edward C/O SOUTH MOUNTAIN MERGER CORP. 767 FIFTH AVENUE, 9TH FLOOR NEW YORK NY 10153 0 0 1 0 Class B common stock 2019-08-05 4 J 0 218750 0.00 D Class A common stock 218750 6250000 I See footnote As described in the Issuer's registration statement on Form S-1 (File No. 333-231881) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. On August 5, 2019, South Mountain LLC forfeited at no cost 218,750 shares of common stock, par value $0.0001 per share, in connection with the determination by the underwriters of the Issuer's initial public offering not to exercise in full the over-allotment option granted to them. South Mountain LLC is the sponsor entity of the Issuer (the "Sponsor"). The managing member of the Sponsor is Harbour Reach Holdings LLC ("Harbour Reach"), whose managing member is Netherton Investments Limited ("NIL"), whose sole shareholder is Netherton Holdings Limited ("NHL"), whose sole shareholder is Mr. Michael Platt ("Platt" and, together with Sponsor, Harbour Reach, NIL and NHL, the "Reporting Persons"). See Signatures included in Exhibit 99.1 2019-08-07 EX-99.1 2 es1900960_4-ex9901.htm EXHIBIT 99.1
EXHIBIT 99.1

This statement on Form 4 is filed jointly by each of the undersigned. The principal business address of each of these reporting persons is c/o South Mountain Merger Corp., 767 Fifth Avenue, Ninth Floor, New York, NY 10153
 
Name of Designated Filer: South Mountain Merger Corp.
 
Date of Event Requiring Statement: August 5, 2019
 
Issuer Name: South Mountain Merger Corp. [SMMC]
 
 
SOUTH MOUNTAIN LLC
  
         
 
By: Harbour Reach Holdings LLC, its Managing Member
  
         
 
By: Netherton Investments Limited
  
         
 
By:
/s/ Robert Heaselgrave
  
   
Name:
Robert Heaselgrave
  
   
Title:
Director
  
         
 
HARBOUR REACH HOLDINGS LLC
  
         
 
By: Netherton Investments Limited
  
         
 
By:
/s/ Robert Heaselgrave
  
   
Name:
Robert Heaselgrave
  
   
Title:
Director
  
         
 
NETHERTON INVESTMENTS LIMITED
  
         
 
By:
/s/ Robert Heaselgrave
  
   
Name:
Robert Heaselgrave
  
   
Title:
Director
  
         
 
NETHERTON HOLDINGS LIMITED
  
         
 
By:
/s/ Robert Heaselgrave
  
   
Name:
Robert Heaselgrave
  
   
Title:
Director
  
         
 
/s/ Steven Pariente, Attorney-in-Fact for Michael E. Platt 
  
 
Michael E. Platt