0001773271-19-000001.txt : 20190412
0001773271-19-000001.hdr.sgml : 20190412
20190412101920
ACCESSION NUMBER: 0001773271-19-000001
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
ITEM INFORMATION: Investment Company Act Section 3(c)
ITEM INFORMATION: Section 3(c)(7)
FILED AS OF DATE: 20190412
DATE AS OF CHANGE: 20190412
EFFECTIVENESS DATE: 20190412
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PHFS IX SP, A Segregated Portfolio of PHFS Series SPC
CENTRAL INDEX KEY: 0001773271
IRS NUMBER: 000000000
STATE OF INCORPORATION: E9
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-337167
FILM NUMBER: 19745466
BUSINESS ADDRESS:
STREET 1: 650 NEWPORT CENTER DRIVE
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
BUSINESS PHONE: 949-720-6000
MAIL ADDRESS:
STREET 1: 650 NEWPORT CENTER DRIVE
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
D
1
primary_doc.xml
X0708
D
LIVE
0001773271
PHFS IX SP, A Segregated Portfolio of PHFS Series SPC
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
949-720-6000
CAYMAN ISLANDS
None
None
Other
CAYMAN ISLANDS SEGREGATED PORTFOLIO COMPANY
true
2018
N/A
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Promoter
INVESTMENT MANAGER OF THE ISSUER ("INVESTMENT MANAGER")
JOSHUA
M.
ANDERSON
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
JAMIL
BAZ
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
DAVID
L.
BRAUN
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
ERIN
BROWNE
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
ELIZABETH
DAVIS
CANTRILL
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
RICKI
CHAN
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
MICHAEL
ANTHONY
CUDZIL
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
JOSHUA
M.
DAVIS
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
PRAMOL
DHAWAN
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
CHRIS
P.
DIALYNAS
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
JENNIFER
E.
DURHAM
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
MOHSEN
FAHMI
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
JOACHIM
FELS
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
DAVID
N.
FISHER III
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
DAVID
C.
FLATTUM
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
RUSSELL
D.
GANNAWAY
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
MICHAEL
A.
GOMEZ
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
SACHIN
GUPTA
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
GREGORY
WESTON
HALL
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
BRENT
RICHARD
HARRIS
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
JONATHAN
LANE
HORNE
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
DANIEL
HERBERT
HYMAN
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
DANIEL
J.
IVASCYN
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
ANDREW
RICHARD
JESSOP
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
NICHOLAS
J.
JOHNSON
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
ALEJANDRO
KERSMAN
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
MARK
R.
KIESEL
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
JOHN
JEFFREY
KIRKOWSKI
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
RICHARD
R.
LEBRUN JR.
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
DIRK
MAXMILLIAN
MANELSKI
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
SUDESH
N.
MARIAPPA
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
RENE
MARTEL
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
SCOTT
A.
MATHER
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
RAVI
MATTU
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
JULIE
ANN
MEGGERS
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
MOHIT
MITTAL
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
ERIC
J.
MOGELOF
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
ALFRED
T.
MURATA
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
JOHN
WILLIAM
MURRAY
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
ROGER
O.
NIEVES
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
THOMAS
J.
OTTERBEIN
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
STEPHEN
A.
RODOSKY
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
EMMANUEL
ROMAN
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
JEROME
M.
SCHNEIDER
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
MARC
PETER
SEIDNER
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
ROBIN
CHRISTINE
SHANAHAN
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
GREG
ELLIOT
SHARENOW
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
ADAM
SHUKOVSKY
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
CATHLEEN
MEERE
STAHL
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
JASON
ROBERT
STEINER
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
THIBAULT
C.
STRACKE
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
PETER
G.
STRELOW
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
JOHN
JOSEPH
STUDZINSKI
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
SUNG-HEE
SUH
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
ERIC
MICHAEL
SUTHERLAND
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
QI
WANG
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
CANDICE
STACK
WHITTEN
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
MIHIR
P.
WORAH
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
ROBERT
O.
YOUNG
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
MICHELLE
WILSON-CLARKE
CARNE GLOBAL FIN. SERVICES (CAYMAN) LTD.
GRAND PAVILION COMMERCIAL CENTER
GRAND CAYMAN
E9
CAYMAN ISLANDS
KY1-1204
Director
DIRECTOR OF THE ISSUER
JULIE
O'HARA
CARNE GLOBAL FIN. SERVICES (CAYMAN) LTD.
GRAND PAVILION COMMERCIAL CENTER
GRAND CAYMAN
E9
CAYMAN ISLANDS
KY1-1204
Director
DIRECTOR OF THE ISSUER
Pooled Investment Fund
Hedge Fund
false
Decline to Disclose
- 06b
- 3C
- 3C.7
false
2019-04-01
true
true
false
0
PIMCO INVESTMENTS LLC
154957
None
None
1633 BROADWAY
45TH FLOOR
NEW YORK
NY
NEW YORK
10019
All States
false
Indefinite
300000000
Indefinite
false
8
0
0
OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.
0
false
PHFS IX SP, A Segregated Portfolio of PHFS Series SPC
WILLIAM QUINONES
WILLIAM QUINONES
SENIOR VICE PRESIDENT OF THE INVESTMENT MANAGER
2019-04-11