0001140361-22-015730.txt : 20220425 0001140361-22-015730.hdr.sgml : 20220425 20220425161520 ACCESSION NUMBER: 0001140361-22-015730 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20220425 DATE AS OF CHANGE: 20220425 GROUP MEMBERS: FREDERICK V. FORTMILLER, JR. GROUP MEMBERS: HARRADEN CIRCLE INVESTORS GP, LLC GROUP MEMBERS: HARRADEN CIRCLE INVESTORS GP, LP GROUP MEMBERS: HARRADEN CIRCLE INVESTORS, LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Tuscan Holdings Corp. II CENTRAL INDEX KEY: 0001773087 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 833853706 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-91074 FILM NUMBER: 22849830 BUSINESS ADDRESS: STREET 1: 135 E. 57TH ST., 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (646) 948-7100 MAIL ADDRESS: STREET 1: 135 E. 57TH ST., 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Harraden Circle Investments, LLC CENTRAL INDEX KEY: 0001910592 IRS NUMBER: 813057945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 299 PARK AVE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 BUSINESS PHONE: 212 832 4111 MAIL ADDRESS: STREET 1: 299 PARK AVE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 SC 13G 1 brhc10036699_sc13g.htm SC 13G

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No.)*

Tuscan Holdings Corp. II


(Name of Issuer)

Common Stock, par value $0.0001 per share

(Title of Class of Securities)

90069K104


(CUSIP Number)

April 14, 2022

 (Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)
☒ Rule 13d-1(c)
☐ Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Continued on following pages
Page 1 of 11 Pages
Exhibit Index: 10 Page



CUSIP No. 90069K104
SCHEDULE 13G
Page 2 of 11 Pages
1
NAMES OF REPORTING PERSONS
 
 
Harraden Circle Investors, LP
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
   
(a)☐
   
(b)☐
 
 
3
SEC USE ONLY
 
 

 
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
Delaware
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
 
0
 
 
 
 
6
SHARED VOTING POWER
 
 
499,136
 
 
 
 
7
SOLE DISPOSITIVE POWER
 
 
0
 
 
 
 
8
SHARED DISPOSITIVE POWER
 
 
499,136
 
 
 
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
499,136
 
 
 
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
 
6.7%
 
 
 
 
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
PN
 
 
 
 


CUSIP No. 90069K104
SCHEDULE 13G
Page 3 of 11 Pages
1
NAMES OF REPORTING PERSONS
 
 
Harraden Circle Investors GP, LP
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
   
(a)☐
   
(b)☐
 
 
3
SEC USE ONLY
 
 

 
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
Delaware
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
 
0
 
 
 
 
6
SHARED VOTING POWER
 
 
499,136
 
 
 
 
7
SOLE DISPOSITIVE POWER
 
 
0
 
 
 
 
8
SHARED DISPOSITIVE POWER
 
 
499,136
 
 
 
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
499,136
 
 
 
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
 
6.7%
 
 
 
 
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
PN, HC
 
 
 
 


CUSIP No. 90069K104
SCHEDULE 13G
Page 4 of 11 Pages
1
NAMES OF REPORTING PERSONS
 
 
Harraden Circle Investors GP, LLC
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
   
(a)☐
   
(b)☐
 
 
3
SEC USE ONLY
 
 

 
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
Delaware
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
 
0
 
 
 
 
6
SHARED VOTING POWER
 
 
499,136
 
 
 
 
7
SOLE DISPOSITIVE POWER
 
 
0
 
 
 
 
8
SHARED DISPOSITIVE POWER
 
 
499,136
 
 
 
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
499,136
 
 
 
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
 
6.7%
 
 
 
 
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
OO, HC
 
 
 
 


CUSIP No. 90069K104
SCHEDULE 13G
Page 5 of 11 Pages
1
NAMES OF REPORTING PERSONS
 
 
Harraden Circle Investments, LLC
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
   
(a)☐
   
(b)☐
 
 
3
SEC USE ONLY
 
 

 
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
Delaware
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
 
0
 
 
 
 
6
SHARED VOTING POWER
 
 
499,136
 
 
 
 
7
SOLE DISPOSITIVE POWER
 
 
0
 
 
 
 
8
SHARED DISPOSITIVE POWER
 
 
499,136
 
 
 
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
499,136
 
 
 
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
 
6.7%
 
 
 
 
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
OO, HC
 
 
 
 


CUSIP No. 90069K104
SCHEDULE 13G
Page 6 of 11 Pages
1
NAMES OF REPORTING PERSONS
 
 
Frederick V. Fortmiller, Jr.
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
   
(a)☐
   
(b)☐
 
 
3
SEC USE ONLY
 
 

 
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
United States of America
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
 
0
 
 
 
 
6
SHARED VOTING POWER
 
 
499,136
 
 
 
 
7
SOLE DISPOSITIVE POWER
 
 
0
 
 
 
 
8
SHARED DISPOSITIVE POWER
 
 
499,136
 
 
 
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
499,136
 
 
 
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
 
6.7%
 
 
 
 
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
IN, HC
 
 
 
 


CUSIP No. 90069K104
SCHEDULE 13G
Page 7 of 11 Pages
Item 1(a).
Name of Issuer

Tuscan Holdings Corp. II (the “Issuer”)

Item 1(b).
Address of Issuer’s Principal Executive Offices

135 E. 57th Street, 17th Floor, New York, NY 10022

Item 2(a).
Names of Persons Filing

This Statement is filed on behalf of the following persons (collectively, the “Reporting Persons”):

  i)
Harraden Circle Investors, LP (“Harraden Fund”);


ii)
Harraden Circle Investors GP, LP (“Harraden GP”);


iii)
Harraden Circle Investors GP, LLC (“Harraden LLC”);


iv)
Harraden Circle Investments, LLC (“Harraden Adviser”); and


v)
Frederick V. Fortmiller, Jr. (“Mr. Fortmiller”);

This Statement relates to Shares (as defined herein) directly beneficially owned by Harraden Fund. Harraden GP is the general partner to Harraden Fund, and Harraden LLC is the general partner of Harraden GP. Harraden Adviser serves as investment manager to Harraden Fund. Mr. Fortmiller is the managing member of each of Harraden LLC and Harraden Adviser. In such capacities, each of Harraden GP, Harraden LLC, Harraden Adviser and Mr. Fortmiller may be deemed to indirectly beneficially own the Shares reported herein directly beneficially owned by Harraden Fund.

Item 2(b).
Address of Principal Business Office or, if None, Residence

The address of the principal business office of each Reporting Person is 299 Park Avenue, 21st Floor, New York, NY 10171.

Item 2(c).
Citizenship

Each of Harraden Fund and Harraden GP is a Delaware limited partnership. Each of Harraden LLC and Harraden Adviser is a Delaware limited liability company. Mr. Fortmiller is a citizen of the United States of America.

Item 2(d).
Title of Class of Securities

Common Stock, par value $0.0001 per share (“Shares”)

Item 2(e).
CUSIP Number

90069K104

Item 3.
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

This Item 3 is not applicable.


CUSIP No. 90069K104
SCHEDULE 13G
Page 8 of 11 Pages
Item 4.
Ownership

Item 4(a)
Amount Beneficially Owned

As of April 22, 2022, each of the Reporting Persons may be deemed the beneficial owner of 499,136 Shares, which amount consists of (i) 336,336 Shares held directly by Harraden Fund and (ii) 162,800 Shares obtainable upon exercise of call options held directly by Harraden Fund.

Item 4(b)
Percent of Class

As of April 22, 2022, each of the Reporting Persons may be deemed the beneficial owner of approximately 6.7% of Shares outstanding. This percentage is based on a total of 7,395,001 Shares outstanding as of April 22, 2022, as set forth in the annual report on Form 10-K filed by the Issuer on April 25, 2022.

Item 4(c)
Number of shares as to which such person has:

(i) Sole power to vote or direct the vote:
0
(ii) Shared power to vote or direct the vote:
499,136
(iii) Sole power to dispose or direct the disposition of:
0
(iv) Shared power to dispose or direct the disposition of:
499,136

Item 5.
Ownership of Five Percent or Less of a Class

This Item 5 is not applicable.

Item 6.
Ownership of More than Five Percent on Behalf of Another Person

This Item 6 is not applicable.

Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person

See disclosure in Item 2 hereof.

Item 8.
Identification and Classification of Members of the Group

This Item 8 is not applicable.

Item 9.
Notice of Dissolution of Group

This Item 9 is not applicable.

Item 10.
Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.


CUSIP No. 90069K104
SCHEDULE 13G
Page 9 of 11 Pages
SIGNATURE

After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

Date: April 25, 2022  
   
 
HARRADEN CIRCLE INVESTORS, LP
     
 
By:
HARRADEN CIRCLE INVESTORS GP, LP, its general partner
 
By:
HARRADEN CIRCLE INVESTORS GP, LLC, its general partner
     
 
By:
/s/ Frederick V. Fortmiller, Jr.
 
Title:
Managing Member
     
 
HARRADEN CIRCLE INVESTORS GP, LP
     
 
By:
HARRADEN CIRCLE INVESTORS GP, LLC, its general partner
     
 
By:
/s/ Frederick V. Fortmiller, Jr.
 
Title:
Managing Member
     
 
HARRADEN CIRCLE INVESTORS GP, LLC
     
 
By:
/s/ Frederick V. Fortmiller, Jr.
   
Managing Member
     
 
HARRADEN CIRCLE INVESTMENTS, LLC
     
 
By:
/s/ Frederick V. Fortmiller, Jr.
   
Managing Member
     
 
FREDERICK V. FORTMILLER, JR.
     
 
/s/ Frederick V. Fortmiller, Jr.


CUSIP No. 90069K104
SCHEDULE 13G
Page 10 of 11 Pages
EXHIBIT INDEX

Ex.
 
Page No.
     
1
Joint Filing Agreement
11
 

CUSIP No. 90069K104
SCHEDULE 13G
Page 11 of 11 Pages
EXHIBIT 1
JOINT FILING AGREEMENT

The undersigned hereby agree that the statement on Schedule 13G with respect to the Common Stock of Tuscan Holdings Corp. II dated as of April 25, 2022 is, and any amendments thereto (including amendments on Schedule 13D) signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.

Date: April 25, 2022

 
HARRADEN CIRCLE INVESTORS, LP
     
 
By:
HARRADEN CIRCLE INVESTORS GP, LP, its general partner
 
By:
HARRADEN CIRCLE INVESTORS GP, LLC, its general partner
     
 
By:
/s/ Frederick V. Fortmiller, Jr.
 
Title:
Managing Member
     
 
HARRADEN CIRCLE INVESTORS GP, LP
     
 
By:
HARRADEN CIRCLE INVESTORS GP, LLC, its general partner
     
 
By:
/s/ Frederick V. Fortmiller, Jr.
 
Title:
Managing Member
     
 
HARRADEN CIRCLE INVESTORS GP, LLC
     
 
By:
/s/ Frederick V. Fortmiller, Jr.
   
Managing Member
     
 
HARRADEN CIRCLE INVESTMENTS, LLC
     
 
By:
/s/ Frederick V. Fortmiller, Jr.
   
Managing Member
     
 
FREDERICK V. FORTMILLER, JR.
     
 
/s/ Frederick V. Fortmiller, Jr.