0001773083-23-000014.txt : 20230621 0001773083-23-000014.hdr.sgml : 20230621 20230621161440 ACCESSION NUMBER: 0001773083-23-000014 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 NEUBAUER,CADE,ROBERT, FILED AS OF DATE: 20230621 DATE AS OF CHANGE: 20230621 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PMA Securities, LLC CENTRAL INDEX KEY: 0001773083 IRS NUMBER: 363820241 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-05521 FILM NUMBER: 231030005 BUSINESS ADDRESS: STREET 1: 2135 CITYGATE LANE STREET 2: 7TH FLOOR CITY: NAPERVILLE STATE: IL ZIP: 60563 BUSINESS PHONE: 630-657-6400 MAIL ADDRESS: STREET 1: 2135 CITYGATE LANE STREET 2: 7TH FLOOR CITY: NAPERVILLE STATE: IL ZIP: 60563 MA-I 1 primary_doc.xml MA-I 0001773083 XXXXXXXX Kevin Kulling 6306576400 kkulling@pmanetwork.com kkulling@pmanetwork.com N N Cade Robert Neubauer 7484009 N 1 0001773083 PMA Securities, LLC 02-24-2023 N 867-02456 LOCATED SUPERVISED 02-24-2023 2135 CITYGATE LANE 7TH FLOOR NAPERVILLE IL 60563 02-2023 PMA Securities, LLC Naperville IL 60563 Y Y Institutional Investment Specialist 08-2020 02-2023 Concordia University Wisconsin Mequon WI 53097 N N Student 05-2020 08-2020 Walmart Madison WI 53714 N N Stocker 12-2019 05-2020 University of Wisconsin-Whitewater Whitewater WI 53190 N N Student 05-2019 12-2019 Flix Brewhouse Madison WI 53714 N N Runner 09-2015 05-2019 Madison East High School Madison WI 53704 N N Student 05-2015 09-2015 Unemployed Madison WI 53704 N N Unemployed 09-2012 05-2015 Sherman Middle School Madison WI 53704 N N Student Y 02-2023 PMA Financial Network, LLC 2135 City Gate Lane 7th Floor Naperville IL 60563 N Y Financial Services Firm and affiliate of PMA Securities, LLC Institutional Investment Specialist 160 Institutional Investment Specialist N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-21-2023 Kevin Kulling Deputy Chief Compliance Officer