0001772937-23-000008.txt : 20231114 0001772937-23-000008.hdr.sgml : 20231114 20231114133853 ACCESSION NUMBER: 0001772937-23-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231114 DATE AS OF CHANGE: 20231114 EFFECTIVENESS DATE: 20231114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tolleson Wealth Management, Inc. CENTRAL INDEX KEY: 0001772937 IRS NUMBER: 030430021 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19460 FILM NUMBER: 231403957 BUSINESS ADDRESS: STREET 1: 5500 PRESTON ROAD STREET 2: SUITE 250 CITY: DALLAS STATE: TX ZIP: 75205 BUSINESS PHONE: 2142523250 MAIL ADDRESS: STREET 1: 5500 PRESTON ROAD STREET 2: SUITE 250 CITY: DALLAS STATE: TX ZIP: 75205 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001772937 XXXXXXXX 09-30-2023 09-30-2023 Tolleson Wealth Management, Inc.

5500 PRESTON ROAD SUITE 250 DALLAS TX 75205

13F HOLDINGS REPORT 028-19460 N Tracie H. Klein 214-252-3265 Tracie H.Klein Dallas TX 11-14-2023 2 77 415577 false 1 0001772938 028-19461 TPWM Services, Inc. 2 0001692067 028-19462 000111838 801-57641 Tolleson Private Wealth Management, LP INFORMATION TABLE 2 13F11142023.xml Q3 13F AMAZON COM INC COM Stock 023135106 1974 15530 SH DFND 1,2 0 0 15530 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 386 2356 SH DFND 1,2 0 0 2356 STARBUCKS CORP COM Stock 855244109 640 7010 SH DFND 1,2 0 0 7010 SPDR PORTFOLIO AGGREGATE BOND ETF ETF 78464A649 248 10180 SH DFND 1,2 0 0 10180 ISHARES U.S. EQUITY FACTOR ETF ETF 46434V282 73819 1696683 SH DFND 1,2 0 0 1696683 GOLDMAN SACHS GROUP INC COM Stock 38141G104 868 2683 SH DFND 1,2 0 0 2683 ISHARES INTERNATIONAL EQUITY FACTOR ETF ETF 46434V274 59661 2307962 SH DFND 1,2 0 0 2307962 SPDR MSCI USA STRATEGICFACTORS ETF ETF 78468R812 99961 828315 SH DFND 1,2 0 0 828315 LAUDER ESTEE COS INC CL A Stock 518439104 440 3047 SH DFND 1,2 0 0 3047 ISHARES MSCI GLOBAL SUSTAINABLE DEVELOPMENT GOALS ETF ETF 46435G532 669 8980 SH DFND 1,2 0 0 8980 SPDR S&P 500 ETF TRUST ETF 78462F103 14595 34142 SH DFND 1,2 0 0 34142 MASTERCARD INCORPORATED CL A Stock 57636Q104 2610 6593 SH DFND 1,2 0 0 6593 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF ETF 464288182 2896 45599 SH DFND 1,2 0 0 45599 ISHARES COHEN & STEERS REIT ETF ETF 464287564 477 9406 SH DFND 1,2 0 0 9406 NUVEEN ESG INTERNATIONAL DEVELOPED MARKETS EQUITY ETF ETF 67092P805 368 13479 SH DFND 1,2 0 0 13479 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 533 2205 SH DFND 1,2 0 0 2205 NUVEEN ESG EMERGING MARKETS EQUITY ETF ETF 67092P888 967 36867 SH DFND 1,2 0 0 36867 SPDR GOLD SHARES ETF 78463V107 1050 6127 SH DFND 1,2 0 0 6127 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 5305 19906 SH DFND 1,2 0 0 19906 SCHWAB U.S. BROAD MARKET ETF ETF 808524102 1746 35035 SH DFND 1,2 0 0 35035 ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETF ETF 46435U853 8492 244669 SH DFND 1,2 0 0 244669 ADOBE INC COM Stock 00724F101 1183 2320 SH DFND 1,2 0 0 2320 ALPHABET INC CAP STK CL A Stock 02079K305 541 4133 SH DFND 1,2 0 0 4133 INTUIT COM Stock 461202103 495 969 SH DFND 1,2 0 0 969 MICROSOFT CORP COM Stock 594918104 1744 5523 SH DFND 1,2 0 0 5523 FIRST TRUST TCW UNCONSTRAINED PLUS BOND ETF ETF 33740F888 6524 272950 SH DFND 1,2 0 0 272950 BOEING CO COM Stock 097023105 206 1075 SH DFND 1,2 0 0 1075 VANGUARD SMALL-CAP ETF ETF 922908751 333 1761 SH DFND 1,2 0 0 1761 VANGUARD MID-CAP ETF ETF 922908629 209 1004 SH DFND 1,2 0 0 1004 NEXTERA ENERGY INC COM Stock 65339F101 253 4410 SH DFND 1,2 0 0 4410 VANGUARD SHORT-TERM TREASURY ETF ETF 92206C102 931 16164 SH DFND 1,2 0 0 16164 APARTMENT INVT & MGMT CO CL A REIT 03748R747 606 89185 SH DFND 1,2 0 0 89185 VANGUARD FTSE EUROPE ETF ETF 922042874 1499 25873 SH DFND 1,2 0 0 25873 SPDR S&P GLOBAL NATURAL RESOURCES ETF ETF 78463X541 700 12566 SH DFND 1,2 0 0 12566 VANGUARD S&P 500 ETF ETF 922908363 1067 2707 SH DFND 1,2 0 0 2707 VANGUARD TOTAL INTERNATIONAL STOCK ETF ETF 921909768 1120 20934 SH DFND 1,2 0 0 20934 SYSCO CORP COM Stock 871829107 522 7908 SH DFND 1,2 0 0 7908 INVESCO S&P SMALLCAP MOMENTUM ETF ETF 46137V498 1429 29468 SH DFND 1,2 0 0 29468 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 5378 58757 SH DFND 1,2 0 0 58757 VANGUARD FTSE PACIFIC ETF ETF 922042866 2448 36605 SH DFND 1,2 0 0 36605 KRONOS WORLDWIDE INC COM Stock 50105F105 215 27695 SH DFND 1,2 0 0 27695 ISHARES MSCI EMERGING MARKETS MIN VOL FACTOR ETF ETF 464286533 309 5801 SH DFND 1,2 0 0 5801 NUVEEN ESG LARGE-CAP ETF ETF 67092P862 1227 34838 SH DFND 1,2 0 0 34838 VISA INC COM CL A Stock 92826C839 2311 10049 SH DFND 1,2 0 0 10049 ISHARES MSCI EAFE MIN VOL FACTOR ETF ETF 46429B689 1086 16658 SH DFND 1,2 0 0 16658 Impact Shares Affordable Housing MBS ETF ETF 45259R103 551 33912 SH DFND 1,2 0 0 33912 ISHARES MSCI USA MIN VOL FACTOR ETF ETF 46429B697 2016 27701 SH DFND 1,2 0 0 27701 ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF ETF 464287150 27316 288652 SH DFND 1,2 0 0 288652 VANGUARD RUSSELL 3000 ETF ETF 92206C599 3185 16701 SH DFND 1,2 0 0 16701 D R HORTON INC COM Stock 23331A109 527 4901 SH DFND 1,2 0 0 4901 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 335 1090 SH DFND 1,2 0 0 1090 INVESCO S&P SMALLCAP VALUE WITH MOMENTUM ETF ETF 46137V480 1445 30000 SH DFND 1,2 0 0 30000 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 312 6563 SH DFND 1,2 0 0 6563 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR Stock 90290N109 736 30837 SH DFND 1,2 0 0 30837 VANGUARD FTSE ALL-WORLD EX-US INDEX FUND ETF 922042775 14926 287763 SH DFND 1,2 0 0 287763 ISHARES RUSSELL MIDCAP ETF ETF 464287499 5354 76959 SH DFND 1,2 0 0 76959 ISHARES MSCI EMERGING MARKETS ASIA ETF ETF 464286426 2220 35254 SH DFND 1,2 0 0 35254 ISHARES MSCI USA QUALITY FACTOR ETF ETF 46432F339 223 1685 SH DFND 1,2 0 0 1685 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF ETF 464288513 1281 17372 SH DFND 1,2 0 0 17372 ISHARES S&P 500 VALUE ETF ETF 464287408 2126 13742 SH DFND 1,2 0 0 13742 ISHARES S&P 500 GROWTH ETF ETF 464287309 1967 28651 SH DFND 1,2 0 0 28651 ISHARES CORE S&P 500 ETF ETF 464287200 2009 4656 SH DFND 1,2 0 0 4656 ISHARES NATIONAL MUNI BOND ETF ETF 464288414 1664 16223 SH DFND 1,2 0 0 16223 CATERPILLAR INC COM Stock 149123101 601 2200 SH DFND 1,2 0 0 2200 ALPHABET INC CAP STK CL C Stock 02079K107 224 1700 SH DFND 1,2 0 0 1700 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 3672 39050 SH DFND 1,2 0 0 39050 ISHARES BROAD USD INVESTMENT GRADE CORPORATE BOND ETF ETF 464288620 2341 48699 SH DFND 1,2 0 0 48699 ISHARES RUSSELL 3000 ETF ETF 464287689 2495 10140 SH DFND 1,2 0 0 10140 UNITEDHEALTH GROUP INC COM Stock 91324P102 1527 3029 SH DFND 1,2 0 0 3029 ISHARES MSCI INTL QUALITY FACTOR ETF ETF 46434V456 11762 349957 SH DFND 1,2 0 0 349957 NOVO-NORDISK A S ADR ADR 670100205 321 3534 SH DFND 1,2 0 0 3534 ISHARES MSCI EAFE ETF ETF 464287465 7353 106689 SH DFND 1,2 0 0 106689 APPLE INC COM Stock 037833100 1858 10850 SH DFND 1,2 0 0 10850 ABBOTT LABS COM Stock 002824100 209 2159 SH DFND 1,2 0 0 2159 ISHARES RUSSELL 1000 ETF ETF 464287622 399 1690 SH DFND 1,2 0 0 1690 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 4256 27853 SH DFND 1,2 0 0 27853 NETAPP INC COM Stock 64110D104 325 4282 SH DFND 1,2 0 0 4282