0001104659-20-117314.txt : 20201022 0001104659-20-117314.hdr.sgml : 20201022 20201022212711 ACCESSION NUMBER: 0001104659-20-117314 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201020 FILED AS OF DATE: 20201022 DATE AS OF CHANGE: 20201022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kalish Matthew CENTRAL INDEX KEY: 0001810190 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38908 FILM NUMBER: 201255892 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: FLOOR 5 CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DraftKings Inc. CENTRAL INDEX KEY: 0001772757 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 844052441 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 5TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: (617) 986-6744 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 5TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: Diamond Eagle Acquisition Corp. \ DE DATE OF NAME CHANGE: 20190403 4 1 tm2033990d2_4.xml OWNERSHIP DOCUMENT X0306 4 2020-10-20 0 0001772757 DraftKings Inc. DKNG 0001810190 Kalish Matthew C/O DRAFTKINGS INC. 222 BERKELEY STREET, 5TH FLOOR BOSTON MA 02116 1 1 0 0 See Remarks Class A Common Stock 2020-10-20 4 M 0 2610610 A 3055321 D Class A Common Stock 2020-10-20 4 F 0 1157806 42.53 D 1897515 D Class A Common Stock 257722 I Held by Matthew P. Kalish 2020 Trust Class A Common Stock 6568 I Held by Kalish Family 2020 Irrevocable Trusts Restricted Stock Units 2020-10-20 4 M 0 2610610 0.00 D Class A Common Stock 2610610 0 D No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes as allowed by the Amended and Restated Lock-up Agreement, dated October 6, 2020, between the Reporting Person and the Underwriters (as defined therein) (the "Lock-Up Agreement"). The Reporting Person received the net of the 2,610,610 shares of Class A Common Stock underlying the restricted stock units and 1,157,806 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock, and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement. The Reporting Person was previously granted 2,610,610 restricted stock units, which vested into shares of the Issuer's Class A Common Stock based on the satisfaction of certain performance thresholds, combined with the completion of a requisite service period on October 20, 2020. President - DraftKings, North America /s/ Faisal Hasan, attorney-in-fact 2020-10-22