0001772695-21-000010.txt : 20210203 0001772695-21-000010.hdr.sgml : 20210203 20210203192031 ACCESSION NUMBER: 0001772695-21-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210201 FILED AS OF DATE: 20210203 DATE AS OF CHANGE: 20210203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hillstrand Kris W CENTRAL INDEX KEY: 0001783182 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38995 FILM NUMBER: 21588105 MAIL ADDRESS: STREET 1: 20 EAST GREENWAY PLAZA, SUITE 475 CITY: HOUSTON STATE: TX ZIP: 77046 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sunnova Energy International Inc. CENTRAL INDEX KEY: 0001772695 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 EAST GREENWAY PLAZA, SUITE 540 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: (281) 985-9900 MAIL ADDRESS: STREET 1: 20 EAST GREENWAY PLAZA, SUITE 540 CITY: HOUSTON STATE: TX ZIP: 77046 4 1 wf-form4_161239800416606.xml FORM 4 X0306 4 2021-02-01 0 0001772695 Sunnova Energy International Inc. NOVA 0001783182 Hillstrand Kris W 20 EAST GREENWAY PLAZA, SUITE 540 HOUSTON TX 77046 0 1 0 0 See Remarks Common Stock 2021-02-01 4 M 0 1900 24.87 A 12938 D Common Stock 2021-02-01 4 S 0 1900 45 D 11038 D Common Stock 2021-02-01 4 M 0 900 12.44 A 11938 D Common Stock 2021-02-01 4 S 0 900 45.04 D 11038 D Common Stock 2021-02-01 4 M 0 6429 27.16 A 17467 D Common Stock 2021-02-01 4 S 0 3170 42.99 D 14297 D Common Stock 2021-02-01 4 S 0 1600 44.19 D 12697 D Common Stock 2021-02-01 4 S 0 1659 44.71 D 11038 D Common Stock 2021-02-01 4 M 0 10716 13.58 A 21754 D Common Stock 2021-02-01 4 S 0 5441 43 D 16313 D Common Stock 2021-02-01 4 S 0 1400 43.95 D 14913 D Common Stock 2021-02-01 4 S 0 3875 44.62 D 11038 D Common Stock 2021-02-01 4 M 0 34766 12.44 A 45804 D Common Stock 2021-02-01 4 S 0 17832 43.01 D 27972 D Common Stock 2021-02-01 4 S 0 6443 44.12 D 21529 D Common Stock 2021-02-01 4 S 0 10491 44.69 D 11038 D Common Stock 2021-02-02 4 M 0 33866 12.44 A 44904 D Common Stock 2021-02-02 4 S 0 29632 45.35 D 15272 D Common Stock 2021-02-02 4 S 0 4234 46.14 D 11038 D Common Stock 2021-02-02 4 M 0 36342 24.87 A 47380 D Common Stock 2021-02-02 4 S 0 28968 45.33 D 18412 D Common Stock 2021-02-02 4 S 0 7374 46.14 D 11038 D Non-Qualified Stock Option (Right to Buy) 24.87 2021-02-01 4 M 0 1900 0 D 2026-04-07 Common Stock 1900.0 67630 D Non-Qualified Stock Option (Right to Buy) 12.44 2021-02-01 4 M 0 900 0 D 2026-04-07 Common Stock 900.0 172928 D Non-Qualified Stock Option (Right to Buy) 27.16 2021-02-01 4 M 0 6429 0 D 2028-04-02 Common Stock 6429.0 0 D Non-Qualified Stock Option (Right to Buy) 13.58 2021-02-01 4 M 0 10716 0 D 2028-04-02 Common Stock 10716.0 10715 D Non-Qualified Stock Option (Right to Buy) 12.44 2021-02-01 4 M 0 34766 0 D 2026-04-07 Common Stock 34766.0 138162 D Non-Qualified Stock Option (Right to Buy) 12.44 2021-02-02 4 M 0 33866 0 D 2026-04-07 Common Stock 33866.0 104296 D Non-Qualified Stock Option (Right to Buy) 24.87 2021-02-02 4 M 0 36342 0 D 2026-04-07 Common Stock 36342.0 31289 D The sales represented on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020. The price reported in Column 4 is a weighted average price. These shares of common stock of Sunnova Energy International Inc. ("Common Stock") were sold in multiple transactions at prices ranging from $45.00 to $45.02. The reporting person undertakes to provide to Sunnova Energy International Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range. The price reported in Column 4 is a weighted average price. These shares of common stock of Sunnova Energy International Inc. ("Common Stock") were sold in multiple transactions at prices ranging from $45.03 to $45.10. The reporting person undertakes to provide to Sunnova Energy International Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range. The price reported in Column 4 is a weighted average price. These shares of common stock of Sunnova Energy International Inc. ("Common Stock") were sold in multiple transactions at prices ranging from $42.51 to $43.44. The reporting person undertakes to provide to Sunnova Energy International Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range. The price reported in Column 4 is a weighted average price. These shares of common stock of Sunnova Energy International Inc. ("Common Stock") were sold in multiple transactions at prices ranging from $43.56 to $44.55. The reporting person undertakes to provide to Sunnova Energy International Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range. The price reported in Column 4 is a weighted average price. These shares of common stock of Sunnova Energy International Inc. ("Common Stock") were sold in multiple transactions at prices ranging from $44.57 to $44.97. The reporting person undertakes to provide to Sunnova Energy International Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range. The price reported in Column 4 is a weighted average price. These shares of common stock of Sunnova Energy International Inc. ("Common Stock") were sold in multiple transactions at prices ranging from $42.44 to $43.42. The reporting person undertakes to provide to Sunnova Energy International Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range. The price reported in Column 4 is a weighted average price. These shares of common stock of Sunnova Energy International Inc. ("Common Stock") were sold in multiple transactions at prices ranging from $43.44 to $44.43. The reporting person undertakes to provide to Sunnova Energy International Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range. The price reported in Column 4 is a weighted average price. These shares of common stock of Sunnova Energy International Inc. ("Common Stock") were sold in multiple transactions at prices ranging from $44.51 to $44.88. The reporting person undertakes to provide to Sunnova Energy International Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range. The price reported in Column 4 is a weighted average price. These shares of common stock of Sunnova Energy International Inc. ("Common Stock") were sold in multiple transactions at prices ranging from $42.47 to $43.46. The reporting person undertakes to provide to Sunnova Energy International Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range. The price reported in Column 4 is a weighted average price. These shares of common stock of Sunnova Energy International Inc. ("Common Stock") were sold in multiple transactions at prices ranging from $43.54 to $44.53. The reporting person undertakes to provide to Sunnova Energy International Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range. The price reported in Column 4 is a weighted average price. These shares of common stock of Sunnova Energy International Inc. ("Common Stock") were sold in multiple transactions at prices ranging from $44.54 to $45.06. The reporting person undertakes to provide to Sunnova Energy International Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range. The price reported in Column 4 is a weighted average price. These shares of common stock of Sunnova Energy International Inc. ("Common Stock") were sold in multiple transactions at prices ranging from $45.00 to $45.995. The reporting person undertakes to provide to Sunnova Energy International Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range. The price reported in Column 4 is a weighted average price. These shares of common stock of Sunnova Energy International Inc. ("Common Stock") were sold in multiple transactions at prices ranging from $46.00 to $46.42. The reporting person undertakes to provide to Sunnova Energy International Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range. These Nonqualified Stock Options ("Options") were originally granted under the Stock Option Plan of Sunnova Energy Corporation (the "Plan") on April 7, 2016 and are now fully vested. These Options were originally granted under the Plan on April 7, 2016 and are now fully vested. These Options were originally granted under the Plan on April 2, 2018 and are now fully vested. These Options were originally granted under the Plan on April 2, 2018 and are now fully vested. Executive Vice President of Technology and Service Operations /s/ Walter A. Baker by Power of Attorney 2021-02-03