0001193125-24-033869.txt : 20240213 0001193125-24-033869.hdr.sgml : 20240213 20240213164559 ACCESSION NUMBER: 0001193125-24-033869 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240213 DATE AS OF CHANGE: 20240213 GROUP MEMBERS: REBECCA C. CARR SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KURA SUSHI USA, INC. CENTRAL INDEX KEY: 0001772177 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 263808434 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-91411 FILM NUMBER: 24626907 BUSINESS ADDRESS: STREET 1: 17461 DERIAN AVE. STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 9497481786 MAIL ADDRESS: STREET 1: 17461 DERIAN AVE. STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92614 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Carr Jerry Newman CENTRAL INDEX KEY: 0001851005 ORGANIZATION NAME: FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: P.O. BOX 2579 CITY: CORNELIUS STATE: NC ZIP: 28031 SC 13G/A 1 d718146dsc13ga.htm SC 13G/A SC 13G/A

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 2)*

 

 

Kura Sushi USA, Inc.

(Name of Issuer)

Class A Common Stock, par value $0.001 per share

(Title of Class of Securities)

501270102

(CUSIP Number)

December 31, 2023

(Date of event which requires filing of this statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☒ Rule 13d-1(c)

☐ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 501270102   Schedule 13G   Page 2 of 7

 

 1   

 NAMES OF REPORTING PERSONS

 

 Jerry N. Carr

 2  

 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 (a) ☐  (b) ☐

 

 3  

 SEC USE ONLY

 

 4  

 CITIZENSHIP OR PLACE OF ORGANIZATION

 

 United States of America

NUMBER OF

SHARES  BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

   5    

 SOLE VOTING POWER

 

 0

   6   

 SHARED VOTING POWER

 

 600,000(2)

   7   

 SOLE DISPOSITIVE POWER

 

 0

   8   

 SHARED DISPOSITIVE POWER

 

 600,000(2)

 9   

 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 600,000 shares

10  

 CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES

 

 ☐

11  

 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 5.9%

12  

 TYPE OF REPORTING PERSON

 

 IN

 

(1)

These shares are jointly held by Mr. Carr and his spouse (also a reporting person on this Schedule 13G), with whom he shares voting and investment power over the shares.


CUSIP No. 501270102   Schedule 13G   Page 3 of 7

 

 1   

 NAMES OF REPORTING PERSONS

 

 Rebecca C. Carr

 2  

 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 (a) ☐  (b) ☐

 

 3  

 SEC USE ONLY

 

 4  

 CITIZENSHIP OR PLACE OF ORGANIZATION

 

 United States of America

NUMBER OF

SHARES  BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

   5    

 SOLE VOTING POWER

 

 0

   6   

 SHARED VOTING POWER

 

 600,000(2)

   7   

 SOLE DISPOSITIVE POWER

 

 0

   8   

 SHARED DISPOSITIVE POWER

 

 600,000(2)

 9   

 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 600,000 shares

10  

 CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES

 

 ☐

11  

 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 5.9%

12  

 TYPE OF REPORTING PERSON

 

 IN

 

(2)

These shares are jointly held by Ms. Carr and her spouse (also a reporting person on this Schedule 13G), with whom she shares voting and investment power over the shares.


CUSIP No. 501270102   Schedule 13G   Page 4 of 7

 

Item 1(a).

Name of Issuer:

Kura Sushi USA, Inc.

 

Item 1(b).

Address of Issuer’s Principal Executive Offices:

17461 Derian Avenue, Suite 200

Irvine, California 92614.

 

Item 2(a).

Name of Person Filing:

Jerry N. Carr and Rebecca C. Carr (each, a “Reporting Person”)

 

Item 2(b).

Address of Principal Business Office or, if None, Residence:

19422 Meta Road

P.O. Box 2579

Cornelius, NC 28031

 

Item 2(c).

Citizenship:

For each Reporting Person: United States of America

 

Item 2(d).

Title of Class of Securities:

Class A common stock, par value $0.001 per share (the “Class A Common”).

 

Item 2(e).

CUSIP Number:

501270102

 

Item 3.

If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:

Not applicable.

 

Item 4.

Ownership.

 

  a)

Amount beneficially owned: As of December 31, 2023, the Reporting Persons beneficially owned through a joint account 600,000 shares of Class A Common.

 

  b)

Percent of class: The percentages used in this Schedule 13G are calculated based upon 10,163,104 shares of Class A Common outstanding as of December 28, 2023, as reported in the issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission (the “SEC”) on January 4, 2024. Therefore, each of the Reporting Persons may deemed to beneficially own 5.9% of the outstanding shares of the Class A Common.

 

  c)

Number of shares as to which the person has:

For each Reporting Person:

 

  1)

Sole power to vote or to direct the vote: 0 shares

 

  2)

Shared power to vote or to direct the vote: 600,000 shares

 

  3)

Sole power to dispose or to direct the disposition of: 0 shares

 

  4)

Shared power to dispose or to direct the disposition of: 600,000 shares


CUSIP No. 501270102   Schedule 13G   Page 5 of 7

 

Item 5.

Ownership of Five Percent or Less of a Class.

Not applicable.

 

Item 6.

Ownership of More Than Five Percent on Behalf of Another Person.

Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Not applicable.

 

Item 8.

Identification and Classification of Members of the Group.

Not applicable.

 

Item 9.

Notice of Dissolution of Group.

Not applicable.

 

Item 10.

Certifications.

Each of the undersigned Reporting Persons hereby makes the following certification:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11.


CUSIP No. 501270102   Schedule 13G   Page 6 of 7

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

Dated: February 13, 2024      
     

/s/ JERRY N. CARR

     

Jerry N. Carr

 

     

/s/ REBECCA C. CARR

      Rebecca C. Carr


CUSIP No. 501270102   Schedule 13G   Page 7 of 7

 

Index to Exhibits

 

Exhibit No.

  

Exhibit

99.1    Joint Filing Agreement (incorporated herein by reference to Exhibit 99.1 to Amendment No. 1 on Schedule 13G filed by the Reporting Persons with the SEC on February 4, 2022)