0000950170-24-011510.txt : 20240205 0000950170-24-011510.hdr.sgml : 20240205 20240205210139 ACCESSION NUMBER: 0000950170-24-011510 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240201 FILED AS OF DATE: 20240205 DATE AS OF CHANGE: 20240205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: UBA HAJIME CENTRAL INDEX KEY: 0001783862 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39012 FILM NUMBER: 24597806 MAIL ADDRESS: STREET 1: C/O KURA SUSHI USA, INC. STREET 2: 17461 DERIAN AVE., SUITE 200 CITY: IRVINE STATE: CA ZIP: 92614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KURA SUSHI USA, INC. CENTRAL INDEX KEY: 0001772177 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 263808434 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 17461 DERIAN AVE. STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 9497481786 MAIL ADDRESS: STREET 1: 17461 DERIAN AVE. STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92614 4 1 ownership.xml 4 X0508 4 2024-02-01 0001772177 KURA SUSHI USA, INC. KRUS 0001783862 UBA HAJIME C/O KURA SUSHI USA, INC. 17461 DERIAN AVE, SUITE 200 IRVINE CA 92614 true true false false SEE REMARKS (a) false Class A Common Stock 2024-02-01 4 A false 1146 0.00 A 4187 D Class A Common Stock 2024-02-01 4 F false 137 98.13 D 4050 D Option to Purchase Class A Common Stock 98.13 2024-02-01 4 A false 4436 0.00 A 2034-02-01 Class A Common Stock 4436 4436 D Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer. Represents an option granted on February 1, 2024 under the Issuer's 2018 Incentive Compensation Plan, 25% of which will vest one year from the date of the grant with the remaining 75% vesting in equal quarterly amounts over a period of 36 months commencing from February 1, 2025. (a) President, Chief Executive Officer and Chairman of the Board of Directors. /s/ Brent Takao, Attorney-in-Fact for Hajime Uba 2024-02-05