0001772031-22-000003.txt : 20220509 0001772031-22-000003.hdr.sgml : 20220509 20220506175324 ACCESSION NUMBER: 0001772031-22-000003 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220509 DATE AS OF CHANGE: 20220506 EFFECTIVENESS DATE: 20220509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LAKE STREET FINANCIAL LLC CENTRAL INDEX KEY: 0001772031 IRS NUMBER: 823746736 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-19464 FILM NUMBER: 22902618 BUSINESS ADDRESS: STREET 1: 128 NORTH MAY STREET STREET 2: FLOOR 2 CITY: CHICAGO STATE: IL ZIP: 60607 BUSINESS PHONE: 312-579-4341 MAIL ADDRESS: STREET 1: 128 NORTH MAY STREET STREET 2: FLOOR 2 CITY: CHICAGO STATE: IL ZIP: 60607 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false true 0001772031 XXXXXXXX 03-31-2022 03-31-2022 true 1 RESTATEMENT LAKE STREET FINANCIAL LLC

128 NORTH MAY STREET FLOOR 2 CHICAGO IL 60607

13F HOLDINGS REPORT 028-19464 N JOSEPH STOCK 312-579-4341 /s/ JOSEPH STOCK CHICAGO IL 04-27-2022 0 324 556834 false INFORMATION TABLE 2 lsf13f1q22a.xml ABBOTT LABS COM 002824100 1130 9548 SH SOLE 9548 0 0 ABBVIE INC COM 00287Y109 1554 9588 SH SOLE 9588 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1074 3185 SH SOLE 3185 0 0 ADOBE SYSTEMS INC COM 00724F101 2739 6011 SH SOLE 6011 0 0 ADVANCED MICRO DEVICES INC COM 007903107 1285 11753 SH SOLE 11753 0 0 AIR PRODS & CHEMS INC COM 009158106 421 1686 SH SOLE 1686 0 0 AIRBNB INC COM CL A 009066101 926 5391 SH SOLE 5391 0 0 ALASKA AIR GROUP INC COM 011659109 796 13725 SH SOLE 13725 0 0 ALPHABET INC CAP STK CL A 02079K305 5593 2011 SH SOLE 2011 0 0 ALPHABET INC CAP STK CL A 02079K305 1113 400 SH Call SOLE 400 0 0 ALPHABET INC CAP STK CL C 02079K107 9033 3234 SH SOLE 3234 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 1900 49614 SH SOLE 49614 0 0 AMAZON COM INC COM 023135106 13604 4173 SH SOLE 4173 0 0 AMERICAN EXPRESS COM 025816109 428 2288 SH SOLE 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0 TEXAS INSTRS INC COM 882508104 1192 6498 SH SOLE 6498 0 0 THE LION ELECTRIC CO COM 536221104 259 30830 SH SOLE 30830 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 458 775 SH SOLE 775 0 0 TILRAY INC COM CL 2 88688T100 94 12126 SH SOLE 12126 0 0 TJX COS INC NEW COM 872540109 402 6638 SH SOLE 6638 0 0 TRUIST FINL CORP COM 89832Q109 643 11336 SH SOLE 11336 0 0 TRUPANION INC COM 898202106 944 10593 SH SOLE 10593 0 0 TYSON FOODS INC CL A 902494103 696 7770 SH SOLE 7770 0 0 UBER TECHNOLOGIES INC COM 90353T100 3168 88781 SH SOLE 88781 0 0 ULTA BEAUTY INC COM 90384S303 2749 6904 SH SOLE 6904 0 0 UNION PAC CORP COM 907818108 750 2744 SH SOLE 2744 0 0 UNITED PARCEL SERVICE INC CL B 911312106 650 3029 SH SOLE 3029 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1459 2860 SH SOLE 2860 0 0 US BANCORP DEL COM NEW 902973304 209 3930 SH SOLE 3930 0 0 VANECK ETF TR GOLD MINERS ETF 92189F106 2346 61178 SH SOLE 61178 0 0 VANECK ETF TR HIGH YLD MUNIETF 92189H409 730 12713 SH SOLE 12713 0 0 VANECK ETF TR JP MRGAN EM LOC 92189H300 2282 84558 SH SOLE 84558 0 0 VANECK ETF TR MRNGSTR WDE MOAT 92189F643 789 10567 SH SOLE 10567 0 0 VANECK ETF TR OIL SERVICES ETF 92189H607 451 1595 SH SOLE 1595 0 0 VANECK ETF TR SHRT HGH YLD MUN 92189F387 957 41158 SH SOLE 41158 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 329 4011 SH SOLE 4011 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 12394 43096 SH SOLE 43096 0 0 VANGUARD INDEX FDS INFORMATION TECH 92204A702 738 1771 SH SOLE 1771 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 439 2066 SH SOLE 2066 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 610 3469 SH SOLE 3469 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 17263 116813 SH SOLE 116813 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 205 922 SH SOLE 922 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 362 1522 SH SOLE 1522 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 307 2049 SH SOLE 2049 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 2179 20108 SH SOLE 20108 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1913 4607 SH SOLE 4607 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 706 3103 SH SOLE 3103 0 0 VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 922042858 896 19424 SH SOLE 19424 0 0 VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF 922042874 420 6751 SH SOLE 6751 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 1132 21962 SH SOLE 21962 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 406 4720 SH SOLE 4720 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 2930 18067 SH SOLE 18067 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 595 12387 SH SOLE 12387 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 202 1029 SH SOLE 1029 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 259 1330 SH SOLE 1330 0 0 VENTAS INC COM 92276F100 972 15742 SH SOLE 15742 0 0 VERIZON COMMUNICATIONS COM 92343V104 6832 134120 SH SOLE 134120 0 0 VICI PPTYS INC COM 925652109 276 9688 SH SOLE 9688 0 0 VISA INC COM CL A 92826C839 4199 18932 SH SOLE 18932 0 0 VULCAN MATERIALS CO COM 929160109 300 1635 SH SOLE 1635 0 0 WALGREENS BOOTS ALLIANCE COM 931427108 3489 77934 SH SOLE 77934 0 0 WALMART INC COM 931142103 805 5404 SH SOLE 5404 0 0 WATSCO INC COM 942622200 295 969 SH SOLE 969 0 0 WEIBO CORP NTE 11/15/2022 948596AC5 15 16000 SH SOLE 16000 0 0 WELLS FARGO CO NEW COM 949746101 397 8192 SH SOLE 8192 0 0 WILLIAMS CO COM 969457100 239 7150 SH SOLE 7150 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 5219 70920 SH SOLE 70920 0 0 WISDOMTREE TR US LARGECAP DIVD 97717W307 11543 175632 SH SOLE 175632 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 359 11279 SH SOLE 11279 0 0 XCEL ENERGY INC COM 98389B100 277 3835 SH SOLE 3835 0 0 ZOETIS INC CL A 98978V103 414 2193 SH SOLE 2193 0 0