0001104659-22-022832.txt : 20220214
0001104659-22-022832.hdr.sgml : 20220214
20220214161544
ACCESSION NUMBER: 0001104659-22-022832
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211231
FILED AS OF DATE: 20220214
DATE AS OF CHANGE: 20220214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SAFRA EDMOND
CENTRAL INDEX KEY: 0001771845
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40308
FILM NUMBER: 22632155
MAIL ADDRESS:
STREET 1: C/O REPLAY ACQUISITION CORP.
STREET 2: 767 FIFTH AVENUE, 46TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10153
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Finance of America Companies Inc.
CENTRAL INDEX KEY: 0001828937
STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162]
IRS NUMBER: 853474065
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 909 LAKE CAROLYN PARKWAY
STREET 2: SUITE 1550
CITY: IRVING
STATE: TX
ZIP: 75039
BUSINESS PHONE: 972-865-8114
MAIL ADDRESS:
STREET 1: 909 LAKE CAROLYN PARKWAY
STREET 2: SUITE 1550
CITY: IRVING
STATE: TX
ZIP: 75039
5
1
tm226696-3_5seq1.xml
OWNERSHIP DOCUMENT
X0306
5
2021-12-31
0
0
1
0001828937
Finance of America Companies Inc.
FOA
0001771845
SAFRA EDMOND
767 FIFTH AVENUE, 46TH FLOOR
NEW YORK
NY
10153
0
0
1
0
Class A Common Stock
2021-12-20
4
P
0
L
256000
3.904
A
3606000
I
See footnote
Class A Common Stock
2021-12-21
4
S
0
L
8185
3.892
D
3597815
I
See footnote
Class A Common Stock
3614000
I
See footnote
The securities are held directly by EMS Opportunity Ltd. and indirectly by Mr. Safra as the sole shareholder of EMS Capital Holding Inc., which is the general partner of EMS Capital LP, the investment manager of EMS Opportunity Ltd. Mr. Safra disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Excludes 4,258,500 unvested shares issued in the name of the Replay Sponsor, LLC ("Sponsor") that are subject to vesting and forfeiture. The 4,258,500 unvested shares are not entitled to receive any dividends or other distributions, do not have any other economic rights until such shares are vested, and will not be entitled to receive back dividends or other distributions or any other form of economic "catch-up" once they become vested. Additionally, for so long as they remain unvested, such shares are subject to restrictions on transfer and holders of unvested shares have no discretion in how such shares are voted. The securities are held directly by the Sponsor and indirectly by Edmond Safra and Gregorio Werthein as managers of the Sponsor. Each of Messrs. Safra and Werthein disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
/s/ Jason Simon, as Attorney-in-Fact
2022-02-14