0000950142-22-002816.txt : 20220930 0000950142-22-002816.hdr.sgml : 20220930 20220930190536 ACCESSION NUMBER: 0000950142-22-002816 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220606 FILED AS OF DATE: 20220930 DATE AS OF CHANGE: 20220930 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SAFRA EDMOND CENTRAL INDEX KEY: 0001771845 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40308 FILM NUMBER: 221285381 MAIL ADDRESS: STREET 1: C/O REPLAY ACQUISITION CORP. STREET 2: 767 FIFTH AVENUE, 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Finance of America Companies Inc. CENTRAL INDEX KEY: 0001828937 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 853474065 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5830 GRANITE PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 877-202-2666 MAIL ADDRESS: STREET 1: 5830 GRANITE PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 4 1 es220291678_4-safra.xml OWNERSHIP DOCUMENT X0306 4 2022-06-06 0 0001828937 Finance of America Companies Inc. FOA 0001771845 SAFRA EDMOND 767 FIFTH AVENUE, 46TH FLOOR NEW YORK NY 10153 0 0 1 0 Class A Common Stock 2022-06-06 4 P 0 59690 2.04 A 3657505 I See footnote Class A Common Stock 2022-06-07 4 P 0 102563 2.17 A 3760068 I See footnote Class A Common Stock 2022-06-08 4 P 0 49965 2.15 A 3810033 I See footnote Class A Common Stock 2022-06-09 4 P 0 103074 2.12 A 3913107 I See footnote Class A Common Stock 2022-06-10 4 P 0 71924 2.02 A 3985031 I See footnote Class A Common Stock 2022-06-13 4 P 0 87294 1.95 A 4072325 I See footnote Class A Common Stock 2022-06-14 4 P 0 25490 1.91 A 4097815 I See footnote Class A Common Stock 2022-06-16 4 P 0 70373 1.81 A 4168188 I See footnote Class A Common Stock 2022-06-17 4 P 0 94689 1.80 A 4262877 I See footnote Class A Common Stock 2022-06-21 4 P 0 57757 1.86 A 4320634 I See footnote Class A Common Stock 2022-06-22 4 P 0 47554 1.81 A 4368188 I See footnote Class A Common Stock 2022-07-01 4 P 0 133700 1.67 A 4501888 I See footnote Class A Common Stock 2022-07-06 4 P 0 100000 1.70 A 4601888 I See footnote Class A Common Stock 2022-07-11 4 P 0 73162 1.73 A 4675050 I See footnote Class A Common Stock 2022-07-12 4 P 0 23046 1.74 A 4698096 I See footnote Class A Common Stock 2022-07-13 4 P 0 3792 1.74 A 4701888 I See footnote Class A Common Stock 2022-09-27 4 J 0 750000 0 D 3951888 I See footnote Class A Common Stock 3614000 I See footnote The securities are held directly by EMS Opportunity Ltd. and indirectly by Mr. Safra as the sole shareholder of EMS Capital Holding Inc., which is the general partner of EMS Capital LP, the investment manager of EMS Opportunity Ltd. Mr. Safra disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Distribution in kind of shares of Class A Common Stock. The closing market price of the Class A Common Stock on the date of the distribution was $1.42. Excludes 4,258,500 unvested shares issued in the name of the Replay Sponsor, LLC ("Sponsor") that are subject to vesting and forfeiture. The 4,258,500 unvested shares are not entitled to receive any dividends or other distributions, do not have any other economic rights until such shares are vested, and will not be entitled to receive back dividends or other distributions or any other form of economic "catch-up" once they become vested. Additionally, for so long as they remain unvested, such shares are subject to restrictions on transfer and holders of unvested shares have no discretion in how such shares are voted. The securities are held directly by the Sponsor and indirectly by Edmond Safra and Gregorio Werthein as managers of the Sponsor. Each of Messrs. Safra and Werthein disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. /s/ Grace Lee, as Attorney-in-Fact 2022-09-30