UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
April 12, 2024
GOODNESS
GROWTH HOLDINGS, INC.
(Exact name of registrant as specified in its
charter)
British Columbia
(State or other jurisdiction of Incorporation)
| 000-56225 |
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82-3835655 |
| (Commission File Number) |
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(IRS Employer Identification No.) |
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207 South 9th Street
Minneapolis, Minnesota |
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55402 |
| (Address of principal executive offices) |
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(Zip Code) |
(612) 999-1606
(Registrant’s telephone number, including
area code)
Not
Applicable
(Former name or former address, if changed since
last report)
Check the appropriate box
below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following
provisions (see General Instruction A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425) |
| x | Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b)
of the Act:
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| Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered |
| N/A |
N/A |
N/A |
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company x
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act.
| Item 5.08. | Shareholder Director Nominations. |
To the extent applicable, the information in Item
8.01 of this Current Report on Form 8-K is incorporated by reference into Item 5.08
On April 12, 2024, Goodness
Growth Holdings, Inc. (the “Company”) announced that the date for its next annual general special meeting of shareholders
(the “Meeting”) has been established as June 21, 2024. The time and location of the Meeting will be set forth in the Company’s
definitive management information and proxy circular (the “Information Circular”) for the Meeting to be filed with the U.S.
Securities and Exchange Commission (the “SEC”).
The last annual meeting of shareholders
of the Company was held on November 20, 2022. The Company received an extension under Section 182(4) of the Business
Corporations Act (British Columbia) (the “BCBCA”) on December 19, 2023, allowing the Company to extend the time within which
it is required to hold the Meeting for the year 2023 by six months.
The record date for determining
shareholders entitled to notice of, and to vote at, the Meeting is May 7, 2024. Because the Company did not hold an annual general meeting
of shareholders in 2023, in accordance with Rule 14a-5(f) and Rule 14a-18 under the Securities Exchange Act of 1934, as amended (the “Exchange
Act”), the Company is filing this Current Report on Form 8-K to provide notice of the deadlines for the submissions of any shareholders
proposals or shareholders director nominations.
Shareholders who intend to
submit proposals, other than director nominations, for inclusion in the Information Circular pursuant
to Rule 14a-8 under the Exchange Act, must ensure that such proposals are received by the Company, in writing, at the Company’s
principal executive offices, located at 207 South 9th Street, Minneapolis, Minnesota 55402, no later than April 29, 2024, which the Company
has determined to be a reasonable time before it expects to begin to send its proxy materials for the Meeting, and must furthermore comply
with all applicable requirements of Rule 14a-8.
Shareholders
who intend to submit proposals, other than director nominations, but not for inclusion in the Information Circular, pursuant to Rule 14a-4(c)(1) under
the Exchange Act, must ensure that such proposals are received by the Company no later than April 29, 2024, which the Company has
determined is a reasonable time before the Company begins to send its proxy materials for the Meeting. If a shareholder proposal, other
than a director nomination, is not submitted to the Company by April 29, 2024, the Company may still grant discretionary proxy authority
to vote on such shareholder proposal in accordance with Rule 14a-4(c)(1).
Pursuant
to Section 188(1)(c) of the BCBCA, shareholders of the Company who wished
to have any shareholder nominees for director included in the Information Circular were required to ensure that such shareholder nomination
was received by the Company at its principal executive offices before the close of business on August 20, 2023. This deadline has now
passed. Any shareholder nomination of persons for election to the Company’s Board of Directors (the “Board”) for inclusion
in the Information Circular received after August 20, 2023, will not be included in the Information Circular.
Pursuant
to the Company’s advance notice policy, nominations of persons for election to the Board, but not for inclusion in the Information
Circular, must be received by the Corporate Secretary of the Company no earlier than April 17, 2024 and no later than May 22, 2024, which
are the 65th day and the 30th day prior to the date of the Meeting, respectively.
In
addition, to comply with the SEC’s universal proxy rules, shareholders who intend to solicit proxies in support of director nominees
for election at the Meeting other than the Company’s nominees must provide notice that sets forth the information required by Rule 14a-19 under
the Exchange Act, which must be postmarked or transmitted electronically to the Company at its principal executive offices no later
than April 22, 2024, which is the 10th calendar day following the day on which public announcement of the Meeting was first made.
| Item 9.01. | Financial Statements and Exhibits. |
(d) Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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GOODNESS GROWTH HOLDINGS, INC. |
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(Registrant) |
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By: |
/s/ Josh Rosen |
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Josh Rosen |
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Interim Chief Executive Officer and Financial Officer |
Date: April 17, 2024
