0001104659-21-000486.txt : 20210104 0001104659-21-000486.hdr.sgml : 20210104 20210104204059 ACCESSION NUMBER: 0001104659-21-000486 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210104 FILED AS OF DATE: 20210104 DATE AS OF CHANGE: 20210104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ocasio Christian Gonzales CENTRAL INDEX KEY: 0001836941 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56225 FILM NUMBER: 21503646 MAIL ADDRESS: STREET 1: C/O VIREO HEALTH INTERNATIONAL, INC. STREET 2: 207 SOUTH 9TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vireo Health International, Inc. CENTRAL INDEX KEY: 0001771706 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 207 SOUTH 9TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 604-617-5421 MAIL ADDRESS: STREET 1: 207 SOUTH 9TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 3 1 tm211539d2_3.xml FORM 3 X0206 3 2021-01-04 0 0001771706 Vireo Health International, Inc. VREOF 0001836941 Ocasio Christian Gonzales 207 SOUTH 9TH STREET MINNEAPOLIS MN 55402 0 1 0 0 Chief Operating Officer Stock Options 0.33 Subordinate Voting Shares 75012 D Stock Options 0.33 Subordinate Voting Shares 150024 D Stock Options 1.13 Subordinate Voting Shares 300000 D Stock Options 1.19 Subordinate Voting Shares 500000 D The stock options were granted on May 1, 2018. 25% vest one year after grant and the remaining 75% vest 6.25% per calendar quarter. The options expire on May 1, 2028. The stock options were granted on December 21, 2018. 25% vest one year after grant and the remaining 75% vest 6.25% per calendar quarter. The stock options expire on December 21, 2028. The stock options were granted on December 2, 2019. 25% vest one year after grant and the remaining 75% vest 6.25% per calendar quarter. The options expire on December 2, 2029. The stock options were granted on November 30, 2020 and vest 25% on December 31, 2021 and 6.25% each calendar quarter thereafter. The options expire November 30, 2030. Exhibit List: Exhibit 24 - Power of Attorney /s/ J. Michael Schroeder attorney-in-fact 2021-01-04 EX-24 2 tm211539d2_ex24.htm EXHIBIT 24

Exhibit 24

SECTION 16

POWER OF ATTORNEY

I, Christian González Ocasio, do hereby constitute and appoint Kyle Eugene Kingsley, J. Michael Schroeder, Thomas M. Rose and Nicole A. Edmonds my true and lawful attorneys-in-fact, any of whom acting singly is hereby authorized, for me and in my name and on my behalf as a director, officer and/or shareholder of Vireo Health International, Inc., to (i) prepare, execute in my name and on my behalf, and submit to the U.S. Securities and Exchange Commission (the “SEC”) a Form ID, including any necessary amendments thereto, and any other documents necessary or appropriate to obtain or update codes and passwords enabling me to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 or any rule or regulation of the SEC in respect thereof; and (ii) prepare, execute and file any and all forms, instruments or documents, including any necessary amendments thereto, as such attorneys or attorney deems necessary or advisable to enable me to comply with Section 16 of the Securities Exchange Act of 1934 or any rule or regulation of the SEC in respect thereof (collectively, “Section 16”).

I do hereby ratify and confirm all acts my said attorney shall do or cause to be done by virtue hereof. I acknowledge that the foregoing attorneys-in-fact, serving in such capacity at my request, are not assuming, nor is Vireo Health International, Inc. assuming, any of my

responsibilities to comply with Section 16.

This power of attorney shall remain in full force and effect until it is revoked by the undersigned in a signed writing delivered to each such attorney-in-fact or the undersigned is no longer required to comply with Section 16, whichever occurs first.

WITNESS the execution hereof this 10^th day of December, 2020.

	/s/ Christian González Ocasio
	Christian González Ocasio