Chief Compliance Officer

0001085146-22-001607.txt : 20220427 0001085146-22-001607.hdr.sgml : 20220427 20220427171900 ACCESSION NUMBER: 0001085146-22-001607 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220427 DATE AS OF CHANGE: 20220427 EFFECTIVENESS DATE: 20220427 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAGE RHINO CAPITAL LLC CENTRAL INDEX KEY: 0001771605 IRS NUMBER: 823527027 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19473 FILM NUMBER: 22861017 BUSINESS ADDRESS: STREET 1: 525 MIDDLEFIELD ROAD, SUITE 119 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6503525600 MAIL ADDRESS: STREET 1: 525 MIDDLEFIELD ROAD, SUITE 119 CITY: MENLO PARK STATE: CA ZIP: 94025 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001771605 XXXXXXXX 03-31-2022 03-31-2022 false SAGE RHINO CAPITAL LLC

525 MIDDLEFIELD ROAD, SUITE 119 MENLO PARK CA 94025

13F HOLDINGS REPORT 028-19473 N Caroline Novak Chief Compliance Officer 650-352-5600 /s/Caroline Novak Menlo Park CA 04-26-2022 0 219 329752 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 349 2950 SH SOLE 0 0 2950 ABBVIE INC COM 00287Y109 453 2796 SH SOLE 0 0 2796 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 208 618 SH SOLE 0 0 618 ADOBE SYSTEMS INCORPORATED COM 00724F101 455 999 SH SOLE 0 0 999 ADVANCED MICRO DEVICES INC COM 007903107 224 2053 SH SOLE 0 0 2053 AEGON N V NY REGISTRY SHS 007924103 119 22471 SH SOLE 0 0 22471 AERCAP HOLDINGS NV SHS N00985106 436 8680 SH SOLE 0 0 8680 AES CORP COM 00130H105 1821 70767 SH SOLE 0 0 70767 ALPHABET INC CAP STK CL A 02079K305 1602 576 SH SOLE 0 0 576 ALPHABET INC CAP STK CL C 02079K107 3454 1237 SH SOLE 0 0 1237 AMAZON COM INC COM 023135106 2614 802 SH SOLE 0 0 802 AMERESCO INC CL A 02361E108 376 4724 SH SOLE 0 0 4724 AMERICAN CENTY ETF TR AVANTIS EMGMKT 025072604 3347 56460 SH SOLE 0 0 56460 AMERICAN CENTY ETF TR EMERGING MKT VAL 025072372 770 15700 SH SOLE 0 0 15700 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 5517 91444 SH SOLE 0 0 91444 AMERICAN CENTY ETF TR INTL SMCP VLU 025072802 546 8718 SH SOLE 0 0 8718 AMERICAN CENTY ETF TR US EQT ETF 025072885 8673 112492 SH SOLE 0 0 112492 AMERICAN CENTY ETF TR US SML CP VALU 025072877 10902 136517 SH SOLE 0 0 136517 AMERICAN EXPRESS CO COM 025816109 917 4906 SH SOLE 0 0 4906 AMERICAN TOWER CORP NEW COM 03027X100 213 849 SH SOLE 0 0 849 AMGEN INC COM 031162100 613 2537 SH SOLE 0 0 2537 ANTHEM INC COM 036752103 225 458 SH SOLE 0 0 458 APPLE INC COM 037833100 10836 62058 SH SOLE 0 0 62058 APPLIED MATLS INC COM 038222105 221 1676 SH SOLE 0 0 1676 ASML HOLDING N V N Y REGISTRY SHS N07059210 812 1216 SH SOLE 0 0 1216 ASTRAZENECA PLC SPONSORED ADR 046353108 724 10907 SH SOLE 0 0 10907 AUTODESK INC COM 052769106 249 1163 SH SOLE 0 0 1163 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 173 30485 SH SOLE 0 0 30485 BANCO SANTANDER S.A. ADR 05964H105 112 33157 SH SOLE 0 0 33157 BARCLAYS PLC ADR 06738E204 126 15947 SH SOLE 0 0 15947 BARRICK GOLD CORP COM 067901108 694 28281 SH SOLE 0 0 28281 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1058 2 SH SOLE 0 0 2 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 827 2343 SH SOLE 0 0 2343 BHP GROUP LTD SPONSORED ADS 088606108 1318 17058 SH SOLE 0 0 17058 BK OF AMERICA CORP COM 060505104 243 5900 SH SOLE 0 0 5900 BLACKROCK INC COM 09247X101 1006 1317 SH SOLE 0 0 1317 BLACKSTONE INC COM 09260D107 264 2083 SH SOLE 0 0 2083 BLOOM ENERGY CORP COM CL A 093712107 250 10342 SH SOLE 0 0 10342 BOEING CO COM 097023105 549 2868 SH SOLE 0 0 2868 BOOKING HOLDINGS INC COM 09857L108 291 124 SH SOLE 0 0 124 BP PLC SPONSORED ADR 055622104 306 10424 SH SOLE 0 0 10424 BRISTOL-MYERS SQUIBB CO COM 110122108 311 4253 SH SOLE 0 0 4253 BRISTOW GROUP INC COM 11040G103 813 21916 SH SOLE 0 0 21916 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 315 7470 SH SOLE 0 0 7470 BROADCOM INC COM 11135F101 578 918 SH SOLE 0 0 918 CALIFORNIA RES CORP COM STOCK 13057Q305 1061 23710 SH SOLE 0 0 23710 CAMECO CORP COM 13321L108 945 32473 SH SOLE 0 0 32473 CARNIVAL CORP COMMON STOCK 143658300 437 21588 SH SOLE 0 0 21588 CF INDS HLDGS INC COM 125269100 1251 12135 SH SOLE 0 0 12135 CHEVRON CORP NEW COM 166764100 560 3441 SH SOLE 0 0 3441 CISCO SYS INC COM 17275R102 998 17894 SH SOLE 0 0 17894 CLEVELAND-CLIFFS INC NEW COM 185899101 308 9563 SH SOLE 0 0 9563 CLOVER HEALTH INVESTMENTS CO COM CL A 18914F103 928 261500 SH SOLE 0 0 261500 COCA COLA CO COM 191216100 272 4387 SH SOLE 0 0 4387 COINBASE GLOBAL INC COM CL A 19260Q107 5697 30008 SH SOLE 0 0 30008 COMCAST CORP NEW CL A 20030N101 1190 25426 SH SOLE 0 0 25426 CONCENTRIX CORP COM 20602D101 742 4454 SH SOLE 0 0 4454 COSTCO WHSL CORP NEW COM 22160K105 842 1462 SH SOLE 0 0 1462 DANAHER CORPORATION COM 235851102 322 1099 SH SOLE 0 0 1099 DAVITA INC COM 23918K108 224 1983 SH SOLE 0 0 1983 DIAGEO PLC SPON ADR NEW 25243Q205 396 1947 SH SOLE 0 0 1947 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 539 19536 SH SOLE 0 0 19536 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 326 5818 SH SOLE 0 0 5818 DIMENSIONAL ETF TRUST WORLD EX US CORE 25434V880 838 33584 SH SOLE 0 0 33584 DISNEY WALT CO COM 254687106 305 2221 SH SOLE 0 0 2221 DOCUSIGN INC COM 256163106 4383 40913 SH SOLE 0 0 40913 DROPBOX INC CL A 26210C104 512 22019 SH SOLE 0 0 22019 DUKE ENERGY CORP NEW COM NEW 26441C204 270 2419 SH SOLE 0 0 2419 EATON VANCE TAX MNGED BUY WR COM 27828X100 829 49025 SH SOLE 0 0 49025 EPAM SYS INC COM 29414B104 453 1528 SH SOLE 0 0 1528 EQUINOR ASA SPONSORED ADR 29446M102 222 5909 SH SOLE 0 0 5909 ERICSSON ADR B SEK 10 294821608 94 10326 SH SOLE 0 0 10326 EXXON MOBIL CORP COM 30231G102 513 6206 SH SOLE 0 0 6206 FIRST REP BK SAN FRANCISCO C COM 33616C100 622 3839 SH SOLE 0 0 3839 FLEX LTD ORD Y2573F102 1191 64221 SH SOLE 0 0 64221 GENWORTH FINL INC COM CL A 37247D106 63 16791 SH SOLE 0 0 16791 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 337 7730 SH SOLE 0 0 7730 GOLDMAN SACHS ETF TR ACES ULTRA SHR 381430230 1063 21175 SH SOLE 0 0 21175 HOME DEPOT INC COM 437076102 558 1863 SH SOLE 0 0 1863 HSBC HLDGS PLC SPON ADR NEW 404280406 392 11455 SH SOLE 0 0 11455 HYRECAR INC COM 44916T107 889 373326 SH SOLE 0 0 373326 ILLUMINA INC COM 452327109 298 853 SH SOLE 0 0 853 ING GROEP N.V. SPONSORED ADR 456837103 155 14902 SH SOLE 0 0 14902 INTEL CORP COM 458140100 507 10236 SH SOLE 0 0 10236 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 4838 16732 SH SOLE 0 0 16732 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 16934 107375 SH SOLE 0 0 107375 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 479 2609 SH SOLE 0 0 2609 INVESCO MORTGAGE CAPITAL INC COM 46131B100 24 10336 SH SOLE 0 0 10336 ISHARES GOLD TR ISHARES NEW 464285204 15192 412495 SH SOLE 0 0 412495 ISHARES INC CORE MSCI EMKT 46434G103 4365 78586 SH SOLE 0 0 78586 ISHARES TR BLACKROCK ULTRA 46434V878 633 12619 SH SOLE 0 0 12619 ISHARES TR CORE INTL AGGR 46435G672 1457 27945 SH SOLE 0 0 27945 ISHARES TR CORE MSCI EAFE 46432F842 14106 202941 SH SOLE 0 0 202941 ISHARES TR CORE S&P MCP ETF 464287507 451 1680 SH SOLE 0 0 1680 ISHARES TR CORE S&P SCP ETF 464287804 457 4239 SH SOLE 0 0 4239 ISHARES TR CORE S&P500 ETF 464287200 2112 4655 SH SOLE 0 0 4655 ISHARES TR CORE US AGGBD ET 464287226 414 3865 SH SOLE 0 0 3865 ISHARES TR EAFE SML CP ETF 464288273 610 9190 SH SOLE 0 0 9190 ISHARES TR ISHS 1-5YR INVS 464288646 983 19000 SH SOLE 0 0 19000 ISHARES TR MSCI EAFE ETF 464287465 452 6145 SH SOLE 0 0 6145 ISHARES TR MSCI EMG MKT ETF 464287234 405 8967 SH SOLE 0 0 8967 ISHARES TR MSCI EURO FL ETF 464289180 397 21000 SH SOLE 0 0 21000 ISHARES TR PFD AND INCM SEC 464288687 742 20382 SH SOLE 0 0 20382 ISHARES TR RUS 1000 ETF 464287622 217 868 SH SOLE 0 0 868 ISHARES TR RUS 1000 GRW ETF 464287614 555 2000 SH SOLE 0 0 2000 ISHARES TR RUS MD CP GR ETF 464287481 282 2810 SH SOLE 0 0 2810 ISHARES TR RUSSELL 2000 ETF 464287655 1372 6683 SH SOLE 0 0 6683 ISHARES TR SELECT DIVID ETF 464287168 258 2016 SH SOLE 0 0 2016 ISHARES TR U.S. REAL ES ETF 464287739 1734 16021 SH SOLE 0 0 16021 JOHNSON & JOHNSON COM 478160104 1276 7199 SH SOLE 0 0 7199 JPMORGAN CHASE & CO COM 46625H100 1271 9326 SH SOLE 0 0 9326 KKR & CO INC COM 48251W104 462 7895 SH SOLE 0 0 7895 KKR INCOME OPPORTUNITIES FD COM 48249T106 3661 253722 SH SOLE 0 0 253722 LILLY ELI & CO COM 532457108 613 2140 SH SOLE 0 0 2140 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 67 27730 SH SOLE 0 0 27730 LYFT INC CL A COM 55087P104 870 22659 SH SOLE 0 0 22659 MASTERCARD INCORPORATED CL A 57636Q104 374 1047 SH SOLE 0 0 1047 MCDONALDS CORP COM 580135101 263 1063 SH SOLE 0 0 1063 MEDTRONIC PLC SHS G5960L103 295 2661 SH SOLE 0 0 2661 MERCK & CO INC COM 58933Y105 859 10464 SH SOLE 0 0 10464 META PLATFORMS INC CL A 30303M102 626 2816 SH SOLE 0 0 2816 MICROSOFT CORP COM 594918104 4679 15176 SH SOLE 0 0 15176 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 242 39022 SH SOLE 0 0 39022 MIZUHO FINANCIAL GROUP INC SPONSORED ADR 60687Y109 133 51874 SH SOLE 0 0 51874 MORGAN STANLEY COM NEW 617446448 711 8137 SH SOLE 0 0 8137 NATIONAL GRID PLC SPONSORED ADR NE 636274409 226 2937 SH SOLE 0 0 2937 NATWEST GROUP PLC SPONS ADR 2 ORD 639057108 66 11636 SH SOLE 0 0 11636 NETFLIX INC COM 64110L106 703 1877 SH SOLE 0 0 1877 NEW YORK MTG TR INC COM PAR $.02 649604501 53 14583 SH SOLE 0 0 14583 NEWMONT CORP COM 651639106 806 10140 SH SOLE 0 0 10140 NEXTERA ENERGY INC COM 65339F101 253 2983 SH SOLE 0 0 2983 NOKIA CORP SPONSORED ADR 654902204 60 10972 SH SOLE 0 0 10972 NOMURA HLDGS INC SPONSORED ADR 65535H208 101 23972 SH SOLE 0 0 23972 NOVARTIS AG SPONSORED ADR 66987V109 594 6764 SH SOLE 0 0 6764 NOVO-NORDISK A S ADR 670100205 653 5878 SH SOLE 0 0 5878 NVIDIA CORPORATION COM 67066G104 709 2600 SH SOLE 0 0 2600 OPENDOOR TECHNOLOGIES INC COM 683712103 102 11778 SH SOLE 0 0 11778 ORACLE CORP COM 68389X105 858 10368 SH SOLE 0 0 10368 PALANTIR TECHNOLOGIES INC CL A 69608A108 594 43283 SH SOLE 0 0 43283 PEPSICO INC COM 713448108 278 1660 SH SOLE 0 0 1660 PFIZER INC COM 717081103 414 7992 SH SOLE 0 0 7992 PHILIP MORRIS INTL INC COM 718172109 262 2794 SH SOLE 0 0 2794 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 904 9022 SH SOLE 0 0 9022 PLANET LABS PBC COM CL A 72703X106 408 80355 SH SOLE 0 0 80355 PROCTER AND GAMBLE CO COM 742718109 973 6368 SH SOLE 0 0 6368 PROLOGIS INC. COM 74340W103 259 1601 SH SOLE 0 0 1601 QORVO INC COM 74736K101 478 3855 SH SOLE 0 0 3855 QUALCOMM INC COM 747525103 493 3223 SH SOLE 0 0 3223 RIO TINTO PLC SPONSORED ADR 767204100 340 4227 SH SOLE 0 0 4227 ROSS STORES INC COM 778296103 692 7650 SH SOLE 0 0 7650 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 157 30000 SH SOLE 0 0 30000 SALESFORCE COM INC COM 79466L302 878 4135 SH SOLE 0 0 4135 SANOFI SPONSORED ADR 80105N105 385 7501 SH SOLE 0 0 7501 SAP SE SPON ADR 803054204 292 2629 SH SOLE 0 0 2629 SCHWAB CHARLES CORP COM 808513105 1095 12983 SH SOLE 0 0 12983 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 230 6271 SH SOLE 0 0 6271 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 288 5390 SH SOLE 0 0 5390 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 431 9100 SH SOLE 0 0 9100 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 5735 55686 SH SOLE 0 0 55686 SHELL PLC SPON ADS 780259305 670 12202 SH SOLE 0 0 12202 SIMILARWEB LTD SHS M84137104 636 49116 SH SOLE 0 0 49116 SONY GROUP CORPORATION SPONSORED ADR 835699307 424 4125 SH SOLE 0 0 4125 SOUTHWESTERN ENERGY CO COM 845467109 203 28334 SH SOLE 0 0 28334 SPDR GOLD TR GOLD SHS 78463V107 338 1870 SH SOLE 0 0 1870 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 1328 21161 SH SOLE 0 0 21161 SPDR S&P 500 ETF TR TR UNIT 78462F103 3905 8647 SH SOLE 0 0 8647 SPDR SER TR BLOOMBERG CONV 78464A359 671 8725 SH SOLE 0 0 8725 SPDR SER TR PRTFLO S&P500 GW 78464A409 223 3368 SH SOLE 0 0 3368 SPDR SER TR S&P DIVID ETF 78464A763 10615 82856 SH SOLE 0 0 82856 SPLUNK INC COM 848637104 448 3014 SH SOLE 0 0 3014 STARBUCKS CORP COM 855244109 262 2876 SH SOLE 0 0 2876 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 230 36643 SH SOLE 0 0 36643 SYSCO CORP COM 871829107 596 7300 SH SOLE 0 0 7300 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 260 2492 SH SOLE 0 0 2492 TELEFONICA S A SPONSORED ADR 879382208 98 20504 SH SOLE 0 0 20504 TERRENO RLTY CORP COM 88146M101 1723 23262 SH SOLE 0 0 23262 TESLA INC COM 88160R101 9327 8655 SH SOLE 0 0 8655 TEXAS INSTRS INC COM 882508104 261 1422 SH SOLE 0 0 1422 THERMO FISHER SCIENTIFIC INC COM 883556102 419 710 SH SOLE 0 0 710 TOTALENERGIES SE SPONSORED ADS 89151E109 300 5932 SH SOLE 0 0 5932 TOYOTA MOTOR CORP ADS 892331307 613 3402 SH SOLE 0 0 3402 TRAVELERS COMPANIES INC COM 89417E109 210 1148 SH SOLE 0 0 1148 TWILIO INC CL A 90138F102 2636 15992 SH SOLE 0 0 15992 TWITTER INC COM 90184L102 238 6151 SH SOLE 0 0 6151 UBER TECHNOLOGIES INC COM 90353T100 642 18004 SH SOLE 0 0 18004 UBS GROUP AG SHS H42097107 317 16235 SH SOLE 0 0 16235 UNILEVER PLC SPON ADR NEW 904767704 247 5421 SH SOLE 0 0 5421 UNION PAC CORP COM 907818108 361 1322 SH SOLE 0 0 1322 UNITED PARCEL SERVICE INC CL B 911312106 341 1592 SH SOLE 0 0 1592 UNITEDHEALTH GROUP INC COM 91324P102 955 1873 SH SOLE 0 0 1873 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 1601 20125 SH SOLE 0 0 20125 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 766 4623 SH SOLE 0 0 4623 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 500 3341 SH SOLE 0 0 3341 VANGUARD INDEX FDS MID CAP ETF 922908629 13396 56324 SH SOLE 0 0 56324 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 714 6588 SH SOLE 0 0 6588 VANGUARD INDEX FDS SMALL CP ETF 922908751 11648 54808 SH SOLE 0 0 54808 VANGUARD INDEX FDS TOTAL STK MKT 922908769 5489 24108 SH SOLE 0 0 24108 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1911 33181 SH SOLE 0 0 33181 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 7254 157256 SH SOLE 0 0 157256 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 4135 33379 SH SOLE 0 0 33379 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 1356 26101 SH SOLE 0 0 26101 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 3671 71693 SH SOLE 0 0 71693 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1196 13904 SH SOLE 0 0 13904 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1131 14486 SH SOLE 0 0 14486 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 748 4615 SH SOLE 0 0 4615 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 607 12641 SH SOLE 0 0 12641 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 4169 59681 SH SOLE 0 0 59681 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 5975 53226 SH SOLE 0 0 53226 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 6841 26894 SH SOLE 0 0 26894 VANGUARD WORLD FDS MATERIALS ETF 92204A801 1973 10168 SH SOLE 0 0 10168 VERIZON COMMUNICATIONS INC COM 92343V104 369 7237 SH SOLE 0 0 7237 VERTEX PHARMACEUTICALS INC COM 92532F100 387 1483 SH SOLE 0 0 1483 VINCERX PHARMA INC COM NEW 92731L106 6473 1618199 SH SOLE 0 0 1618199 VISA INC COM CL A 92826C839 655 2952 SH SOLE 0 0 2952 WALMART INC COM 931142103 314 2112 SH SOLE 0 0 2112 WELLS FARGO CO NEW COM 949746101 1052 21713 SH SOLE 0 0 21713 WORKIVA INC COM CL A 98139A105 532 4510 SH SOLE 0 0 4510 ZOETIS INC CL A 98978V103 611 3242 SH SOLE 0 0 3242 ZUORA INC COM CL A 98983V106 698 46607 SH SOLE 0 0 46607