0001771515-23-000090.txt : 20230814
0001771515-23-000090.hdr.sgml : 20230814
20230814174502
ACCESSION NUMBER: 0001771515-23-000090
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230810
FILED AS OF DATE: 20230814
DATE AS OF CHANGE: 20230814
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lindberg Eric J. Jr.
CENTRAL INDEX KEY: 0001779740
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38950
FILM NUMBER: 231172355
MAIL ADDRESS:
STREET 1: C/O GROCERY OUTLET HOLDING CORP.
STREET 2: 56560 HOLLIS STREET
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Grocery Outlet Holding Corp.
CENTRAL INDEX KEY: 0001771515
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411]
IRS NUMBER: 471874201
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1230
BUSINESS ADDRESS:
STREET 1: 5650 HOLLIS STREET
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: (510) 845-1999
MAIL ADDRESS:
STREET 1: 5650 HOLLIS STREET
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
4
1
wk-form4_1692049488.xml
FORM 4
X0508
4
2023-08-10
0
0001771515
Grocery Outlet Holding Corp.
GO
0001779740
Lindberg Eric J. Jr.
C/O GROCERY OUTLET HOLDING CORP.
5650 HOLLIS STREET
EMERYVILLE
CA
94608
1
0
0
0
1
Common Stock
2023-08-10
4
M
0
177269
3.81
A
214885
D
Common Stock
2023-08-10
4
M
0
69180
7.13
A
284065
D
Common Stock
2023-08-10
4
S
0
246449
34.6955
D
37616
D
Common Stock
2023-08-11
4
M
0
296
3.81
A
37912
D
Common Stock
2023-08-11
4
M
0
255655
7.13
A
293567
D
Common Stock
2023-08-11
4
S
0
255951
34.3546
D
37616
D
Common Stock
2126670
I
By Lindberg Revocable Trust
Common Stock
401500
I
By Lindberg Irrevocable Trust
Common Stock
460
I
By spouse
Common Stock
460
I
By child
Stock Options (Right to Buy)
3.81
2023-08-10
4
M
0
177269
0
D
2024-10-21
Common Stock
177269
296
D
Stock Options (Right to Buy)
7.13
2023-08-10
4
M
0
69180
0
D
2024-10-21
Common Stock
69180
1263434
D
Stock Options (Right to Buy)
3.81
2023-08-11
4
M
0
296
0
D
2024-10-21
Common Stock
296
0
D
Stock Options (Right to Buy)
7.13
2023-08-11
4
M
0
255655
0
D
2024-10-21
Common Stock
255655
1007779
D
2,400 of the shares sold were effected pursuant to a Rule 10b5-1 trading plan adopted on August 15, 2022.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.50 to $35.10, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.135 to $34.740, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Reflects shares directly held by The Lindberg Family Revocable Trust u/a/d 2/14/2006 of which Mr. Lindberg is a Trustee.
Reflects shares directly held by the Lindberg Irrevocable Trust u/a/d 5/12/17 of which Mr. Lindberg is a Trustee.
These stock options are vested and exercisable, and have an expiration date of 10/21/2024.
/s/ Lauri Fischer, Lauri Fischer Attorney-in-Fact
2023-08-14