0001771515-23-000090.txt : 20230814 0001771515-23-000090.hdr.sgml : 20230814 20230814174502 ACCESSION NUMBER: 0001771515-23-000090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230810 FILED AS OF DATE: 20230814 DATE AS OF CHANGE: 20230814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lindberg Eric J. Jr. CENTRAL INDEX KEY: 0001779740 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38950 FILM NUMBER: 231172355 MAIL ADDRESS: STREET 1: C/O GROCERY OUTLET HOLDING CORP. STREET 2: 56560 HOLLIS STREET CITY: EMERYVILLE STATE: CA ZIP: 94608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Grocery Outlet Holding Corp. CENTRAL INDEX KEY: 0001771515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 471874201 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 5650 HOLLIS STREET CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (510) 845-1999 MAIL ADDRESS: STREET 1: 5650 HOLLIS STREET CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 wk-form4_1692049488.xml FORM 4 X0508 4 2023-08-10 0 0001771515 Grocery Outlet Holding Corp. GO 0001779740 Lindberg Eric J. Jr. C/O GROCERY OUTLET HOLDING CORP. 5650 HOLLIS STREET EMERYVILLE CA 94608 1 0 0 0 1 Common Stock 2023-08-10 4 M 0 177269 3.81 A 214885 D Common Stock 2023-08-10 4 M 0 69180 7.13 A 284065 D Common Stock 2023-08-10 4 S 0 246449 34.6955 D 37616 D Common Stock 2023-08-11 4 M 0 296 3.81 A 37912 D Common Stock 2023-08-11 4 M 0 255655 7.13 A 293567 D Common Stock 2023-08-11 4 S 0 255951 34.3546 D 37616 D Common Stock 2126670 I By Lindberg Revocable Trust Common Stock 401500 I By Lindberg Irrevocable Trust Common Stock 460 I By spouse Common Stock 460 I By child Stock Options (Right to Buy) 3.81 2023-08-10 4 M 0 177269 0 D 2024-10-21 Common Stock 177269 296 D Stock Options (Right to Buy) 7.13 2023-08-10 4 M 0 69180 0 D 2024-10-21 Common Stock 69180 1263434 D Stock Options (Right to Buy) 3.81 2023-08-11 4 M 0 296 0 D 2024-10-21 Common Stock 296 0 D Stock Options (Right to Buy) 7.13 2023-08-11 4 M 0 255655 0 D 2024-10-21 Common Stock 255655 1007779 D 2,400 of the shares sold were effected pursuant to a Rule 10b5-1 trading plan adopted on August 15, 2022. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.50 to $35.10, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.135 to $34.740, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Reflects shares directly held by The Lindberg Family Revocable Trust u/a/d 2/14/2006 of which Mr. Lindberg is a Trustee. Reflects shares directly held by the Lindberg Irrevocable Trust u/a/d 5/12/17 of which Mr. Lindberg is a Trustee. These stock options are vested and exercisable, and have an expiration date of 10/21/2024. /s/ Lauri Fischer, Lauri Fischer Attorney-in-Fact 2023-08-14