Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | Citi Fund Services Ohio, Inc. |
b. Street 1 | 4400 Easton Commons |
Street 2 | Suite 200 |
c. City | Columbus |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 43219 |
g. Telephone number (including country code if foreign) | (614) 268-3429 |
h. Briefly describe the books and records kept at this location:
| Fund Accountant |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | Citibank, N.A. |
b. Street 1 | 390 Greenwich Street |
Street 2 | 6th Floor |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10013 |
g. Telephone number (including country code if foreign) | (888) 274-4650 |
h. Briefly describe the books and records kept at this location:
| Custodian, Transfer Agent |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | Commonwealth Fund Services, Inc. |
b. Street 1 | 8730 Stony Point Parkway |
Street 2 | Suite 205 |
c. City | Richmond |
d. State, if applicable |
VIRGINIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 23235 |
g. Telephone number (including country code if foreign) | (800) 651-0424 |
h. Briefly describe the books and records kept at this location:
| Administrator |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) | Foreside Fund Services, LLC |
b. Street 1 | Three Canal Plaza |
Street 2 | Suite 100 |
c. City | Portland |
d. State, if applicable |
MAINE
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 04101 |
g. Telephone number (including country code if foreign) | (866) 251-6920 |
h. Briefly describe the books and records kept at this location:
| Distributor |
Location books Record:
5 |
a. Name of person (e.g., a custodian of records) | Formidable Asset Management, LLC |
b. Street 1 | 221 East Fourth Street |
Street 2 | Suite 2700 |
c. City | Cincinnati |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 45202 |
g. Telephone number (including country code if foreign) | (513) 655-5566 |
h. Briefly describe the books and records kept at this location:
| Adviser to Formidable ETFs |
Location books Record:
6 |
a. Name of person (e.g., a custodian of records) | Tidal Investments, LLC |
b. Street 1 | 115 West 29th Street |
Street 2 | Suite 811 |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10001 |
g. Telephone number (including country code if foreign) | (844) 986-7676 |
h. Briefly describe the books and records kept at this location:
| Sub-Adviser to Formidable ETFs |
Director Record:
1 |
a. Full Name | David J. Urban |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-22172 |
Director Record:
2 |
a. Full Name | Mary Lou H. Ivey |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-22172 |
Director Record:
3 |
a. Full Name | Theo H. Pitt, Jr. |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-07324 |
File Number Record:
2 |
File Number Record: | 811-10085 |
File Number Record:
3 |
File Number Record: | 811-22172 |
File Number Record:
4 |
File Number Record: | 811-22298 |