0001214659-23-009500.txt : 20230712 0001214659-23-009500.hdr.sgml : 20230712 20230711192553 ACCESSION NUMBER: 0001214659-23-009500 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230712 DATE AS OF CHANGE: 20230711 EFFECTIVENESS DATE: 20230712 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Occidental Asset Management, LLC CENTRAL INDEX KEY: 0001770994 IRS NUMBER: 462763324 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19444 FILM NUMBER: 231083014 BUSINESS ADDRESS: STREET 1: 301 CALIFORNIA DR. #9 CITY: BURLINGAME STATE: CA ZIP: 94010 BUSINESS PHONE: 650-409-3888 MAIL ADDRESS: STREET 1: 301 CALIFORNIA DR. #9 CITY: BURLINGAME STATE: CA ZIP: 94010 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001770994 XXXXXXXX 06-30-2023 06-30-2023 false Occidental Asset Management, LLC

301 CALIFORNIA DR. #9 BURLINGAME CA 94010

13F HOLDINGS REPORT 028-19444 N Nathan Hatton Walsh 650-409-3888 /s/Nathan Hatton Walsh San Francisco CA 07-11-2023 0 215 441520363 INFORMATION TABLE 2 infotable.xml ABBVIE INC COM 00287Y109 870086 6458 SH SOLE 0 0 6458 ABRDN TOTAL DYNAMIC DIVIDEND COM SH BEN INT 00326L100 181224 21940 SH SOLE 0 0 21940 ADAMS DIVERSIFIED EQUITY FD COM 006212104 193567 11515 SH SOLE 0 0 11515 ADOBE SYSTEMS INCORPORATED COM 00724F101 254275 520 SH SOLE 0 0 520 ADVANCED MICRO DEVICES INC COM 007903107 430580 3780 SH SOLE 0 0 3780 AGCO CORP COM 001084102 1405537 10695 SH SOLE 0 0 10695 AGILENT TECHNOLOGIES INC COM 00846U101 2202379 18315 SH SOLE 0 0 18315 AIR PRODS & CHEMS INC COM 009158106 1429956 4774 SH SOLE 0 0 4774 ALBEMARLE CORP COM 012653101 2234469 10016 SH SOLE 0 0 10016 ALPHABET INC CAP STK CL C 02079K107 1743965 14417 SH SOLE 0 0 14417 ALPHABET INC CAP STK CL A 02079K305 553014 4620 SH SOLE 0 0 4620 AMAZON COM INC COM 023135106 3289504 25234 SH SOLE 0 0 25234 AMERISOURCEBERGEN CORP COM 03073E105 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594918104 9804762 28792 SH SOLE 0 0 28792 MORGAN STANLEY COM NEW 617446448 2776781 32515 SH SOLE 0 0 32515 MOSAIC CO NEW COM 61945C103 2151345 61467 SH SOLE 0 0 61467 NETAPP INC COM 64110D104 2642905 34593 SH SOLE 0 0 34593 NETFLIX INC COM 64110L106 273985 622 SH SOLE 0 0 622 NEXTERA ENERGY INC COM 65339F101 1499359 20207 SH SOLE 0 0 20207 NIKE INC CL B 654106103 1862052 16871 SH SOLE 0 0 16871 NOVARTIS AG SPONSORED ADR 66987V109 373670 3703 SH SOLE 0 0 3703 NUVEEN AMT FREE QLTY MUN INC COM 670657105 139226 12738 SH SOLE 0 0 12738 NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 72003 14258 SH SOLE 0 0 14258 NUVEEN MUN VALUE FD INC COM 670928100 119625 13750 SH SOLE 0 0 13750 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 179078 13394 SH SOLE 0 0 13394 NVIDIA CORPORATION COM 67066G104 14347579 33917 SH SOLE 0 0 33917 NXP SEMICONDUCTORS N V COM N6596X109 1091149 5331 SH SOLE 0 0 5331 OKTA INC CL A 679295105 2524409 36401 SH SOLE 0 0 36401 ORACLE CORP COM 68389X105 549839 4617 SH SOLE 0 0 4617 PAYPAL HLDGS INC COM 70450Y103 204194 3060 SH SOLE 0 0 3060 PEPSICO INC COM 713448108 287646 1553 SH SOLE 0 0 1553 PFIZER INC COM 717081103 416698 11360 SH SOLE 0 0 11360 PHATHOM PHARMACEUTICALS INC COM 71722W107 424903 29672 SH SOLE 0 0 29672 PHILIP MORRIS INTL INC COM 718172109 238193 2440 SH SOLE 0 0 2440 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1989314 19941 SH SOLE 0 0 19941 PIMCO ETF TR ACTIVE BD ETF 72201R775 1439748 15714 SH SOLE 0 0 15714 POTLATCHDELTIC CORPORATION COM 737630103 881749 16684 SH SOLE 0 0 16684 PRICE T ROWE GROUP INC COM 74144T108 1981858 17692 SH SOLE 0 0 17692 PROCTER AND GAMBLE CO COM 742718109 332789 2193 SH SOLE 0 0 2193 QUALCOMM INC COM 747525103 2753902 23134 SH SOLE 0 0 23134 QUEST DIAGNOSTICS INC COM 74834L100 2643934 18810 SH SOLE 0 0 18810 RBB FD INC US TREAS 3 MNTH 74933W452 250500 5000 SH SOLE 0 0 5000 RELIANCE STEEL & ALUMINUM CO COM 759509102 3791940 13962 SH SOLE 0 0 13962 ROYAL CARIBBEAN GROUP COM V7780T103 280098 2700 SH SOLE 0 0 2700 SALESFORCE INC COM 79466L302 1363261 6453 SH SOLE 0 0 6453 SCHWAB CHARLES CORP COM 808513105 1638732 28912 SH SOLE 0 0 28912 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 1676206 51911 SH SOLE 0 0 51911 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 902095 33698 SH SOLE 0 0 33698 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2832549 16292 SH SOLE 0 0 16292 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 2574551 39560 SH SOLE 0 0 39560 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 475439 3582 SH SOLE 0 0 3582 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 230428 3107 SH SOLE 0 0 3107 SOUTHERN COPPER CORP COM 84265V105 1965963 27404 SH SOLE 0 0 27404 SPDR GOLD TR GOLD SHS 78463V107 298781 1676 SH SOLE 0 0 1676 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 3359267 103235 SH SOLE 0 0 103235 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 2032470 59118 SH SOLE 0 0 59118 SPDR S&P 500 ETF TR TR UNIT 78462F103 735648 1660 SH SOLE 0 0 1660 SPDR SER TR BBG CONV SEC ETF 78464A359 1443698 20639 SH SOLE 0 0 20639 SPDR SER TR S&P 400 MDCP VAL 78464A839 1559848 22679 SH SOLE 0 0 22679 SPDR SER TR S&P 600 SMCP GRW 78464A201 732855 9523 SH SOLE 0 0 9523 SPDR SER TR BLOOMBERG HIGH Y 78468R622 256580 2788 SH SOLE 0 0 2788 SPDR SER TR PRTFLO S&P500 GW 78464A409 6154061 100870 SH SOLE 0 0 100870 SPDR SER TR PORTFOLIO INTRMD 78464A375 15187628 472987 SH SOLE 0 0 472987 SPDR SER TR S&P DIVID ETF 78464A763 1988961 16226 SH SOLE 0 0 16226 SPDR SER TR S&P 600 SMCP VAL 78464A300 742741 9622 SH SOLE 0 0 9622 SPDR SER TR PRTFLO S&P500 VL 78464A508 5199768 120365 SH SOLE 0 0 120365 SPDR SER TR S&P 400 MDCP GRW 78464A821 1552238 21664 SH SOLE 0 0 21664 SPDR SER TR PORTFOLIO SHORT 78464A474 14269574 484700 SH SOLE 0 0 484700 SPOTIFY TECHNOLOGY S A SHS L8681T102 309059 1925 SH SOLE 0 0 1925 STRATEGY SHS DAY HAGAN NED 86280R803 546037 15377 SH SOLE 0 0 15377 STRYKER CORPORATION COM 863667101 252615 828 SH SOLE 0 0 828 SYSCO CORP COM 871829107 209615 2825 SH SOLE 0 0 2825 T ROWE PRICE ETF INC TOTAL RETURN ETF 87283Q800 2428706 59529 SH SOLE 0 0 59529 TARGET CORP COM 87612E106 1883400 14279 SH SOLE 0 0 14279 TESLA INC COM 88160R101 1508842 5764 SH SOLE 0 0 5764 TG THERAPEUTICS INC COM 88322Q108 288715 11623 SH SOLE 0 0 11623 TRUIST FINL CORP COM 89832Q109 214483 7067 SH SOLE 0 0 7067 UNITED PARCEL SERVICE INC CL B 911312106 1180182 6584 SH SOLE 0 0 6584 UNITEDHEALTH GROUP INC COM 91324P102 3139060 6531 SH SOLE 0 0 6531 US BANCORP DEL COM NEW 902973304 1434332 43412 SH SOLE 0 0 43412 VANECK ETF TRUST SHRT HGH YLD MUN 92189F387 840978 37712 SH SOLE 0 0 37712 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 2928763 105465 SH SOLE 0 0 105465 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 301809 4152 SH SOLE 0 0 4152 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 692448 9163 SH SOLE 0 0 9163 VANGUARD INDEX FDS GROWTH ETF 922908736 3131801 11068 SH SOLE 0 0 11068 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 414458 4960 SH SOLE 0 0 4960 VANGUARD INDEX FDS VALUE ETF 922908744 268719 1891 SH SOLE 0 0 1891 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2551609 6265 SH SOLE 0 0 6265 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 274791 6755 SH SOLE 0 0 6755 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 467600 8594 SH SOLE 0 0 8594 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 258633 5150 SH SOLE 0 0 5150 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 482320 6103 SH SOLE 0 0 6103 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 315275 4167 SH SOLE 0 0 4167 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 913863 5626 SH SOLE 0 0 5626 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 296934 6430 SH SOLE 0 0 6430 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 354650 4723 SH SOLE 0 0 4723 VERIZON COMMUNICATIONS INC COM 92343V104 2137458 57474 SH SOLE 0 0 57474 VIRTUS CONVERTIBLE & INC FD COM 92838U108 34496 11092 SH SOLE 0 0 11092 VIRTUS DIVIDEND INTEREST & P COM 92840R101 165873 13585 SH SOLE 0 0 13585 VISA INC COM CL A 92826C839 2848097 11993 SH SOLE 0 0 11993 WALMART INC COM 931142103 2917877 18564 SH SOLE 0 0 18564 WELLS FARGO CO NEW COM 949746101 341909 8011 SH SOLE 0 0 8011 WHIRLPOOL CORP COM 963320106 1279147 8597 SH SOLE 0 0 8597 WILLIAMS COS INC COM 969457100 1794748 55003 SH SOLE 0 0 55003 WISDOMTREE TR CURRNCY INT EQ 97717X263 1642219 52551 SH SOLE 0 0 52551 WISDOMTREE TR US QTLY DIV GRT 97717X669 903243 13550 SH SOLE 0 0 13550 WISDOMTREE TR INTL SMCAP DIV 97717W760 1596144 26844 SH SOLE 0 0 26844 WISDOMTREE TR INTL QULTY DIV 97717X131 1643215 47754 SH SOLE 0 0 47754 WISDOMTREE TR EMG MKTS SMCAP 97717W281 831956 17880 SH SOLE 0 0 17880 WISDOMTREE TR EM MKTS QTLY DIV 97717W323 902794 39631 SH SOLE 0 0 39631 YUM BRANDS INC COM 988498101 520809 3759 SH SOLE 0 0 3759