The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abbott Laboratories | Com | 002824100 | 3,254 | 28,072 | SH | SOLE | 0 | 28,072 | 0 | 0 | |
Abbott Laboratories | Com | 002824100 | 6 | 50 | SH | DFND | 0 | 50 | 0 | 0 | |
Adobe Inc | Com | 00724F101 | 362 | 618 | SH | SOLE | 0 | 618 | 0 | 0 | |
Alphabet Inc Class C | Com | 02079K107 | 1,790 | 714 | SH | SOLE | 0 | 714 | 0 | 0 | |
Alphabet Inc Class A | Com | 02079K305 | 6,109 | 2,502 | SH | SOLE | 0 | 2,502 | 0 | 0 | |
Alphabet Inc Class A | Com | 02079K305 | 20 | 8 | SH | DFND | 0 | 8 | 0 | 0 | |
Amazon Com Inc | Com | 023135106 | 9,361 | 2,721 | SH | SOLE | 0 | 2,721 | 0 | 0 | |
Amazon Com Inc | Com | 023135106 | 45 | 13 | SH | DFND | 0 | 13 | 0 | 0 | |
American Tower Corp | Com | 03027X100 | 3,648 | 13,504 | SH | SOLE | 0 | 13,504 | 0 | 0 | |
American Tower Corp | Com | 03027X100 | 4 | 14 | SH | DFND | 0 | 14 | 0 | 0 | |
Apple Inc | Com | 037833100 | 9,995 | 72,975 | SH | SOLE | 0 | 72,975 | 0 | 0 | |
Apple Inc | Com | 037833100 | 27 | 200 | SH | DFND | 0 | 200 | 0 | 0 | |
Asensus Surgical Inc | Com | 04367G103 | 257 | 81,000 | SH | SOLE | 0 | 81,000 | 0 | 0 | |
Bank Of America Corp | Com | 060505104 | 614 | 14,893 | SH | SOLE | 0 | 14,893 | 0 | 0 | |
Bank Montreal Que | Com | 063671101 | 299 | 2,920 | SH | SOLE | 0 | 2,920 | 0 | 0 | |
Bank Nova Scotia Halifax | Com | 064149107 | 259 | 3,977 | SH | SOLE | 0 | 3,977 | 0 | 0 | |
Bar Harbor Bankshares | Com | 066849100 | 1,018 | 35,555 | SH | SOLE | 0 | 35,555 | 0 | 0 | |
Boeing Co | Com | 097023105 | 1,197 | 4,998 | SH | SOLE | 0 | 4,998 | 0 | 0 | |
Chevron Corporation | Com | 166764100 | 2,205 | 21,052 | SH | SOLE | 0 | 21,052 | 0 | 0 | |
Chevron Corporation | Com | 166764100 | 3 | 24 | SH | DFND | 0 | 24 | 0 | 0 | |
Constellation Brand Cl A | Com | 21036P108 | 2,172 | 9,287 | SH | SOLE | 0 | 9,287 | 0 | 0 | |
Costco Wholesale Corp | Com | 22160K105 | 4,333 | 10,952 | SH | SOLE | 0 | 10,952 | 0 | 0 | |
Crown Castle Intl Corp New | Com | 22822V101 | 4,316 | 22,121 | SH | SOLE | 0 | 22,121 | 0 | 0 | |
Crown Castle Intl Corp New | Com | 22822V101 | 5 | 24 | SH | DFND | 0 | 24 | 0 | 0 | |
Danaher Corp | Com | 235851102 | 3,846 | 14,330 | SH | SOLE | 0 | 14,330 | 0 | 0 | |
Danaher Corp | Com | 235851102 | 4 | 15 | SH | DFND | 0 | 15 | 0 | 0 | |
Disney Walt Co | Com | 254687106 | 3,011 | 17,132 | SH | SOLE | 0 | 17,132 | 0 | 0 | |
Disney Walt Co | Com | 254687106 | 2 | 10 | SH | DFND | 0 | 10 | 0 | 0 | |
Docusign Inc | Com | 256163106 | 213 | 762 | SH | SOLE | 0 | 762 | 0 | 0 | |
Ecolab Inc | Com | 278865100 | 1,077 | 5,227 | SH | SOLE | 0 | 5,227 | 0 | 0 | |
Ecolab Inc | Com | 278865100 | 4 | 19 | SH | DFND | 0 | 19 | 0 | 0 | |
Emerson Electric Co | Com | 291011104 | 236 | 2,448 | SH | SOLE | 0 | 2,448 | 0 | 0 | |
Extra Space Storage Inc Com | Com | 30225T102 | 1,281 | 7,820 | SH | SOLE | 0 | 7,820 | 0 | 0 | |
Facebook Inc Class A | Com | 30303M102 | 5,336 | 15,346 | SH | SOLE | 0 | 15,346 | 0 | 0 | |
Facebook Inc Class A | Com | 30303M102 | 9 | 25 | SH | DFND | 0 | 25 | 0 | 0 | |
Fidus Invt Corp | Com | 316500107 | 951 | 55,912 | SH | SOLE | 0 | 55,912 | 0 | 0 | |
First Rep Bk San Francisco Cal Com | Com | 33616C100 | 3,159 | 16,877 | SH | SOLE | 0 | 16,877 | 0 | 0 | |
First Rep Bk San Francisco Cal Com | Com | 33616C100 | 5 | 28 | SH | DFND | 0 | 28 | 0 | 0 | |
General Dynamics Corp | Com | 369550108 | 1,764 | 9,369 | SH | SOLE | 0 | 9,369 | 0 | 0 | |
Home Depot Inc | Com | 437076102 | 2,805 | 8,795 | SH | SOLE | 0 | 8,795 | 0 | 0 | |
Home Depot Inc | Com | 437076102 | 52 | 162 | SH | DFND | 0 | 162 | 0 | 0 | |
Honeywell International | Com | 438516106 | 2,808 | 12,803 | SH | SOLE | 0 | 12,803 | 0 | 0 | |
Honeywell International | Com | 438516106 | 171 | 780 | SH | DFND | 0 | 780 | 0 | 0 | |
Hydrofarm Hldgs Group Inc | Com | 44888K209 | 213 | 3,596 | SH | SOLE | 0 | 3,596 | 0 | 0 | |
Intercontinental Exchange | Com | 45866F104 | 2,019 | 17,012 | SH | SOLE | 0 | 17,012 | 0 | 0 | |
Intuitive Surgical Inc New | Com | 46120E602 | 1,699 | 1,847 | SH | SOLE | 0 | 1,847 | 0 | 0 | |
Ishares Trust S&P 500 | Com | 464287200 | 206 | 480 | SH | SOLE | 0 | 480 | 0 | 0 | |
iShares Core US Aggregate Bond | Com | 464287226 | 29,571 | 256,401 | SH | SOLE | 0 | 256,401 | 0 | 0 | |
iShares Core US Aggregate Bond | Com | 464287226 | 102 | 886 | SH | DFND | 0 | 886 | 0 | 0 | |
Ishares Tr Barclays 1-3 Year Treas Bond | Com | 464287457 | 672 | 7,797 | SH | SOLE | 0 | 7,797 | 0 | 0 | |
iShares Tr MSCI EAFE ETF | Com | 464287465 | 1,283 | 16,270 | SH | SOLE | 0 | 16,270 | 0 | 0 | |
Ishares Russell Midcap Index Fund | Com | 464287499 | 277 | 3,496 | SH | SOLE | 0 | 3,496 | 0 | 0 | |
Ishares Tr S&P Midcap | Com | 464287507 | 11,131 | 41,419 | SH | SOLE | 0 | 41,419 | 0 | 0 | |
Ishares Tr S&P Midcap | Com | 464287507 | 49 | 182 | SH | DFND | 0 | 182 | 0 | 0 | |
Ishares Russell 1000 Val | Com | 464287598 | 201 | 1,268 | SH | SOLE | 0 | 1,268 | 0 | 0 | |
Ishares Tr Russell 1000 Growth Fund | Com | 464287614 | 1,073 | 3,951 | SH | SOLE | 0 | 3,951 | 0 | 0 | |
Ishares Tr Dow Jones Re | Com | 464287739 | 359 | 3,525 | SH | SOLE | 0 | 3,525 | 0 | 0 | |
Ishares U.S. Healthcare ETF | Com | 464287762 | 306 | 1,120 | SH | SOLE | 0 | 1,120 | 0 | 0 | |
Ishares Tr S&P Muni Fund | Com | 464288158 | 248 | 2,300 | SH | SOLE | 0 | 2,300 | 0 | 0 | |
Ishares Trust S&P Natl Amt Free Muni | Com | 464288414 | 5,052 | 43,102 | SH | SOLE | 0 | 43,102 | 0 | 0 | |
Ishares Trust Iboxx $ High Yield Corp | Com | 464288513 | 2,490 | 28,287 | SH | SOLE | 0 | 28,287 | 0 | 0 | |
iShares MSCI KLD400 Social ETF | Com | 464288570 | 1,010 | 12,190 | SH | SOLE | 0 | 12,190 | 0 | 0 | |
Ishares Trust Barclays | Com | 464288588 | 269 | 2,485 | SH | SOLE | 0 | 2,485 | 0 | 0 | |
JPMorgan Chase & Co | Com | 46625H100 | 4,510 | 28,995 | SH | SOLE | 0 | 28,995 | 0 | 0 | |
JPMorgan Chase & Co | Com | 46625H100 | 14 | 90 | SH | DFND | 0 | 90 | 0 | 0 | |
Johnson & Johnson | Com | 478160104 | 2,081 | 12,630 | SH | SOLE | 0 | 12,630 | 0 | 0 | |
Johnson & Johnson | Com | 478160104 | 7 | 40 | SH | DFND | 0 | 40 | 0 | 0 | |
Lemonade Inc | Com | 52567D107 | 263 | 2,400 | SH | SOLE | 0 | 2,400 | 0 | 0 | |
Lilly Eli & Company | Com | 532457108 | 2,974 | 12,959 | SH | SOLE | 0 | 12,959 | 0 | 0 | |
Marsh & McLennan Cos Inc | Com | 571748102 | 1,188 | 8,446 | SH | SOLE | 0 | 8,446 | 0 | 0 | |
Marsh & McLennan Cos Inc | Com | 571748102 | 5 | 36 | SH | DFND | 0 | 36 | 0 | 0 | |
Mastercard Inc - A | Com | 57636Q104 | 3,132 | 8,579 | SH | SOLE | 0 | 8,579 | 0 | 0 | |
Mastercard Inc - A | Com | 57636Q104 | 7 | 20 | SH | DFND | 0 | 20 | 0 | 0 | |
Mc Donalds Corp | Com | 580135101 | 382 | 1,654 | SH | SOLE | 0 | 1,654 | 0 | 0 | |
Merck & Co Inc New | Com | 58933Y105 | 107 | 1,382 | SH | SOLE | 0 | 1,382 | 0 | 0 | |
Merck & Co Inc New | Com | 58933Y105 | 105 | 1,350 | SH | DFND | 0 | 1,350 | 0 | 0 | |
Microsoft Corp | Com | 594918104 | 10,140 | 37,432 | SH | SOLE | 0 | 37,432 | 0 | 0 | |
Microsoft Corp | Com | 594918104 | 33 | 120 | SH | DFND | 0 | 120 | 0 | 0 | |
Microchip Technology Inc | Com | 595017104 | 1,132 | 7,557 | SH | SOLE | 0 | 7,557 | 0 | 0 | |
Moderna Inc Com | Com | 60770K107 | 273 | 1,160 | SH | SOLE | 0 | 1,160 | 0 | 0 | |
Nextera Energy Partners LP Com Unit Part In | Com | 65341B106 | 3,288 | 43,059 | SH | SOLE | 0 | 43,059 | 0 | 0 | |
Nike Inc Class B | Com | 654106103 | 4,798 | 31,058 | SH | SOLE | 0 | 31,058 | 0 | 0 | |
Nike Inc Class B | Com | 654106103 | 10 | 65 | SH | DFND | 0 | 65 | 0 | 0 | |
Nvidia Corp | Com | 67066G104 | 4,262 | 5,327 | SH | SOLE | 0 | 5,327 | 0 | 0 | |
Palo Alto Networks, Inc | Com | 697435105 | 2,862 | 7,714 | SH | SOLE | 0 | 7,714 | 0 | 0 | |
Paypal Holdings Inco | Com | 70450Y103 | 4,551 | 15,612 | SH | SOLE | 0 | 15,612 | 0 | 0 | |
Pepsico Incorporated | Com | 713448108 | 3,298 | 22,255 | SH | SOLE | 0 | 22,255 | 0 | 0 | |
Pfizer Incorporated | Com | 717081103 | 815 | 20,816 | SH | SOLE | 0 | 20,816 | 0 | 0 | |
Procter & Gamble | Com | 742718109 | 208 | 1,545 | SH | SOLE | 0 | 1,545 | 0 | 0 | |
Raytheon Technologies Corp | Com | 75513E101 | 311 | 3,643 | SH | SOLE | 0 | 3,643 | 0 | 0 | |
Ring Energy Inc | Com | 76680V108 | 214 | 71,850 | SH | SOLE | 0 | 71,850 | 0 | 0 | |
Rockwell Automation Inc | Com | 773903109 | 310 | 1,083 | SH | SOLE | 0 | 1,083 | 0 | 0 | |
Rockwell Automation Inc | Com | 773903109 | 114 | 400 | SH | DFND | 0 | 400 | 0 | 0 | |
Royal Bk Cda Montreal Que | Com | 780087102 | 283 | 2,790 | SH | SOLE | 0 | 2,790 | 0 | 0 | |
S&P Global Inc | Com | 78409V104 | 2,443 | 5,951 | SH | SOLE | 0 | 5,951 | 0 | 0 | |
SPDR Trust Unit Sr 1 | Com | 78462F103 | 6,103 | 14,258 | SH | SOLE | 0 | 14,258 | 0 | 0 | |
SPDR Trust Unit Sr 1 | Com | 78462F103 | 15 | 36 | SH | DFND | 0 | 36 | 0 | 0 | |
Spdr Series Trust S&P Biotech ETF | Com | 78464A870 | 3,285 | 24,260 | SH | SOLE | 0 | 24,260 | 0 | 0 | |
Spdr Series Trust S&P Biotech ETF | Com | 78464A870 | 41 | 300 | SH | DFND | 0 | 300 | 0 | 0 | |
Salesforce Com | Com | 79466L302 | 3,449 | 14,120 | SH | SOLE | 0 | 14,120 | 0 | 0 | |
Salesforce Com | Com | 79466L302 | 4 | 15 | SH | DFND | 0 | 15 | 0 | 0 | |
Consumer Discret Sel Sect SPDR | Com | 81369Y407 | 254 | 1,420 | SH | SOLE | 0 | 1,420 | 0 | 0 | |
Sector Spdr Tech Select | Com | 81369Y803 | 380 | 2,572 | SH | SOLE | 0 | 2,572 | 0 | 0 | |
Select Sector Spdr Communication Services ETF | Com | 81369Y852 | 230 | 2,845 | SH | SOLE | 0 | 2,845 | 0 | 0 | |
Stryker Corp | Com | 863667101 | 2,576 | 9,919 | SH | SOLE | 0 | 9,919 | 0 | 0 | |
TJX Cos Inc | Com | 872540109 | 3,225 | 47,833 | SH | SOLE | 0 | 47,833 | 0 | 0 | |
TJX Cos Inc | Com | 872540109 | 13 | 200 | SH | DFND | 0 | 200 | 0 | 0 | |
Texas Instruments Inc | Com | 882508104 | 2,086 | 10,846 | SH | SOLE | 0 | 10,846 | 0 | 0 | |
Thermo Fisher Scientific | Com | 883556102 | 3,326 | 6,593 | SH | SOLE | 0 | 6,593 | 0 | 0 | |
Thermo Fisher Scientific | Com | 883556102 | 5 | 9 | SH | DFND | 0 | 9 | 0 | 0 | |
Toronto Dominion Bank F | Com | 891160509 | 279 | 3,984 | SH | SOLE | 0 | 3,984 | 0 | 0 | |
Union Pacific Corp | Com | 907818108 | 2,753 | 12,518 | SH | SOLE | 0 | 12,518 | 0 | 0 | |
UnitedHealth Group Inc | Com | 91324P102 | 4,302 | 10,742 | SH | SOLE | 0 | 10,742 | 0 | 0 | |
UnitedHealth Group Inc | Com | 91324P102 | 16 | 39 | SH | DFND | 0 | 39 | 0 | 0 | |
Vanguard Index Fd Inc Intermediate Term | Com | 921937819 | 5,813 | 64,620 | SH | SOLE | 0 | 64,620 | 0 | 0 | |
Vanguard Index Fd Inc Intermediate Term | Com | 921937819 | 18 | 204 | SH | DFND | 0 | 204 | 0 | 0 | |
Vanguard Bond Index Fund Short Term Bond Etf | Com | 921937827 | 1,341 | 16,316 | SH | SOLE | 0 | 16,316 | 0 | 0 | |
Vanguard FTSE Developed Markets ETF | Com | 921943858 | 1,206 | 23,406 | SH | SOLE | 0 | 23,406 | 0 | 0 | |
Vanguard Emrg Mkt ETF | Com | 922042858 | 265 | 4,880 | SH | SOLE | 0 | 4,880 | 0 | 0 | |
Vanguard S&P 500 ETF | Com | 922908363 | 998 | 2,535 | SH | SOLE | 0 | 2,535 | 0 | 0 | |
Vanguard S&P 500 ETF | Com | 922908363 | 5 | 12 | SH | DFND | 0 | 12 | 0 | 0 | |
Vanguard Real Estate ETF | Com | 922908553 | 10,766 | 105,766 | SH | SOLE | 0 | 105,766 | 0 | 0 | |
Vanguard Real Estate ETF | Com | 922908553 | 24 | 238 | SH | DFND | 0 | 238 | 0 | 0 | |
Vanguard Mid Cap | Com | 922908629 | 256 | 1,077 | SH | SOLE | 0 | 1,077 | 0 | 0 | |
Vanguard Index Fds Growth ETF | Com | 922908736 | 349 | 1,216 | SH | SOLE | 0 | 1,216 | 0 | 0 | |
Vanguard Index Fds Value ETF | Com | 922908744 | 267 | 1,944 | SH | SOLE | 0 | 1,944 | 0 | 0 | |
Vanguard Total Stock Mkt | Com | 922908769 | 254 | 1,138 | SH | SOLE | 0 | 1,138 | 0 | 0 | |
Verizon Communications | Com | 92343V104 | 2,269 | 40,505 | SH | SOLE | 0 | 40,505 | 0 | 0 | |
Visa Inc Cl A | Com | 92826C839 | 2,823 | 12,073 | SH | SOLE | 0 | 12,073 | 0 | 0 | |
Visa Inc Cl A | Com | 92826C839 | 7 | 30 | SH | DFND | 0 | 30 | 0 | 0 | |
Accenture PLC-CL A | Com | G1151C101 | 3,140 | 10,650 | SH | SOLE | 0 | 10,650 | 0 | 0 | |
Accenture PLC-CL A | Com | G1151C101 | 4 | 14 | SH | DFND | 0 | 14 | 0 | 0 | |
Linde PLC Com | Com | G5494J103 | 283 | 980 | SH | SOLE | 0 | 980 | 0 | 0 | |
Linde PLC Com | Com | G5494J103 | 469 | 1,622 | SH | DFND | 0 | 1,622 | 0 | 0 |