The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abbott Laboratories | Com | 002824100 | 3,338 | 27,855 | SH | SOLE | 0 | 27,855 | 0 | 0 | |
Abbott Laboratories | Com | 002824100 | 6 | 50 | SH | DFND | 0 | 50 | 0 | 0 | |
Adobe Inc | Com | 00724F101 | 288 | 606 | SH | SOLE | 0 | 606 | 0 | 0 | |
Alphabet Inc Class C | Com | 02079K107 | 1,607 | 777 | SH | SOLE | 0 | 777 | 0 | 0 | |
Alphabet Inc Class A | Com | 02079K305 | 5,280 | 2,560 | SH | SOLE | 0 | 2,560 | 0 | 0 | |
Alphabet Inc Class A | Com | 02079K305 | 17 | 8 | SH | DFND | 0 | 8 | 0 | 0 | |
Amazon Com Inc | Com | 023135106 | 8,394 | 2,713 | SH | SOLE | 0 | 2,713 | 0 | 0 | |
Amazon Com Inc | Com | 023135106 | 40 | 13 | SH | DFND | 0 | 13 | 0 | 0 | |
American Tower Corp | Com | 03027X100 | 3,228 | 13,504 | SH | SOLE | 0 | 13,504 | 0 | 0 | |
American Tower Corp | Com | 03027X100 | 3 | 14 | SH | DFND | 0 | 14 | 0 | 0 | |
Apple Inc | Com | 037833100 | 8,985 | 73,555 | SH | SOLE | 0 | 73,555 | 0 | 0 | |
Apple Inc | Com | 037833100 | 24 | 200 | SH | DFND | 0 | 200 | 0 | 0 | |
Asensus Surgical Inc | Com | 04367G103 | 263 | 81,000 | SH | SOLE | 0 | 81,000 | 0 | 0 | |
Bank Of America Corp | Com | 060505104 | 602 | 15,553 | SH | SOLE | 0 | 15,553 | 0 | 0 | |
Bar Harbor Bankshares | Com | 066849100 | 1,046 | 35,555 | SH | SOLE | 0 | 35,555 | 0 | 0 | |
Bristol-Myers Squibb Co | Com | 110122108 | 234 | 3,710 | SH | SOLE | 0 | 3,710 | 0 | 0 | |
Chevron Corporation | Com | 166764100 | 2,167 | 20,683 | SH | SOLE | 0 | 20,683 | 0 | 0 | |
Chevron Corporation | Com | 166764100 | 3 | 24 | SH | DFND | 0 | 24 | 0 | 0 | |
Constellation Brand Cl A | Com | 21036P108 | 2,091 | 9,172 | SH | SOLE | 0 | 9,172 | 0 | 0 | |
Costco Wholesale Corp | Com | 22160K105 | 3,841 | 10,898 | SH | SOLE | 0 | 10,898 | 0 | 0 | |
Crown Castle Intl Corp New | Com | 22822V101 | 4,016 | 23,333 | SH | SOLE | 0 | 23,333 | 0 | 0 | |
Crown Castle Intl Corp New | Com | 22822V101 | 4 | 24 | SH | DFND | 0 | 24 | 0 | 0 | |
Danaher Corp | Com | 235851102 | 3,220 | 14,304 | SH | SOLE | 0 | 14,304 | 0 | 0 | |
Danaher Corp | Com | 235851102 | 3 | 15 | SH | DFND | 0 | 15 | 0 | 0 | |
Disney Walt Co | Com | 254687106 | 3,154 | 17,093 | SH | SOLE | 0 | 17,093 | 0 | 0 | |
Disney Walt Co | Com | 254687106 | 2 | 10 | SH | DFND | 0 | 10 | 0 | 0 | |
Ecolab Inc | Com | 278865100 | 1,010 | 4,719 | SH | SOLE | 0 | 4,719 | 0 | 0 | |
Ecolab Inc | Com | 278865100 | 4 | 19 | SH | DFND | 0 | 19 | 0 | 0 | |
Emerson Electric Co | Com | 291011104 | 209 | 2,322 | SH | SOLE | 0 | 2,322 | 0 | 0 | |
Extra Space Storage Inc Com | Com | 30225T102 | 1,037 | 7,820 | SH | SOLE | 0 | 7,820 | 0 | 0 | |
Exxon Mobil Corporation | Com | 30231G102 | 400 | 7,160 | SH | SOLE | 0 | 7,160 | 0 | 0 | |
Facebook Inc Class A | Com | 30303M102 | 4,563 | 15,491 | SH | SOLE | 0 | 15,491 | 0 | 0 | |
Facebook Inc Class A | Com | 30303M102 | 7 | 25 | SH | DFND | 0 | 25 | 0 | 0 | |
Fidus Invt Corp | Com | 316500107 | 869 | 55,912 | SH | SOLE | 0 | 55,912 | 0 | 0 | |
First Rep Bk San Francisco Cal Com | Com | 33616C100 | 2,918 | 17,501 | SH | SOLE | 0 | 17,501 | 0 | 0 | |
First Rep Bk San Francisco Cal Com | Com | 33616C100 | 5 | 28 | SH | DFND | 0 | 28 | 0 | 0 | |
Home Depot Inc | Com | 437076102 | 2,682 | 8,786 | SH | SOLE | 0 | 8,786 | 0 | 0 | |
Home Depot Inc | Com | 437076102 | 49 | 162 | SH | DFND | 0 | 162 | 0 | 0 | |
Honeywell International | Com | 438516106 | 2,699 | 12,434 | SH | SOLE | 0 | 12,434 | 0 | 0 | |
Honeywell International | Com | 438516106 | 169 | 780 | SH | DFND | 0 | 780 | 0 | 0 | |
Intercontinental Exchange | Com | 45866F104 | 1,864 | 16,692 | SH | SOLE | 0 | 16,692 | 0 | 0 | |
Intuitive Surgical Inc New | Com | 46120E602 | 1,351 | 1,828 | SH | SOLE | 0 | 1,828 | 0 | 0 | |
Ishares Trust S&P 500 | Com | 464287200 | 204 | 513 | SH | SOLE | 0 | 513 | 0 | 0 | |
iShares Core US Aggregate Bond | Com | 464287226 | 31,009 | 272,414 | SH | SOLE | 0 | 272,414 | 0 | 0 | |
iShares Core US Aggregate Bond | Com | 464287226 | 101 | 886 | SH | DFND | 0 | 886 | 0 | 0 | |
Ishares Tr Barclays 1-3 Year Treas Bond | Com | 464287457 | 696 | 8,069 | SH | SOLE | 0 | 8,069 | 0 | 0 | |
iShares Tr MSCI EAFE ETF | Com | 464287465 | 1,285 | 16,934 | SH | SOLE | 0 | 16,934 | 0 | 0 | |
Ishares Russell Midcap Index Fund | Com | 464287499 | 241 | 3,256 | SH | SOLE | 0 | 3,256 | 0 | 0 | |
Ishares Tr S&P Midcap | Com | 464287507 | 8,837 | 33,953 | SH | SOLE | 0 | 33,953 | 0 | 0 | |
Ishares Tr S&P Midcap | Com | 464287507 | 9 | 35 | SH | DFND | 0 | 35 | 0 | 0 | |
Ishares Tr Russell 1000 Growth Fund | Com | 464287614 | 960 | 3,951 | SH | SOLE | 0 | 3,951 | 0 | 0 | |
Ishares Tr Dow Jones Re | Com | 464287739 | 324 | 3,525 | SH | SOLE | 0 | 3,525 | 0 | 0 | |
Ishares U.S. Healthcare ETF | Com | 464287762 | 283 | 1,120 | SH | SOLE | 0 | 1,120 | 0 | 0 | |
Ishares Tr S&P Muni Fund | Com | 464288158 | 253 | 2,350 | SH | SOLE | 0 | 2,350 | 0 | 0 | |
Ishares Trust S&P Natl Amt Free Muni | Com | 464288414 | 4,996 | 43,047 | SH | SOLE | 0 | 43,047 | 0 | 0 | |
Ishares Trust Iboxx $ High Yield Corp | Com | 464288513 | 2,468 | 28,309 | SH | SOLE | 0 | 28,309 | 0 | 0 | |
iShares MSCI KLD400 Social ETF | Com | 464288570 | 512 | 6,700 | SH | SOLE | 0 | 6,700 | 0 | 0 | |
Ishares Trust Barclays | Com | 464288588 | 269 | 2,485 | SH | SOLE | 0 | 2,485 | 0 | 0 | |
JPMorgan Chase & Co | Com | 46625H100 | 4,547 | 29,870 | SH | SOLE | 0 | 29,870 | 0 | 0 | |
JPMorgan Chase & Co | Com | 46625H100 | 14 | 90 | SH | DFND | 0 | 90 | 0 | 0 | |
Johnson & Johnson | Com | 478160104 | 2,306 | 14,031 | SH | SOLE | 0 | 14,031 | 0 | 0 | |
Johnson & Johnson | Com | 478160104 | 7 | 40 | SH | DFND | 0 | 40 | 0 | 0 | |
Lemonade Inc | Com | 52567D107 | 224 | 2,400 | SH | SOLE | 0 | 2,400 | 0 | 0 | |
Lilly Eli & Company | Com | 532457108 | 2,421 | 12,960 | SH | SOLE | 0 | 12,960 | 0 | 0 | |
Markel Corp Com | Com | 570535104 | 723 | 634 | SH | SOLE | 0 | 634 | 0 | 0 | |
Markel Corp Com | Com | 570535104 | 2 | 2 | SH | DFND | 0 | 2 | 0 | 0 | |
Marsh & McLennan Cos Inc | Com | 571748102 | 1,019 | 8,368 | SH | SOLE | 0 | 8,368 | 0 | 0 | |
Marsh & McLennan Cos Inc | Com | 571748102 | 4 | 36 | SH | DFND | 0 | 36 | 0 | 0 | |
Mastercard Inc - A | Com | 57636Q104 | 3,087 | 8,670 | SH | SOLE | 0 | 8,670 | 0 | 0 | |
Mastercard Inc - A | Com | 57636Q104 | 7 | 20 | SH | DFND | 0 | 20 | 0 | 0 | |
Mc Donalds Corp | Com | 580135101 | 371 | 1,654 | SH | SOLE | 0 | 1,654 | 0 | 0 | |
Merck & Co Inc New | Com | 58933Y105 | 107 | 1,382 | SH | SOLE | 0 | 1,382 | 0 | 0 | |
Merck & Co Inc New | Com | 58933Y105 | 104 | 1,350 | SH | DFND | 0 | 1,350 | 0 | 0 | |
Microsoft Corp | Com | 594918104 | 8,915 | 37,812 | SH | SOLE | 0 | 37,812 | 0 | 0 | |
Microsoft Corp | Com | 594918104 | 28 | 120 | SH | DFND | 0 | 120 | 0 | 0 | |
Microchip Technology Inc | Com | 595017104 | 1,168 | 7,524 | SH | SOLE | 0 | 7,524 | 0 | 0 | |
Nextera Energy Partners LP Com Unit Part In | Com | 65341B106 | 3,101 | 42,555 | SH | SOLE | 0 | 42,555 | 0 | 0 | |
Nike Inc Class B | Com | 654106103 | 4,105 | 30,889 | SH | SOLE | 0 | 30,889 | 0 | 0 | |
Nike Inc Class B | Com | 654106103 | 9 | 65 | SH | DFND | 0 | 65 | 0 | 0 | |
Nvidia Corp | Com | 67066G104 | 2,830 | 5,301 | SH | SOLE | 0 | 5,301 | 0 | 0 | |
Paypal Holdings Inco | Com | 70450Y103 | 3,854 | 15,872 | SH | SOLE | 0 | 15,872 | 0 | 0 | |
Pepsico Incorporated | Com | 713448108 | 3,050 | 21,563 | SH | SOLE | 0 | 21,563 | 0 | 0 | |
Pfizer Incorporated | Com | 717081103 | 754 | 20,816 | SH | SOLE | 0 | 20,816 | 0 | 0 | |
Raytheon Technologies Corp | Com | 75513E101 | 281 | 3,643 | SH | SOLE | 0 | 3,643 | 0 | 0 | |
Rockwell Automation Inc | Com | 773903109 | 287 | 1,083 | SH | SOLE | 0 | 1,083 | 0 | 0 | |
Rockwell Automation Inc | Com | 773903109 | 106 | 400 | SH | DFND | 0 | 400 | 0 | 0 | |
S&P Global Inc | Com | 78409V104 | 2,030 | 5,752 | SH | SOLE | 0 | 5,752 | 0 | 0 | |
SPDR Trust Unit Sr 1 | Com | 78462F103 | 5,617 | 14,172 | SH | SOLE | 0 | 14,172 | 0 | 0 | |
SPDR Trust Unit Sr 1 | Com | 78462F103 | 14 | 36 | SH | DFND | 0 | 36 | 0 | 0 | |
Spdr Series Trust S&P Biotech ETF | Com | 78464A870 | 3,236 | 23,859 | SH | SOLE | 0 | 23,859 | 0 | 0 | |
Spdr Series Trust S&P Biotech ETF | Com | 78464A870 | 41 | 300 | SH | DFND | 0 | 300 | 0 | 0 | |
Salesforce Com | Com | 79466L302 | 2,966 | 13,998 | SH | SOLE | 0 | 13,998 | 0 | 0 | |
Salesforce Com | Com | 79466L302 | 3 | 15 | SH | DFND | 0 | 15 | 0 | 0 | |
Consumer Discret Sel Sect SPDR | Com | 81369Y407 | 239 | 1,420 | SH | SOLE | 0 | 1,420 | 0 | 0 | |
Sector Spdr Tech Select | Com | 81369Y803 | 342 | 2,572 | SH | SOLE | 0 | 2,572 | 0 | 0 | |
Select Sector Spdr Communication Services ETF | Com | 81369Y852 | 209 | 2,845 | SH | SOLE | 0 | 2,845 | 0 | 0 | |
Stryker Corp | Com | 863667101 | 2,384 | 9,788 | SH | SOLE | 0 | 9,788 | 0 | 0 | |
TJX Cos Inc | Com | 872540109 | 7,739 | 116,998 | SH | SOLE | 0 | 116,998 | 0 | 0 | |
TJX Cos Inc | Com | 872540109 | 13 | 200 | SH | DFND | 0 | 200 | 0 | 0 | |
Texas Instruments Inc | Com | 882508104 | 2,010 | 10,636 | SH | SOLE | 0 | 10,636 | 0 | 0 | |
Thermo Fisher Scientific | Com | 883556102 | 2,995 | 6,562 | SH | SOLE | 0 | 6,562 | 0 | 0 | |
Thermo Fisher Scientific | Com | 883556102 | 4 | 9 | SH | DFND | 0 | 9 | 0 | 0 | |
Union Pacific Corp | Com | 907818108 | 2,507 | 11,375 | SH | SOLE | 0 | 11,375 | 0 | 0 | |
UnitedHealth Group Inc | Com | 91324P102 | 4,249 | 11,421 | SH | SOLE | 0 | 11,421 | 0 | 0 | |
UnitedHealth Group Inc | Com | 91324P102 | 15 | 39 | SH | DFND | 0 | 39 | 0 | 0 | |
Vanguard Index Fd Inc Intermediate Term | Com | 921937819 | 9,850 | 111,011 | SH | SOLE | 0 | 111,011 | 0 | 0 | |
Vanguard Index Fd Inc Intermediate Term | Com | 921937819 | 18 | 204 | SH | DFND | 0 | 204 | 0 | 0 | |
Vanguard Bond Index Fund Short Term Bond Etf | Com | 921937827 | 1,398 | 17,014 | SH | SOLE | 0 | 17,014 | 0 | 0 | |
Vanguard FTSE Developed Markets ETF | Com | 921943858 | 1,139 | 23,193 | SH | SOLE | 0 | 23,193 | 0 | 0 | |
Vanguard Emrg Mkt ETF | Com | 922042858 | 254 | 4,880 | SH | SOLE | 0 | 4,880 | 0 | 0 | |
Vanguard S&P 500 ETF | Com | 922908363 | 930 | 2,553 | SH | SOLE | 0 | 2,553 | 0 | 0 | |
Vanguard S&P 500 ETF | Com | 922908363 | 1 | 4 | SH | DFND | 0 | 4 | 0 | 0 | |
Vanguard Real Estate ETF | Com | 922908553 | 9,210 | 100,258 | SH | SOLE | 0 | 100,258 | 0 | 0 | |
Vanguard Real Estate ETF | Com | 922908553 | 7 | 72 | SH | DFND | 0 | 72 | 0 | 0 | |
Vanguard Mid Cap | Com | 922908629 | 203 | 917 | SH | SOLE | 0 | 917 | 0 | 0 | |
Vanguard Index Fds Growth ETF | Com | 922908736 | 313 | 1,216 | SH | SOLE | 0 | 1,216 | 0 | 0 | |
Vanguard Index Fds Value ETF | Com | 922908744 | 318 | 2,421 | SH | SOLE | 0 | 2,421 | 0 | 0 | |
Vanguard Total Stock Mkt | Com | 922908769 | 234 | 1,134 | SH | SOLE | 0 | 1,134 | 0 | 0 | |
Verizon Communications | Com | 92343V104 | 2,303 | 39,602 | SH | SOLE | 0 | 39,602 | 0 | 0 | |
Visa Inc Cl A | Com | 92826C839 | 2,569 | 12,133 | SH | SOLE | 0 | 12,133 | 0 | 0 | |
Visa Inc Cl A | Com | 92826C839 | 6 | 30 | SH | DFND | 0 | 30 | 0 | 0 | |
XS Financial Inc | Com | 983861105 | 6 | 26,500 | SH | SOLE | 0 | 26,500 | 0 | 0 | |
Accenture PLC-CL A | Com | G1151C101 | 3,009 | 10,891 | SH | SOLE | 0 | 10,891 | 0 | 0 | |
Accenture PLC-CL A | Com | G1151C101 | 4 | 14 | SH | DFND | 0 | 14 | 0 | 0 | |
Eaton Corp Plc | Com | G29183103 | 553 | 4,000 | SH | SOLE | 0 | 4,000 | 0 | 0 | |
Linde PLC Com | Com | G5494J103 | 275 | 980 | SH | SOLE | 0 | 980 | 0 | 0 | |
Linde PLC Com | Com | G5494J103 | 454 | 1,622 | SH | DFND | 0 | 1,622 | 0 | 0 |