SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Atkinson Heather

(Last) (First) (Middle)
C/O VENU HOLDING CORPORATION
1755 TELSTAR DRIVE, SUITE 501

(Street)
COLORADO SPRINGS CO 80920

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/25/2024
3. Issuer Name and Ticker or Trading Symbol
Venu Holding Corp [ VENU ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $0.001 148,248 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Compensatory Warrant (right to buy) 05/27/2020 05/27/2025 Common Stock, par value $0.001 33,335 $1.2 D
Compensatory Warrant (right to buy) (1) 04/05/2026 Common Stock, par value $0.001 16,666 $0.12 D
Compensatory Warrant (right to buy) (2) 04/11/2036 Common Stock, par value $0.001 125,000 $2 D
Compensatory Warrant (right to buy) 10/11/2022 10/11/2027 Common Stock, par value $0.001 150,000 $3 D
Compensatory Warrant (right to buy) (3) 02/28/2031 Common Stock, par value $0.001 200,000 $10 D
Compensatory Warrant (right to buy) (4) 10/01/2031 Common Stock, par value $0.001 92,083 $10 D
Explanation of Responses:
1. This warrant was granted on April 5, 2021, and began vesting in four equal annual installments beginning on April 5, 2022.
2. This warrant was granted on April 11, 2022, and began vesting in four equal annual installments beginning on April 11, 2023.
3. This warrant was granted on February 28, 2024, and began vesting according to the following schedule: 66,667 shares of common stock, par value $0.001 per share, underlying the warrant ("Warrant Shares") vested on the grant date; 66,667 Warrant Shares will vest on February 28, 2025, and 66,666 Warrant Shares will vest on February 28, 2026.
4. This warrant was granted on October 1, 2024, and began vesting according to the following schedule: 30,695 shares of common stock, par value $0.001 per share, underlying the warrant ("Warrant Shares") vested on the grant date; 30,694 Warrant Shares will vest on October 1, 2025, and 30,694 Warrant Shares will vest on October 1, 2026.
/s/ Heather Atkinson 12/04/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.