0001769359-23-000002.txt : 20230419 0001769359-23-000002.hdr.sgml : 20230419 20230419095255 ACCESSION NUMBER: 0001769359-23-000002 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MITNICK,SCOTT,WAYNE, FILED AS OF DATE: 20230418 DATE AS OF CHANGE: 20230419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kosmont Transactions Services, Inc. CENTRAL INDEX KEY: 0001769359 IRS NUMBER: 833489675 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-05511 FILM NUMBER: 23828717 BUSINESS ADDRESS: STREET 1: 1230 ROSECRANS AVE. STE. 630 CITY: MANHATTAN BEACH STATE: CA ZIP: 90266 BUSINESS PHONE: 4242971070 MAIL ADDRESS: STREET 1: 1601 N. SEPULVEDA BLVD. #382 CITY: MANHATTAN BEACH STATE: CA ZIP: 90266 MA-I/A 1 primary_doc.xml MA-I/A 0001769359 XXXXXXXX Daniel P. Massiello 4242971073 dmassiello@kosmontfinancial.com lkosmont@kosmontfinancial.com N 0001769359-22-000006 Y Scott Wayne Mitnick N 1 0001769359 Kosmont Transactions Services, Inc. Kosmont Financial Services 07-31-2022 N 867-02452 LOCATED SUPERVISED 07-31-2022 2301 Rosecrans Ave., #4140 EL SEGUNDO CA 92045 07-2022 KOSMONT TRANSACTIONS SERVICES, INC. EL SEGUNDO CA 92045 Y N SR. VICE PRESIDENT 03-2022 06-2022 UNEMPLOYED THOUSAND OAKS CA 91362 N N UNEMPLOYED 07-2019 02-2022 CITY OF EL SEGUNDO EL SEGUNDO CA 90254 N N CITY MANAGER 03-2019 06-2019 KNN PUBLIC FINANCE OAKLAND CA 94612 Y N DIRECTOR 01-2017 02-2019 COUNTY OF SUTTER YUBA CITY CA 95993 N N COUNTY ADMINISTRATOR 09-2016 12-2016 STIFEL NICOLAUS & COMPANY, INC. LOS ANGELS CA 90071 N N MANAGING DIRECTOR 07-2000 07-2016 CITY OF THOUSAND OAKS THOUSAND OAKS CA 91362 N N CITY MANAGER N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-18-2023 Daniel P. Massiello Chief Compliance Officer