0001667731-21-000328.txt : 20211202 0001667731-21-000328.hdr.sgml : 20211202 20211202162506 ACCESSION NUMBER: 0001667731-21-000328 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211129 FILED AS OF DATE: 20211202 DATE AS OF CHANGE: 20211202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fitzgerald Leanne CENTRAL INDEX KEY: 0001783261 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39030 FILM NUMBER: 211466897 MAIL ADDRESS: STREET 1: 1 WAYSIDE ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cerence Inc. CENTRAL INDEX KEY: 0001768267 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 834719946 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 15 WAYSIDE ROAD CITY: BURLINGTON STATE: MA ZIP: 01880 BUSINESS PHONE: 617-580-0843 MAIL ADDRESS: STREET 1: 15 WAYSIDE ROAD CITY: BURLINGTON STATE: MA ZIP: 01880 FORMER COMPANY: FORMER CONFORMED NAME: Cerence LLC DATE OF NAME CHANGE: 20190513 FORMER COMPANY: FORMER CONFORMED NAME: Diamond SpinCo, LLC DATE OF NAME CHANGE: 20190215 4 1 fitzgerald11292021.xml X0306 4 2021-11-29 0 0001768267 Cerence Inc. CRNC 0001783261 Fitzgerald Leanne 1 BURLINGTON WOODS 3RD FLOOR, SUITE #301A BURLINGTON MA 01803 0 1 0 0 General Counsel Common Stock 2021-11-29 4 S 0 663 79.20 D 53045 D Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Leanne Fitzgerald attorney-in-fact 2021-12-02