0001768130-20-000003.txt : 20200729 0001768130-20-000003.hdr.sgml : 20200729 20200728212841 ACCESSION NUMBER: 0001768130-20-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200729 DATE AS OF CHANGE: 20200728 EFFECTIVENESS DATE: 20200729 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOWARD FINANCIAL SERVICES, LTD. CENTRAL INDEX KEY: 0001768130 IRS NUMBER: 000000000 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19410 FILM NUMBER: 201055350 BUSINESS ADDRESS: STREET 1: 8350 MEADOW ROAD STREET 2: SUITE 181 CITY: DALLAS STATE: TX ZIP: 75231 BUSINESS PHONE: 214-346-0785 MAIL ADDRESS: STREET 1: 8350 MEADOW ROAD STREET 2: SUITE 181 CITY: DALLAS STATE: TX ZIP: 75231 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001768130 XXXXXXXX 06-30-2020 06-30-2020 HOWARD FINANCIAL SERVICES, LTD.

8350 MEADOW ROAD SUITE 181 DALLAS TX 75231

13F HOLDINGS REPORT 028-19410 N Jeff Ramsey 214-346-0760 Jeff Ramsey Dallas TX 07-28-2020 0 114 140765 false INFORMATION TABLE 2 bates_howard2q2020.inftbl.xml SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 456 9205 SH SOLE 0 0 9205 PEPSICO INC COM 713448108 1170 8849 SH SOLE 0 0 8849 PHILIP MORRIS INTL INC COM 718172109 273 3896 SH SOLE 0 0 3896 NRG ENERGY INC DBCV 2.750% 6/0 629377CG5 29 29000 PRN SOLE 0 0 29000 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 717 50108 SH SOLE 0 0 50108 CHEVRON CORP NEW COM 166764100 257 2877 SH SOLE 0 0 2877 CEMEX SAB DE CV SPON ADR NEW 151290889 31 10610 SH SOLE 0 0 10610 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 435 13706 SH SOLE 0 0 13706 GENERAL ELECTRIC CO COM 369604103 212 31030 SH SOLE 0 0 31030 MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 595017AF1 21 14000 PRN SOLE 0 0 14000 MANAGED PORTFOLIO SER TORTOISE NRAM PI 56167N720 6591 398876 SH SOLE 0 0 398876 INVESCO ACTIVELY MANAGED ETF BLNCD MLTI AST 46090A200 172 12983 SH SOLE 0 0 12983 ENLINK MIDSTREAM LLC COM UNIT REP LTD 29336T100 24 10000 SH SOLE 0 0 10000 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 3836 128935 SH SOLE 0 0 128935 COMSTOCK RES INC COM 205768302 745 170050 SH SOLE 0 0 170050 AMBEV SA SPONSORED ADR 02319V103 35 13223 SH SOLE 0 0 13223 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 802 15362 SH SOLE 0 0 15362 INVESCO QQQ TR UNIT SER 1 46090E103 4152 16769 SH SOLE 0 0 16769 ISHARES TR USA QUALITY FCTR 46432F339 9233 96258 SH SOLE 0 0 96258 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 10224 87250 SH SOLE 0 0 87250 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 56 47000 PRN SOLE 0 0 47000 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 615 11225 SH SOLE 0 0 11225 VANGUARD WORLD FDS INF TECH ETF 92204A702 711 2550 SH SOLE 0 0 2550 WISDOMTREE TR US QTLY DIV GRT 97717X669 2178 47882 SH SOLE 0 0 47882 DYNEX CAP INC COM 26817Q886 177 12360 SH SOLE 0 0 12360 AIR TRANSPORT SERVICES GRP I NOTE 1.125%10/1 00922RAB1 14 15000 PRN SOLE 0 0 15000 NETFLIX INC COM 64110L106 376 826 SH SOLE 0 0 826 TWO HBRS INVT CORP COM NEW 90187B408 534 105899 SH SOLE 0 0 105899 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 891 36589 SH SOLE 0 0 36589 FACEBOOK INC CL A 30303M102 261 1149 SH SOLE 0 0 1149 HILLTOP HOLDINGS INC COM 432748101 312 16894 SH SOLE 0 0 16894 TEXAS INSTRS INC COM 882508104 222 1750 SH SOLE 0 0 1750 AGNC INVT CORP COM 00123Q104 235 18187 SH SOLE 0 0 18187 WISDOMTREE TR EM EX ST-OWNED 97717X578 3908 130647 SH SOLE 0 0 130647 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 946 18328 SH SOLE 0 0 18328 DOCUSIGN INC NOTE 0.500% 9/1 256163AB2 29 12000 PRN SOLE 0 0 12000 SPDR S&P 500 ETF TR TR UNIT 78462F103 6451 20919 SH SOLE 0 0 20919 SPDR GOLD TR GOLD SHS 78463V107 350 2091 SH SOLE 0 0 2091 EZCORP INC CL A NON VTG 302301106 140 22185 SH SOLE 0 0 22185 CAMPING WORLD HLDGS INC CL A 13462K109 815 30000 SH SOLE 0 0 30000 MERCK & CO. INC COM 58933Y105 213 2753 SH SOLE 0 0 2753 INDEPENDENT BK GROUP INC COM 45384B106 1062 26207 SH SOLE 0 0 26207 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 316 15839 SH SOLE 0 0 15839 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 18750 184257 SH SOLE 0 0 184257 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 1692 71257 SH SOLE 0 0 71257 BK OF AMERICA CORP COM 060505104 275 11568 SH SOLE 0 0 11568 INVESCO ACTIVELY MANAGED ETF TOTAL RETURN 46090A804 233 4082 SH SOLE 0 0 4082 ISHARES TR 1 3 YR TREAS BD 464287457 2276 26280 SH SOLE 0 0 26280 ISHARES TR CORE S&P500 ETF 464287200 2381 7689 SH SOLE 0 0 7689 J P MORGAN EXCHANGE-TRADED F BETBULD JAPAN 46641Q712 299 13025 SH SOLE 0 0 13025 BLACK STONE MINERALS L P COM UNIT 09225M101 456 70189 SH SOLE 0 0 70189 II-VI INC NOTE 0.250% 9/0 902104AB4 17 14000 PRN SOLE 0 0 14000 APPLE INC COM 037833100 5169 14169 SH SOLE 0 0 14169 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 400 7850 SH SOLE 0 0 7850 CONMED CORP NOTE 2.625% 2/0 207410AF8 32 31000 PRN SOLE 0 0 31000 ALPHABET INC CAP STK CL C 02079K107 311 220 SH SOLE 0 0 220 UGI CORP NEW COM 902681105 239 7500 SH SOLE 0 0 7500 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 1799 26813 SH SOLE 0 0 26813 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 607 7297 SH SOLE 0 0 7297 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 33 31000 PRN SOLE 0 0 31000 LIVE NATION ENTERTAINMENT IN NOTE 2.500% 3/1 538034AQ2 14 14000 PRN SOLE 0 0 14000 BIOMARIN PHARMACEUTICAL INC NOTE 1.500%10/1 09061GAF8 41 31000 PRN SOLE 0 0 31000 DORCHESTER MINERALS LP COM UNIT 25820R105 220 17234 SH SOLE 0 0 17234 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 321 2714 SH SOLE 0 0 2714 JPMORGAN CHASE & CO COM 46625H100 750 7976 SH SOLE 0 0 7976 AMGEN INC COM 031162100 301 1276 SH SOLE 0 0 1276 ANNALY CAPITAL MANAGEMENT IN COM 035710409 258 39350 SH SOLE 0 0 39350 JOHNSON & JOHNSON COM 478160104 338 2401 SH SOLE 0 0 2401 ISHARES TR MSCI LW CRB TG 46434V464 303 2507 SH SOLE 0 0 2507 CISCO SYS INC COM 17275R102 250 5367 SH SOLE 0 0 5367 REPLIGEN CORP NOTE 0.375% 7/1 759916AB5 19 15000 PRN SOLE 0 0 15000 VIPER ENERGY PARTNERS LP COM UNT RP INT 92763M105 184 17724 SH SOLE 0 0 17724 CONDUENT INC COM 206787103 24 10000 SH SOLE 0 0 10000 J P MORGAN EXCHANGE-TRADED F BETABULDRS CDA 46641Q696 359 15900 SH SOLE 0 0 15900 SABINE ROYALTY TR UNIT BEN INT 785688102 670 24155 SH SOLE 0 0 24155 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 349 9510 SH SOLE 0 0 9510 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 18979 366745 SH SOLE 0 0 366745 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 352 3515 SH SOLE 0 0 3515 VERIZON COMMUNICATIONS INC COM 92343V104 205 3716 SH SOLE 0 0 3716 SPDR SER TR SPDR BLOOMBERG 78468R663 458 5005 SH SOLE 0 0 5005 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 393 11731 SH SOLE 0 0 11731 SPDR SER TR PRTFLO S&P500 HI 78468R788 253 9073 SH SOLE 0 0 9073 NORTHROP GRUMMAN CORP COM 666807102 507 1649 SH SOLE 0 0 1649 MICROSOFT CORP COM 594918104 1893 9302 SH SOLE 0 0 9302 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 699 25301 SH SOLE 0 0 25301 INTEL CORP COM 458140100 365 6095 SH SOLE 0 0 6095 WIX COM LTD NOTE 7/0 92940WAB5 24 13000 PRN SOLE 0 0 13000 LIBERTY MEDIA CORP DEL NOTE 1.375%10/1 531229AB8 33 31000 PRN SOLE 0 0 31000 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 1410 198017 SH SOLE 0 0 198017 ISHARES TR INTL QLTY FACTOR 46434V456 4281 145572 SH SOLE 0 0 145572 ON SEMICONDUCTOR CORP NOTE 1.000%12/0 682189AK1 29 25000 PRN SOLE 0 0 25000 COLONY STARWOOD HOMES NOTE 3.500% 1/1 19625XAB8 44 34000 PRN SOLE 0 0 34000 ALPHABET INC CAP STK CL A 02079K305 252 178 SH SOLE 0 0 178 LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 3594 145978 SH SOLE 0 0 145978 SPDR SER TR S&P 600 SMCP VAL 78464A300 450 9154 SH SOLE 0 0 9154 ISHARES TR MSCI EAFE ETF 464287465 511 8400 SH SOLE 0 0 8400 MARRIOTT VACTINS WORLDWID CO NOTE 1.500% 9/1 57164YAB3 23 25000 PRN SOLE 0 0 25000 J P MORGAN EXCHANGE-TRADED F BETBULD EUROPE 46641Q720 295 13300 SH SOLE 0 0 13300 LANDMARK INFRASTRUCTURE LP COM UNIT LTD 51508J108 136 13745 SH SOLE 0 0 13745 SOUTHWEST AIRLS CO COM 844741108 656 19192 SH SOLE 0 0 19192 CHIPOTLE MEXICAN GRILL INC COM 169656105 1842 1750 SH SOLE 0 0 1750 UBER TECHNOLOGIES INC COM 90353T100 213 6850 SH SOLE 0 0 6850 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 56 10073 SH SOLE 0 0 10073 SPLUNK INC NOTE 0.500% 9/1 848637AC8 34 24000 PRN SOLE 0 0 24000 EXACT SCIENCES CORP NOTE 0.375% 3/1 30063PAB1 15 15000 PRN SOLE 0 0 15000 WORKDAY INC NOTE 0.250%10/0 98138HAF8 15 11000 PRN SOLE 0 0 11000 BOEING CO COM 097023105 704 3840 SH SOLE 0 0 3840 ZYNGA INC NOTE 0.250% 6/0 98986TAB4 33 26000 PRN SOLE 0 0 26000 AMERICAN AIRLS GROUP INC NOTE 6.500% 7/0 02376RAF9 16 17000 PRN SOLE 0 0 17000 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 29 23000 PRN SOLE 0 0 23000 ALTRIA GROUP INC COM 02209S103 243 6185 SH SOLE 0 0 6185 AMAZON COM INC COM 023135106 1824 661 SH SOLE 0 0 661 EXXON MOBIL CORP COM 30231G102 272 6088 SH SOLE 0 0 6088 LIBERTY MEDIA CORP DEL NOTE 1.000% 1/3 531229AF9 30 28000 PRN SOLE 0 0 28000