Chief Compliance Officer

0001398344-22-013513.txt : 20220719 0001398344-22-013513.hdr.sgml : 20220719 20220719104810 ACCESSION NUMBER: 0001398344-22-013513 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220719 DATE AS OF CHANGE: 20220719 EFFECTIVENESS DATE: 20220719 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lehman & Derafelo Financial Resources LLC CENTRAL INDEX KEY: 0001767952 IRS NUMBER: 823951929 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19273 FILM NUMBER: 221090728 BUSINESS ADDRESS: STREET 1: 1215 W. BALTIMORE PIKE STREET 2: SUITE 8 CITY: MEDIA STATE: PA ZIP: 19063 BUSINESS PHONE: 610-565-2343 MAIL ADDRESS: STREET 1: 1215 W. BALTIMORE PIKE STREET 2: SUITE 8 CITY: MEDIA STATE: PA ZIP: 19063 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001767952 XXXXXXXX 06-30-2022 06-30-2022 false Lehman & Derafelo Financial Resources LLC

1215 W. BALTIMORE PIKE SUITE 8 MEDIA PA 19063

13F HOLDINGS REPORT 028-19273 N Richard Derafelo Chief Compliance Officer 610-565-2343 /s/ Richard Derafelo Media PA 07-19-2022 0 204 323296 INFORMATION TABLE 2 fp0077874_13fhr-table.xml 13F INFORMATION TABLE ABBOTT LABS COM 002824100 241 2222 SH SOLE 2222 0 0 ABBVIE INC COM 00287Y109 565 3691 SH SOLE 3691 0 0 ALPHABET INC CAP STK CL C 02079K107 728 333 SH SOLE 333 0 0 ALPHABET INC CAP STK CL A 02079K305 599 275 SH SOLE 275 0 0 AMAZON COM INC COM 023135106 13550 127576 SH SOLE 127576 0 0 AMERICAN ELEC PWR CO INC COM 025537101 413 4304 SH SOLE 4304 0 0 APPLE INC COM 037833100 5711 41769 SH SOLE 41769 0 0 AT&T INC COM 00206R102 465 22173 SH SOLE 22173 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 15973 58504 SH SOLE 58504 0 0 BIONANO GENOMICS INC COM 09075F107 19 14000 SH SOLE 14000 0 0 BK OF AMERICA CORP COM 060505104 8305 266796 SH SOLE 266796 0 0 BLACKROCK CR ALLOCATION INCO COM 092508100 2053 188553 SH SOLE 188553 0 0 BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 09257P105 1339 60229 SH SOLE 60229 0 0 BOEING CO COM 097023105 277 2027 SH SOLE 2027 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 260 3359 SH SOLE 3359 0 0 CATERPILLAR INC COM 149123101 326 1825 SH SOLE 1825 0 0 CHEVRON CORP NEW COM 166764100 724 5002 SH SOLE 5002 0 0 CITIGROUP INC COM NEW 172967424 275 5987 SH SOLE 5987 0 0 COCA COLA CO COM 191216100 338 5342 SH SOLE 5342 0 0 CONSOLIDATED EDISON INC COM 209115104 259 2724 SH SOLE 2724 0 0 COSTCO WHSL CORP NEW COM 22160K105 559 1166 SH SOLE 1166 0 0 CVS HEALTH CORP COM 126650100 10261 110742 SH SOLE 110742 0 0 DANIMER SCIENTIFIC INC COM CL A 236272100 91 20000 SH SOLE 20000 0 0 DISNEY WALT CO COM 254687106 661 7007 SH SOLE 7007 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1302 12146 SH SOLE 12146 0 0 ELEVANCE HEALTH INC COM 036752103 285 590 SH SOLE 590 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 2644 108507 SH SOLE 108507 0 0 ESSENTIAL UTILS INC COM 29670G102 356 7774 SH SOLE 7774 0 0 EXXON MOBIL CORP COM 30231G102 1958 22860 SH SOLE 22860 0 0 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 357 3695 SH SOLE 3695 0 0 FIDELITY COVINGTON TRUST DIVID ETF RISI 316092832 10399 269190 SH SOLE 269190 0 0 FORD MTR CO DEL COM 345370860 627 56296 SH SOLE 56296 0 0 GENERAL ELECTRIC CO COM NEW 369604301 275 4325 SH SOLE 4325 0 0 GENERAL MTRS CO COM 37045V100 1326 41763 SH SOLE 41763 0 0 GILEAD SCIENCES INC COM 375558103 1667 26977 SH SOLE 26977 0 0 GOLUB CAP BDC INC COM 38173M102 4582 353584 SH SOLE 353584 0 0 HOME DEPOT INC COM 437076102 1008 3674 SH SOLE 3674 0 0 INTEL CORP COM 458140100 216 5783 SH SOLE 5783 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 267 1893 SH SOLE 1893 0 0 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 465 6000 SH SOLE 6000 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL FIN 46137V340 6 121 SH SOLE 121 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 20 146 SH SOLE 146 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 5 35 SH SOLE 35 0 0 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 37 2378 SH SOLE 2378 0 0 INVESCO EXCHANGE TRADED FD T DYNMC BIOTECH 46137V787 17 300 SH SOLE 300 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 1386 4935 SH SOLE 4935 0 0 ISHARES SILVER TR ISHARES 46428Q109 1329 71320 SH SOLE 71320 0 0 ISHARES TR CORE S&P TTL STK 464287150 18 214 SH SOLE 214 0 0 ISHARES TR TIPS BD ETF 464287176 0 4 SH SOLE 4 0 0 ISHARES TR CORE S&P500 ETF 464287200 2107 5556 SH SOLE 5556 0 0 ISHARES TR CORE US AGGBD ET 464287226 8 82 SH SOLE 82 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 149 3717 SH SOLE 3717 0 0 ISHARES TR IBOXX INV CP ETF 464287242 3 24 SH SOLE 24 0 0 ISHARES TR GLOBAL TECH ETF 464287291 3 73 SH SOLE 73 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 79 1316 SH SOLE 1316 0 0 ISHARES TR S&P 500 VAL ETF 464287408 25 183 SH SOLE 183 0 0 ISHARES TR 20 YR TR BD ETF 464287432 113 980 SH SOLE 980 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 235 2840 SH SOLE 2840 0 0 ISHARES TR MSCI EAFE ETF 464287465 154 2472 SH SOLE 2472 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 10 102 SH SOLE 102 0 0 ISHARES TR RUS MD CP GR ETF 464287481 5 58 SH SOLE 58 0 0 ISHARES TR RUS MID CAP ETF 464287499 16 250 SH SOLE 250 0 0 ISHARES TR CORE S&P MCP ETF 464287507 9 38 SH SOLE 38 0 0 ISHARES TR ISHARES SEMICDTR 464287523 40 114 SH SOLE 114 0 0 ISHARES TR ISHARES BIOTECH 464287556 943 8020 SH SOLE 8020 0 0 ISHARES TR COHEN STEER REIT 464287564 49 800 SH SOLE 800 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 50 348 SH SOLE 348 0 0 ISHARES TR S&P MC 400GR ETF 464287606 8 118 SH SOLE 118 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 87 399 SH SOLE 399 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 13 95 SH SOLE 95 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 52 251 SH SOLE 251 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 24 139 SH SOLE 139 0 0 ISHARES TR CORE S&P US VLU 464287663 10 150 SH SOLE 150 0 0 ISHARES TR S&P MC 400VL ETF 464287705 7 76 SH SOLE 76 0 0 ISHARES TR U.S. TECH ETF 464287721 5 60 SH SOLE 60 0 0 ISHARES TR US INDUSTRIALS 464287754 11 120 SH SOLE 120 0 0 ISHARES TR U.S. FIN SVC ETF 464287770 63 428 SH SOLE 428 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1566 16949 SH SOLE 16949 0 0 ISHARES TR SP SMCP600VL ETF 464287879 2 26 SH SOLE 26 0 0 ISHARES TR S&P SML 600 GWT 464287887 9 88 SH SOLE 88 0 0 ISHARES TR 3YRTB ETF 464288125 4 54 SH SOLE 54 0 0 ISHARES TR MSCI ACWI EX US 464288240 99 2200 SH SOLE 2200 0 0 ISHARES TR MSCI ACWI ETF 464288257 50 599 SH SOLE 599 0 0 ISHARES TR JPMORGAN USD EMG 464288281 35 410 SH SOLE 410 0 0 ISHARES TR IBOXX HI YD ETF 464288513 6 85 SH SOLE 85 0 0 ISHARES TR MSCI KLD400 SOC 464288570 4 55 SH SOLE 55 0 0 ISHARES TR INTRM GOV CR ETF 464288612 7 62 SH SOLE 62 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 10 188 SH SOLE 188 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 49 410 SH SOLE 410 0 0 ISHARES TR PFD AND INCM SEC 464288687 26 800 SH SOLE 800 0 0 ISHARES TR US AER DEF ETF 464288760 59 590 SH SOLE 590 0 0 ISHARES TR U.S. MED DVC ETF 464288810 6140 121730 SH SOLE 121730 0 0 ISHARES TR US OIL GS EX ETF 464288851 11 135 SH SOLE 135 0 0 ISHARES TR EAFE VALUE ETF 464288877 9 200 SH SOLE 200 0 0 ISHARES TR EAFE GRWTH ETF 464288885 8 93 SH SOLE 93 0 0 ISHARES TR CMBS ETF 46429B366 14 300 SH SOLE 300 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 207 4147 SH SOLE 4147 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 1622 16155 SH SOLE 16155 0 0 ISHARES TR MSCI EAFE MIN VL 46429B689 87 1375 SH SOLE 1375 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 2 34 SH SOLE 34 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 39 346 SH SOLE 346 0 0 ISHARES TR MSCI USA VALUE 46432F388 6 71 SH SOLE 71 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 1607 28184 SH SOLE 28184 0 0 ISHARES TR CORE MSCI EAFE 46432F842 24 409 SH SOLE 409 0 0 ISHARES TR INTL EQTY FACTOR 46434V274 188 8000 SH SOLE 8000 0 0 ISHARES TR U S EQUITY FACTR 46434V282 227 6000 SH SOLE 6000 0 0 J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN 46641Q217 5 116 SH SOLE 116 0 0 J P MORGAN EXCHANGE TRADED F BETABUILDERS DEV 46641Q233 2 35 SH SOLE 35 0 0 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 97 1743 SH SOLE 1743 0 0 J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 46641Q654 3050 60225 SH SOLE 60225 0 0 JOHNSON & JOHNSON COM 478160104 2831 15949 SH SOLE 15949 0 0 JPMORGAN CHASE & CO COM 46625H100 445 3954 SH SOLE 3954 0 0 KINDER MORGAN INC DEL COM 49456B101 323 19284 SH SOLE 19284 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 3433 14203 SH SOLE 14203 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 5362 112277 SH SOLE 112277 0 0 MCDONALDS CORP COM 580135101 380 1540 SH SOLE 1540 0 0 MERCK & CO INC COM 58933Y105 4161 45298 SH SOLE 45298 0 0 META PLATFORMS INC CL A 30303M102 485 3007 SH SOLE 3007 0 0 MICROSOFT CORP COM 594918104 2578 10038 SH SOLE 10038 0 0 NEWMONT CORP COM 651639106 1298 21755 SH SOLE 21755 0 0 NEXTERA ENERGY INC COM 65339F101 94612 1221433 SH SOLE 1221433 0 0 NEXTERA ENERGY INC COM 65339F101 232 3000 SH Put SOLE 3000 0 0 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 26770 360980 SH SOLE 360980 0 0 NORFOLK SOUTHN CORP COM 655844108 212 933 SH SOLE 933 0 0 OPKO HEALTH INC COM 68375N103 116 45700 SH SOLE 45700 0 0 ORACLE CORP COM 68389X105 309 4427 SH SOLE 4427 0 0 PEPSICO INC COM 713448108 588 3529 SH SOLE 3529 0 0 PFIZER INC COM 717081103 11360 216674 SH SOLE 216674 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 1256 59535 SH SOLE 59535 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 134 13595 SH SOLE 13595 0 0 PROCTER AND GAMBLE CO COM 742718109 1619 11259 SH SOLE 11259 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 305 3173 SH SOLE 3173 0 0 REALTY INCOME CORP COM 756109104 668 9748 SH SOLE 9748 0 0 SABRE CORP COM 78573M104 261 44752 SH SOLE 44752 0 0 SAREPTA THERAPEUTICS INC COM 803607100 385 5135 SH SOLE 5135 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 9 196 SH SOLE 196 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 5 80 SH SOLE 80 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 16 248 SH SOLE 248 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1446 20184 SH SOLE 20184 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 2 62 SH SOLE 62 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 8 356 SH SOLE 356 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 239 1865 SH SOLE 1865 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 94 1300 SH SOLE 1300 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 1490 20830 SH SOLE 20830 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 25 800 SH SOLE 800 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 15 176 SH SOLE 176 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 31 244 SH SOLE 244 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 3064 56451 SH SOLE 56451 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 0 3 SH SOLE 3 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 97 1390 SH SOLE 1390 0 0 SIRIUS XM HOLDINGS INC COM 82968B103 93 15160 SH SOLE 15160 0 0 SOUTHERN CO COM 842587107 406 5693 SH SOLE 5693 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 722 2340 SH SOLE 2340 0 0 SPDR GOLD TR GOLD SHS 78463V107 1229 7297 SH SOLE 7297 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 238 6848 SH SOLE 6848 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2330 6150 SH SOLE 6150 0 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 10 136 SH SOLE 136 0 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 43 1322 SH SOLE 1322 0 0 SPDR SER TR AEROSPACE DEF 78464A631 1 13 SH SOLE 13 0 0 SPDR SER TR S&P DIVID ETF 78464A763 18 150 SH SOLE 150 0 0 SPDR SER TR S&P INS ETF 78464A789 34 900 SH SOLE 900 0 0 SPDR SER TR S&P BK ETF 78464A797 67 1534 SH SOLE 1534 0 0 SPDR SER TR S&P 600 SML CAP 78464A813 1803 22519 SH SOLE 22519 0 0 SPDR SER TR S&P BIOTECH 78464A870 54 730 SH SOLE 730 0 0 SPDR SER TR S&P HOMEBUILD 78464A888 15 269 SH SOLE 269 0 0 SUPERCOM LTD NEW SHS NEW M87095119 45 136748 SH SOLE 136748 0 0 TESLA INC COM 88160R101 307 456 SH SOLE 456 0 0 TIDAL ETF TR LEATHERBACK LNG 886364850 25885 949926 SH SOLE 949926 0 0 TRUST FOR PROFESSIONAL MANAG CROSSINGBRDG PRE 89834G778 432 21100 SH SOLE 21100 0 0 UNION PAC CORP COM 907818108 346 1624 SH SOLE 1624 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 1316 48053 SH SOLE 48053 0 0 VANECK ETF TRUST VIDEO GMNG ESPRT 92189F114 48 1000 SH SOLE 1000 0 0 VANECK ETF TRUST PREFERRED SECURT 92189F429 45 2500 SH SOLE 2500 0 0 VANECK ETF TRUST INTERNATIONAL HI 92189F445 13 670 SH SOLE 670 0 0 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 10 47 SH SOLE 47 0 0 VANECK MERK GOLD TR GOLD TRUST 921078101 312 17800 SH SOLE 17800 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 235 675 SH SOLE 675 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 5 59 SH SOLE 59 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 3 19 SH SOLE 19 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 29 148 SH SOLE 148 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 17 127 SH SOLE 127 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 84 379 SH SOLE 379 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 68 519 SH SOLE 519 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 29 162 SH SOLE 162 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 218 1158 SH SOLE 1158 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 1050 12300 SH SOLE 12300 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 19 382 SH SOLE 382 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 67 1600 SH SOLE 1600 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 26 405 SH SOLE 405 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 20 379 SH SOLE 379 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 367 2130 SH SOLE 2130 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 154 1516 SH SOLE 1516 0 0 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 110 1600 SH SOLE 1600 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 45 197 SH SOLE 197 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 588 5911 SH SOLE 5911 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 9 123 SH SOLE 123 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 43 183 SH SOLE 183 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 237 727 SH SOLE 727 0 0 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 81 860 SH SOLE 860 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 432 8514 SH SOLE 8514 0 0 VIATRIS INC COM 92556V106 738 70516 SH SOLE 70516 0 0 VISA INC COM CL A 92826C839 1151 5848 SH SOLE 5848 0 0 WALMART INC COM 931142103 459 3778 SH SOLE 3778 0 0 WASHINGTON TR BANCORP INC COM 940610108 423 8647 SH SOLE 8647 0 0