Chief Compliance Officer

0001398344-19-008756.txt : 20190514 0001398344-19-008756.hdr.sgml : 20190514 20190514084304 ACCESSION NUMBER: 0001398344-19-008756 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190514 DATE AS OF CHANGE: 20190514 EFFECTIVENESS DATE: 20190514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lehman & Derafelo Financial Resources LLC CENTRAL INDEX KEY: 0001767952 IRS NUMBER: 823951929 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19273 FILM NUMBER: 19820574 BUSINESS ADDRESS: STREET 1: 1215 W. BALTIMORE PIKE STREET 2: SUITE 8 CITY: MEDIA STATE: PA ZIP: 19063 BUSINESS PHONE: 610-565-2343 MAIL ADDRESS: STREET 1: 1215 W. BALTIMORE PIKE STREET 2: SUITE 8 CITY: MEDIA STATE: PA ZIP: 19063 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001767952 XXXXXXXX 03-31-2019 03-31-2019 false Lehman & Derafelo Financial Resources LLC

1215 W. BALTIMORE PIKE SUITE 8 MEDIA PA 19063

13F HOLDINGS REPORT 028-19273 N Richard Derafelo Chief Compliance Officer 610-565-2343 /s/ Richard Derafelo Media PA 05-08-2019 0 191 231749 INFORMATION TABLE 2 fp0041975_13fhr-table.xml 13F INFORMATION TABLE ADVANCED MICRO DEVICES INC COM 007903107 276 10800 SH SOLE 10800 0 0 ALPHABET INC CAP STK CL A 02079K305 232 197 SH SOLE 197 0 0 ALPHABET INC CAP STK CL C 02079K107 108 92 SH SOLE 92 0 0 ALTABA INC COM 021346101 704 9500 SH SOLE 9500 0 0 ALTRIA GROUP INC COM 02209S103 301 5241 SH SOLE 5241 0 0 AMAZON COM INC COM 023135106 10743 6033 SH SOLE 6033 0 0 AMERICAN ELEC PWR CO INC COM 025537101 416 4964 SH SOLE 4964 0 0 AMGEN INC COM 031162100 200 1055 SH SOLE 1055 0 0 APPLE INC COM 037833100 1666 8772 SH SOLE 8772 0 0 AQUA AMERICA INC COM 03836W103 278 7620 SH SOLE 7620 0 0 AT&T INC COM 00206R102 597 19023 SH SOLE 19023 0 0 BANK AMER CORP COM 060505104 7929 287387 SH SOLE 287387 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 9935 49455 SH SOLE 49455 0 0 BLACKROCK CR ALLCTN INC TR COM 092508100 3757 302718 SH SOLE 302718 0 0 BLACKROCK MUN 2020 TERM TR COM SHS 09249X109 1862 123968 SH SOLE 123968 0 0 BLACKROCK MUN 2030 TAR TERM COM SHS BEN IN 09257P105 3202 143995 SH SOLE 143995 0 0 BOEING CO COM 097023105 647 1695 SH SOLE 1695 0 0 BP PLC SPONSORED ADR 055622104 5451 124682 SH SOLE 124682 0 0 CAESARS ENTMT CORP COM 127686103 96 11000 SH SOLE 11000 0 0 CANOPY GROWTH CORP COM 138035100 295 6800 SH SOLE 6800 0 0 CATERPILLAR INC DEL COM 149123101 339 2500 SH SOLE 2500 0 0 CHEVRON CORP NEW COM 166764100 4283 34772 SH SOLE 34772 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 204 4000 SH SOLE 4000 0 0 CISCO SYS INC COM 17275R102 6498 120355 SH SOLE 120355 0 0 CITIGROUP INC COM NEW 172967424 340 5460 SH SOLE 5460 0 0 CONOCOPHILLIPS COM 20825C104 331 4961 SH SOLE 4961 0 0 CONSOLIDATED EDISON INC COM 209115104 327 3850 SH SOLE 3850 0 0 CORNING INC COM 219350105 232 7015 SH SOLE 7015 0 0 COSTCO WHSL CORP NEW COM 22160K105 247 1020 SH SOLE 1020 0 0 DISNEY WALT CO COM DISNEY 254687106 494 4450 SH SOLE 4450 0 0 DOWDUPONT INC COM 26078J100 243 4564 SH SOLE 4564 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1073 11927 SH SOLE 11927 0 0 EMERSON ELEC CO COM 291011104 251 3666 SH SOLE 3666 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 2201 75640 SH SOLE 75640 0 0 EXELON CORP COM 30161N101 866 17281 SH SOLE 17281 0 0 EXXON MOBIL CORP COM 30231G102 1654 20470 SH SOLE 20470 0 0 FACEBOOK INC CL A 30303M102 612 3670 SH SOLE 3670 0 0 FIDELITY DIVID ETF RISI 316092832 792 25090 SH SOLE 25090 0 0 FIDELITY MOMENTUM FACTR 316092816 9 254 SH SOLE 254 0 0 FIDELITY MSCI INFO TECH I 316092808 91 1532 SH SOLE 1532 0 0 FORD MTR CO DEL COM 345370860 578 65836 SH SOLE 65836 0 0 FS KKR CAPITAL CORP COM 302635107 471 77789 SH SOLE 77789 0 0 GENERAL ELECTRIC CO COM 369604103 2720 272255 SH SOLE 272255 0 0 GENERAL MTRS CO COM 37045V100 2463 66384 SH SOLE 66384 0 0 GILEAD SCIENCES INC COM 375558103 1515 23306 SH SOLE 23306 0 0 GOLDCORP INC NEW COM 380956409 674 58901 SH SOLE 58901 0 0 HARRIS CORP DEL COM 413875105 707 4428 SH SOLE 4428 0 0 HOME DEPOT INC COM 437076102 379 1976 SH SOLE 1976 0 0 INTEL CORP COM 458140100 329 6135 SH SOLE 6135 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 220 1556 SH SOLE 1556 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2019 CB 46138J304 152 7196 SH SOLE 7196 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 153 7196 SH SOLE 7196 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 149 7074 SH SOLE 7074 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 152 7204 SH SOLE 7204 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 99 4762 SH SOLE 4762 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 99 4762 SH SOLE 4762 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 103 5012 SH SOLE 5012 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 102 5250 SH SOLE 5250 0 0 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 379 6350 SH SOLE 6350 0 0 INVESCO EXCHANGE TRADED FD T DWA FINL MUMT 46137V860 5 150 SH SOLE 150 0 0 INVESCO EXCHANGE TRADED FD T DYNMC BIOTECH 46137V787 33 600 SH SOLE 600 0 0 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 37 2023 SH SOLE 2023 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 4 35 SH SOLE 35 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 39 370 SH SOLE 370 0 0 ISHARES TR CORE S&P500 ETF 464287200 9282 32619 SH SOLE 32619 0 0 ISHARES TR CORE S&P SCP ETF 464287804 2038 26412 SH SOLE 26412 0 0 ISHARES TR CORE S&P US VLU 464287663 8 150 SH SOLE 150 0 0 ISHARES TR MIN VOL USA ETF 46429B697 1 19 SH SOLE 19 0 0 ISHARES TR MULTIFACTOR INTL 46434V274 211 8000 SH SOLE 8000 0 0 ISHARES TR MULTIFACTOR USA 46434V282 186 6000 SH SOLE 6000 0 0 ISHARES TR USA MOMENTUM FCT 46432F396 3 31 SH SOLE 31 0 0 ISHARES TR USA QUALITY FCTR 46432F339 31 346 SH SOLE 346 0 0 ISHARES TR EDGE MSCI USA VL 46432F388 6 71 SH SOLE 71 0 0 ISHARES TR EUROPE ETF 464287861 13 300 SH SOLE 300 0 0 ISHARES GOLD TRUST ISHARES 464285105 135 10900 SH SOLE 10900 0 0 ISHARES TR IBOXX INV CP ETF 464287242 2 19 SH SOLE 19 0 0 ISHARES TR LATN AMER 40 ETF 464287390 3 100 SH SOLE 100 0 0 ISHARES TR MSCI EAFE ETF 464287465 148 2282 SH SOLE 2282 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 13 85 SH SOLE 85 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 9 69 SH SOLE 69 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 0 3 SH SOLE 3 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 78 399 SH SOLE 399 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 23 195 SH SOLE 195 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 28 318 SH SOLE 318 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 4 24 SH SOLE 24 0 0 ISHARES TR S&P 500 VAL ETF 464287408 4 38 SH SOLE 38 0 0 ISHARES TR S&P MC 400GR ETF 464287606 1 6 SH SOLE 6 0 0 ISHARES TR SP SMCP600VL ETF 464287879 2 13 SH SOLE 13 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 929 65500 SH SOLE 65500 0 0 ISHARES TR 20 YR TR BD ETF 464287432 38 302 SH SOLE 302 0 0 ISHARES TR 3YRTB ETF 464288125 4 54 SH SOLE 54 0 0 ISHARES TR COHEN STEER REIT 464287564 44 400 SH SOLE 400 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 2692 46358 SH SOLE 46358 0 0 ISHARES TR EAFE VALUE ETF 464288877 37 754 SH SOLE 754 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 7 147 SH SOLE 147 0 0 ISHARES TR GL CLEAN ENE ETF 464288224 1 100 SH SOLE 100 0 0 ISHARES TR IBOXX HI YD ETF 464288513 7 85 SH SOLE 85 0 0 ISHARES TR INTRM TR CRP ETF 464288638 3 48 SH SOLE 48 0 0 ISHARES TR JPMORGAN USD EMG 464288281 17 155 SH SOLE 155 0 0 ISHARES TR MRGSTR MD CP GRW 464288307 14 58 SH SOLE 58 0 0 ISHARES TR MSCI ACWI ETF 464288257 55 764 SH SOLE 764 0 0 ISHARES TR MSCI ACWI EX US 464288240 102 2200 SH SOLE 2200 0 0 ISHARES TR NASDAQ BIOTECH 464287556 1155 10334 SH SOLE 10334 0 0 ISHARES TR PFD AND INCM SEC 464288687 4 118 SH SOLE 118 0 0 ISHARES TR S&P SML 600 GWT 464287887 9 48 SH SOLE 48 0 0 ISHARES TR SH TR CRPORT ETF 464288646 10 188 SH SOLE 188 0 0 ISHARES TR US AER DEF ETF 464288760 59 295 SH SOLE 295 0 0 ISHARES TR US REGNL BKS ETF 464288778 13 307 SH SOLE 307 0 0 ISHARES TR US TELECOM ETF 464287713 1 25 SH SOLE 25 0 0 ISHARES TR US TREAS BD ETF 46429B267 1 31 SH SOLE 31 0 0 ISHARES TR TRANS AVG ETF 464287192 15 80 SH SOLE 80 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 25 295 SH SOLE 295 0 0 ISHARES TR CMBS ETF 46429B366 15 300 SH SOLE 300 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 1747 18726 SH SOLE 18726 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 447 10414 SH SOLE 10414 0 0 ISHARES TR U.S. TECH ETF 464287721 58 303 SH SOLE 303 0 0 JOHNSON & JOHNSON COM 478160104 1608 11500 SH SOLE 11500 0 0 KIMBERLY CLARK CORP COM 494368103 241 1942 SH SOLE 1942 0 0 LAS VEGAS SANDS CORP COM 517834107 232 3800 SH SOLE 3800 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 3743 61735 SH SOLE 61735 0 0 MCDONALDS CORP COM 580135101 258 1360 SH SOLE 1360 0 0 MERCK & CO INC COM 58933Y105 4048 48673 SH SOLE 48673 0 0 MICROSOFT CORP COM 594918104 556 4710 SH SOLE 4710 0 0 NEXTERA ENERGY INC COM 65339F101 54141 280059 SH SOLE 280059 0 0 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 21290 456475 SH SOLE 456475 0 0 NORFOLK SOUTHERN CORP COM 655844108 268 1433 SH SOLE 1433 0 0 NUVEEN MUN 2021 TARGET TERM COM 670687102 100 10417 SH SOLE 10417 0 0 OPKO HEALTH INC COM 68375N103 137 52300 SH SOLE 52300 0 0 ORACLE CORP COM 68389X105 305 5670 SH SOLE 5670 0 0 ORGANOVO HLDGS INC COM 68620A104 200 201542 SH SOLE 201542 0 0 PFIZER INC COM 717081103 8277 194901 SH SOLE 194901 0 0 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 2348 100207 SH SOLE 100207 0 0 PROCTER AND GAMBLE CO COM 742718109 936 8998 SH SOLE 8998 0 0 PROTEOSTASIS THERAPEUTICS IN COM 74373B109 14 11400 SH SOLE 11400 0 0 REALTY INCOME CORP COM 756109104 3878 52725 SH SOLE 52725 0 0 SAREPTA THERAPEUTICS INC COM 803607100 887 7442 SH SOLE 7442 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 2 90 SH SOLE 90 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 0 4 SH SOLE 4 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 42 1346 SH SOLE 1346 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1251 23922 SH SOLE 23922 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 25 450 SH SOLE 450 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 8 120 SH SOLE 120 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 1 15 SH SOLE 15 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 39 710 SH SOLE 710 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1 13 SH SOLE 13 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 9 155 SH SOLE 155 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 63 839 SH SOLE 839 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 104 1790 SH SOLE 1790 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 57 502 SH SOLE 502 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 1265 19135 SH SOLE 19135 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 45 487 SH SOLE 487 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 0 3 SH SOLE 3 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2073 80619 SH SOLE 80619 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 22 299 SH SOLE 299 0 0 SIRIUS XM HLDGS INC COM 82968B103 90 15945 SH SOLE 15945 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 332 1281 SH SOLE 1281 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 662 5425 SH SOLE 5425 0 0 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 45 1322 SH SOLE 1322 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 591 2093 SH SOLE 2093 0 0 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 2015 30227 SH SOLE 30227 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 41 450 SH SOLE 450 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 3121 74712 SH SOLE 74712 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 8 208 SH SOLE 208 0 0 SPDR SERIES TRUST S&P INS ETF 78464A789 49 1575 SH SOLE 1575 0 0 SPDR SERIES TRUST OILGAS EQUIP 78464A748 7 621 SH SOLE 621 0 0 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 44 732 SH SOLE 732 0 0 SPDR SERIES TRUST AEROSPACE DEF 78464A631 3 35 SH SOLE 35 0 0 STARBUCKS CORP COM 855244109 211 2840 SH SOLE 2840 0 0 SUPERCOM LTD NEW SHS NEW M87095119 97 68470 SH SOLE 68470 0 0 UNION PACIFIC CORP COM 907818108 369 2204 SH SOLE 2204 0 0 UNITED PARCEL SERVICE INC CL B 911312106 3474 31088 SH SOLE 31088 0 0 US BANCORP DEL COM NEW 902973304 200 4154 SH SOLE 4154 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 1070 47704 SH SOLE 47704 0 0 VANECK VECTORS ETF TR INTL HIGH YIELD 92189F445 16 670 SH SOLE 670 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 41 2400 SH SOLE 2400 0 0 VANECK VECTORS ETF TR RARE EARTH STRAT 92189F742 1 87 SH SOLE 87 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 5 46 SH SOLE 46 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 313 6250 SH SOLE 6250 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 20 379 SH SOLE 379 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 2 36 SH SOLE 36 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 68 1594 SH SOLE 1594 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 5363 73300 SH SOLE 73300 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 221 2575 SH SOLE 2575 0 0 VANGUARD WHITEHALL FDS INC INTL DVD ETF 921946810 103 1600 SH SOLE 1600 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 889 15043 SH SOLE 15043 0 0 VISA INC COM CL A 92826C839 669 4284 SH SOLE 4284 0 0 VISLINK TECHNOLOGIES INC COM 92836Y102 8 21797 SH SOLE 21797 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 455 25000 SH SOLE 25000 0 0 WALMART INC COM 931142103 277 2838 SH SOLE 2838 0 0 WASHINGTON TR BANCORP COM 940610108 1025 21295 SH SOLE 21295 0 0 WELLS FARGO CO NEW COM 949746101 287 5940 SH SOLE 5940 0 0