Chief Compliance Officer

0001015247-21-000006.txt : 20211014 0001015247-21-000006.hdr.sgml : 20211014 20211014143941 ACCESSION NUMBER: 0001015247-21-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211014 DATE AS OF CHANGE: 20211014 EFFECTIVENESS DATE: 20211014 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HNP Capital LLC CENTRAL INDEX KEY: 0001767841 IRS NUMBER: 264665268 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19155 FILM NUMBER: 211323222 BUSINESS ADDRESS: STREET 1: 100 CHESTNUT ST., 15TH FLOOR CITY: ROCHESTER STATE: NY ZIP: 14604 BUSINESS PHONE: 585-461-6085 MAIL ADDRESS: STREET 1: 100 CHESTNUT ST., 15TH FLOOR CITY: ROCHESTER STATE: NY ZIP: 14604 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001767841 XXXXXXXX 09-30-2021 09-30-2021 HNP Capital LLC

100 CHESTNUT ST., 15TH FLOOR ROCHESTER NY 14604

13F HOLDINGS REPORT 028-19155 N Karen A. Mohn Chief Compliance Officer 716-725-4844 Karen A. Mohn Rochester NY 10-14-2021 0 155 399106 false INFORMATION TABLE 2 HNP13FQ3_2021.xml ISHARES TR CORE S&P MCP ETF 464287507 1790 6805 SH SOLE 0 0 0 6805 ISHARES TR CORE S&P500 ETF 464287200 202 470 SH SOLE 0 0 0 470 ISHARES TR S&P 500 GRWT ETF 464287309 256 3457 SH SOLE 0 0 0 3457 SPDR S&P 500 ETF TR TR UNIT 78462F103 2241 5221 SH SOLE 0 0 0 5221 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 5031 78758 SH SOLE 0 0 0 78758 BRISTOL-MYERS SQUIBB CO COM 110122108 843 14246 SH SOLE 0 0 0 14246 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 388 1423 SH SOLE 0 0 0 1423 IRON MTN INC NEW COM 46284V101 2258 51972 SH SOLE 0 0 0 51972 ABBOTT LABS COM 002824100 205 1733 SH SOLE 0 0 0 1733 BEST BUY INC COM 086516101 1331 12592 SH SOLE 0 0 0 12592 CONAGRA BRANDS INC COM 205887102 817 24136 SH SOLE 0 0 0 24136 ALTRIA GROUP INC COM 02209S103 542 11915 SH SOLE 0 0 0 11915 GRAINGER W W INC COM 384802104 814 2072 SH SOLE 0 0 0 2072 INTEL CORP COM 458140100 1474 27664 SH SOLE 0 0 0 27664 ORACLE CORP COM 68389X105 2396 27500 SH SOLE 0 0 0 27500 QUALCOMM INC COM 747525103 1205 9342 SH SOLE 0 0 0 9342 DISNEY WALT CO COM 254687106 673 3978 SH SOLE 0 0 0 3978 HONEYWELL INTL INC COM 438516106 370 1741 SH SOLE 0 0 0 1741 US BANCORP DEL COM NEW 902973304 1569 26397 SH SOLE 0 0 0 26397 JOHNSON & JOHNSON COM 478160104 1449 8973 SH SOLE 0 0 0 8973 PFIZER INC COM 717081103 700 16273 SH SOLE 0 0 0 16273 LOWES COS INC COM 548661107 2643 13031 SH SOLE 0 0 0 13031 CHEVRON CORP NEW COM 166764100 923 9099 SH SOLE 0 0 0 9099 MICROSOFT CORP COM 594918104 8501 30152 SH SOLE 0 0 0 30152 AT&T INC COM 00206R102 639 23649 SH SOLE 0 0 0 23649 TRUIST FINL CORP COM 89832Q109 1633 27841 SH SOLE 0 0 0 27841 CISCO SYS INC COM 17275R102 1046 19210 SH SOLE 0 0 0 19210 INTERNATIONAL BUSINESS MACHS COM 459200101 3573 25715 SH SOLE 0 0 0 25715 PEPSICO INC COM 713448108 478 3175 SH SOLE 0 0 0 3175 SPDR SER TR PRTFLO S&P500 GW 78464A409 11712 182948 SH SOLE 0 0 0 182948 ISHARES TR RUS MID CAP ETF 464287499 699 8930 SH SOLE 0 0 0 8930 SELECT SECTOR SPDR TR ENERGY 81369Y506 4726 90733 SH SOLE 0 0 0 90733 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1243 12706 SH SOLE 0 0 0 12706 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 291 1948 SH SOLE 0 0 0 1948 DEERE & CO COM 244199105 488 1455 SH SOLE 0 0 0 1455 BK OF AMERICA CORP COM 060505104 1092 25728 SH SOLE 0 0 0 25728 EXXON MOBIL CORP COM 30231G102 1508 25633 SH SOLE 0 0 0 25633 WALMART INC COM 931142103 6041 43342 SH SOLE 0 0 0 43342 UNION PAC CORP COM 907818108 231 1178 SH SOLE 0 0 0 1178 TEXAS INSTRS INC COM 882508104 1281 6663 SH SOLE 0 0 0 6663 TARGET CORP COM 87612E106 2282 9977 SH SOLE 0 0 0 9977 CAPITAL ONE FINL CORP COM 14040H105 4757 29371 SH SOLE 0 0 0 29371 LILLY ELI & CO COM 532457108 1070 4630 SH SOLE 0 0 0 4630 CVS HEALTH CORP COM 126650100 2895 34119 SH SOLE 0 0 0 34119 DOMINION ENERGY INC COM 25746U109 2375 32523 SH SOLE 0 0 0 32523 QUEST DIAGNOSTICS INC COM 74834L100 203 1400 SH SOLE 0 0 0 1400 MERCK & CO INC COM 58933Y105 1328 17674 SH SOLE 0 0 0 17674 PROCTER AND GAMBLE CO COM 742718109 310 2221 SH SOLE 0 0 0 2221 GENERAL ELECTRIC CO COM NEW 369604301 898 8713 SH SOLE 0 0 0 8713 KIMBERLY-CLARK CORP COM 494368103 265 2000 SH SOLE 0 0 0 2000 GILEAD SCIENCES INC COM 375558103 764 10940 SH SOLE 0 0 0 10940 GOLDMAN SACHS GROUP INC COM 38141G104 408 1080 SH SOLE 0 0 0 1080 HOME DEPOT INC COM 437076102 4075 12413 SH SOLE 0 0 0 12413 MCDONALDS CORP COM 580135101 560 2323 SH SOLE 0 0 0 2323 JPMORGAN CHASE & CO COM 46625H100 6181 37761 SH SOLE 0 0 0 37761 TJX COS INC NEW COM 872540109 1531 23205 SH SOLE 0 0 0 23205 HP INC COM 40434L105 248 9063 SH SOLE 0 0 0 9063 WILLIAMS COS INC COM 969457100 1079 41604 SH SOLE 0 0 0 41604 ISHARES TR BARCLAYS 7 10 YR 464287440 1320 11458 SH SOLE 0 0 0 11458 CORNING INC COM 219350105 481 13194 SH SOLE 0 0 0 13194 FISERV INC COM 337738108 2667 24581 SH SOLE 0 0 0 24581 GOODYEAR TIRE & RUBR CO COM 382550101 843 47631 SH SOLE 0 0 0 47631 UNITEDHEALTH GROUP INC COM 91324P102 1280 3275 SH SOLE 0 0 0 3275 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2174 6795 SH SOLE 0 0 0 6795 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1822 21199 SH SOLE 0 0 0 21199 MARSH & MCLENNAN COS INC COM 571748102 3722 24577 SH SOLE 0 0 0 24577 3M CO COM 88579Y101 1211 6902 SH SOLE 0 0 0 6902 ALBEMARLE CORP COM 012653101 3541 16173 SH SOLE 0 0 0 16173 COMCAST CORP NEW CL A 20030N101 2337 41781 SH SOLE 0 0 0 41781 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2155 9706 SH SOLE 0 0 0 9706 TEXTRON INC COM 883203101 432 6192 SH SOLE 0 0 0 6192 WELLTOWER INC COM 95040Q104 231 2805 SH SOLE 0 0 0 2805 NEXTERA ENERGY INC COM 65339F101 1816 23126 SH SOLE 0 0 0 23126 DUKE ENERGY CORP NEW COM NEW 26441C204 2413 24721 SH SOLE 0 0 0 24721 CONSTELLATION BRANDS INC CL A 21036P108 484 2298 SH SOLE 0 0 0 2298 CONOCOPHILLIPS COM 20825C104 986 14544 SH SOLE 0 0 0 14544 APPLE INC COM 037833100 8265 58412 SH SOLE 0 0 0 58412 CATERPILLAR INC COM 149123101 574 2989 SH SOLE 0 0 0 2989 INTERNATIONAL PAPER CO COM 460146103 257 4600 SH SOLE 0 0 0 4600 KINDER MORGAN INC DEL COM 49456B101 1050 62781 SH SOLE 0 0 0 62781 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 12766 85209 SH SOLE 0 0 0 85209 ROSS STORES INC COM 778296103 653 6000 SH SOLE 0 0 0 6000 AMERICAN EXPRESS CO COM 025816109 967 5773 SH SOLE 0 0 0 5773 GENERAL MLS INC COM 370334104 1417 23693 SH SOLE 0 0 0 23693 REGIONS FINANCIAL CORP NEW COM 7591EP100 533 25000 SH SOLE 0 0 0 25000 ARCHER DANIELS MIDLAND CO COM 039483102 935 15578 SH SOLE 0 0 0 15578 GENERAL DYNAMICS CORP COM 369550108 588 3000 SH SOLE 0 0 0 3000 SOUTHERN CO COM 842587107 2169 35001 SH SOLE 0 0 0 35001 ROCKWELL AUTOMATION INC COM 773903109 1714 5830 SH SOLE 0 0 0 5830 LABORATORY CORP AMER HLDGS COM NEW 50540R409 209 741 SH SOLE 0 0 0 741 NVIDIA CORPORATION COM 67066G104 4961 23949 SH SOLE 0 0 0 23949 TRAVELERS COMPANIES INC COM 89417E109 642 4225 SH SOLE 0 0 0 4225 AMERICAN ELEC PWR CO INC COM 025537101 1296 15966 SH SOLE 0 0 0 15966 RYDER SYS INC COM 783549108 1856 22441 SH SOLE 0 0 0 22441 ALPHABET INC CAP STK CL A 02079K305 214 80 SH SOLE 0 0 0 80 SPDR GOLD TR GOLD SHS 78463V107 538 3278 SH SOLE 0 0 0 3278 RIO TINTO PLC SPONSORED ADR 767204100 542 8109 SH SOLE 0 0 0 8109 REGENERON PHARMACEUTICALS COM 75886F107 752 1242 SH SOLE 0 0 0 1242 VANGUARD INDEX FDS MID CAP ETF 922908629 1597 6747 SH SOLE 0 0 0 6747 VANGUARD INDEX FDS SMALL CP ETF 922908751 450 2056 SH SOLE 0 0 0 2056 FMC CORP COM NEW 302491303 1014 11076 SH SOLE 0 0 0 11076 AMERIPRISE FINL INC COM 03076C106 655 2480 SH SOLE 0 0 0 2480 BLACKROCK INCOME TR INC COM 09247F100 4566 748566 SH SOLE 0 0 0 748566 BLACKROCK CORPOR HI YLD FD I COM 09255P107 7108 582620 SH SOLE 0 0 0 582620 VANGUARD INDEX FDS SML CP GRW ETF 922908595 3212 11464 SH SOLE 0 0 0 11464 THERMO FISHER SCIENTIFIC INC COM 883556102 5126 8973 SH SOLE 0 0 0 8973 DEXCOM INC COM 252131107 2130 3895 SH SOLE 0 0 0 3895 ROCKWELL MED INC COM 774374102 7 12486 SH SOLE 0 0 0 12486 ROPER TECHNOLOGIES INC COM 776696106 1206 2703 SH SOLE 0 0 0 2703 MASTERCARD INCORPORATED CL A 57636Q104 240 689 SH SOLE 0 0 0 689 EQUINIX INC COM 29444U700 4340 5493 SH SOLE 0 0 0 5493 DIGITAL RLTY TR INC COM 253868103 1938 13414 SH SOLE 0 0 0 13414 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 7623 32261 SH SOLE 0 0 0 32261 SPDR SER TR S&P REGL BKG 78464A698 7534 111201 SH SOLE 0 0 0 111201 SPDR SER TR S&P BK ETF 78464A797 7421 140263 SH SOLE 0 0 0 140263 ISHARES TR IBOXX HI YD ETF 464288513 211 2412 SH SOLE 0 0 0 2412 ISHARES TR ISHS 1-5YR INVS 464288646 25417 465169 SH SOLE 0 0 0 465169 FIRST SOLAR INC COM 336433107 762 7983 SH SOLE 0 0 0 7983 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 6190 72441 SH SOLE 0 0 0 72441 BLACKSTONE INC COM 09260D107 423 3639 SH SOLE 0 0 0 3639 ISHARES TR 3 7 YR TREAS BD 464288661 1803 13854 SH SOLE 0 0 0 13854 SPDR SER TR PORTFOLIO S&P500 78464A854 7588 150383 SH SOLE 0 0 0 150383 SPDR SER TR PORTFOLIO INTRMD 78464A375 12726 348457 SH SOLE 0 0 0 348457 VERISK ANALYTICS INC COM 92345Y106 377 1881 SH SOLE 0 0 0 1881 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2598 31523 SH SOLE 0 0 0 31523 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 2741 44642 SH SOLE 0 0 0 44642 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 782 14669 SH SOLE 0 0 0 14669 SPDR SER TR PORTFOLIO SHORT 78464A474 5006 160188 SH SOLE 0 0 0 160188 SPDR SER TR PORTFLI MORTGAGE 78464A383 622 24186 SH SOLE 0 0 0 24186 TESLA INC COM 88160R101 435 561 SH SOLE 0 0 0 561 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 10679 27077 SH SOLE 0 0 0 27077 GENERAL MTRS CO COM 37045V100 585 11105 SH SOLE 0 0 0 11105 FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 4820 67027 SH SOLE 0 0 0 67027 ISHARES TR FLTG RATE NT ETF 46429B655 8148 160267 SH SOLE 0 0 0 160267 MARATHON PETE CORP COM 56585A102 387 6260 SH SOLE 0 0 0 6260 XYLEM INC COM 98419M100 248 2003 SH SOLE 0 0 0 2003 MANNING & NAPIER INC CL A 56382Q102 91 10000 SH SOLE 0 0 0 10000 PHILLIPS 66 COM 718546104 258 3681 SH SOLE 0 0 0 3681 FACEBOOK INC CL A 30303M102 290 854 SH SOLE 0 0 0 854 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 1115 4262 SH SOLE 0 0 0 4262 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 23818 452988 SH SOLE 0 0 0 452988 ABBVIE INC COM 00287Y109 246 2278 SH SOLE 0 0 0 2278 ZOETIS INC CL A 98978V103 216 1115 SH SOLE 0 0 0 1115 ISHARES TR 0-5YR HI YL CP 46434V407 17777 389003 SH SOLE 0 0 0 389003 ALPHABET INC CAP STK CL C 02079K107 259 97 SH SOLE 0 0 0 97 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 1673 63819 SH SOLE 0 0 0 63819 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 476 6316 SH SOLE 0 0 0 6316 CLEARWAY ENERGY INC CL C 18539C204 1368 45181 SH SOLE 0 0 0 45181 WISDOMTREE TR YIELD ENHANCD US 97717X511 259 4979 SH SOLE 0 0 0 4979 CHARTER COMMUNICATIONS INC N CL A 16119P108 393 540 SH SOLE 0 0 0 540 INVESCO ACTIVELY MANAGED ETF VAR RATE INVT 46090A879 19043 758251 SH SOLE 0 0 0 758251 OKTA INC CL A 679295105 1236 5210 SH SOLE 0 0 0 5210 DELL TECHNOLOGIES INC CL C 24703L202 1519 14597 SH SOLE 0 0 0 14597 DOW INC COM 260557103 221 3832 SH SOLE 0 0 0 3832 BROADSTONE NET LEASE INC COM 11135E203 789 31815 SH SOLE 0 0 0 31815