The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 364 | 2,217 | SH | SOLE | 0 | 0 | 2,217 | ||
ALLSTATE CORP | COM | 020002101 | 208 | 1,911 | SH | SOLE | 0 | 0 | 1,911 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 507 | 415 | SH | SOLE | 0 | 0 | 415 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 261 | 214 | SH | SOLE | 0 | 0 | 214 | ||
ALPS ETF TR | INTL SEC DV DOG | 00162Q718 | 338 | 13,056 | SH | SOLE | 0 | 0 | 13,056 | ||
ALPS ETF TR | SECTR DIV DOGS | 00162Q858 | 433 | 9,870 | SH | SOLE | 0 | 0 | 9,870 | ||
ALTRIA GROUP INC | COM | 02209S103 | 1,433 | 35,048 | SH | SOLE | 0 | 0 | 35,048 | ||
AMAZON COM INC | COM | 023135106 | 1,404 | 809 | SH | SOLE | 0 | 0 | 809 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 826 | 6,982 | SH | SOLE | 0 | 0 | 6,982 | ||
AMGEN INC | COM | 031162100 | 326 | 1,684 | SH | SOLE | 0 | 0 | 1,684 | ||
APPLE INC | COM | 037833100 | 2,275 | 10,159 | SH | SOLE | 0 | 0 | 10,159 | ||
AT&T INC | COM | 00206R102 | 655 | 17,315 | SH | SOLE | 0 | 0 | 17,315 | ||
BANK NEW YORK MELLON CORP | COM | 064058100 | 290 | 6,413 | SH | SOLE | 0 | 0 | 6,413 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 276 | 1,329 | SH | SOLE | 0 | 0 | 1,329 | ||
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 504 | 10,323 | SH | SOLE | 0 | 0 | 10,323 | ||
BOEING CO | COM | 097023105 | 513 | 1,348 | SH | SOLE | 0 | 0 | 1,348 | ||
CATERPILLAR INC DEL | COM | 149123101 | 253 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,137 | 9,585 | SH | SOLE | 0 | 0 | 9,585 | ||
CISCO SYS INC | COM | 17275R102 | 739 | 14,948 | SH | SOLE | 0 | 0 | 14,948 | ||
CLOROX CO DEL | COM | 189054109 | 585 | 3,852 | SH | SOLE | 0 | 0 | 3,852 | ||
COCA COLA CO | COM | 191216100 | 256 | 4,694 | SH | SOLE | 0 | 0 | 4,694 | ||
COMCAST CORP NEW | CL A | 20030N101 | 399 | 8,848 | SH | SOLE | 0 | 0 | 8,848 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 330 | 1,147 | SH | SOLE | 0 | 0 | 1,147 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 243 | 1,865 | SH | SOLE | 0 | 0 | 1,865 | ||
EXXON MOBIL CORP | COM | 30231G102 | 3,106 | 43,991 | SH | SOLE | 0 | 0 | 43,991 | ||
FACEBOOK INC | CL A | 30303M102 | 378 | 2,122 | SH | SOLE | 0 | 0 | 2,122 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 142 | 15,914 | SH | SOLE | 0 | 0 | 15,914 | ||
GENERAL MLS INC | COM | 370334104 | 666 | 12,083 | SH | SOLE | 0 | 0 | 12,083 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 475 | 11,124 | SH | SOLE | 0 | 0 | 11,124 | ||
HARMONY GOLD MNG LTD | SPONSORED ADR | 413216300 | 35 | 12,264 | SH | SOLE | 0 | 0 | 12,264 | ||
HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | 165 | 10,860 | SH | SOLE | 0 | 0 | 10,860 | ||
HOME DEPOT INC | COM | 437076102 | 688 | 2,967 | SH | SOLE | 0 | 0 | 2,967 | ||
HP INC | COM | 40434L105 | 246 | 12,983 | SH | SOLE | 0 | 0 | 12,983 | ||
INTEL CORP | COM | 458140100 | 662 | 12,846 | SH | SOLE | 0 | 0 | 12,846 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 503 | 3,458 | SH | SOLE | 0 | 0 | 3,458 | ||
INVESCO ACTIVELY MANAGD ETF | OPTIMUM YIELD | 46090F100 | 8,720 | 558,254 | SH | SOLE | 0 | 0 | 558,254 | ||
INVESCO EXCHNG TRADED FD TR | PFD ETF | 46138E511 | 509 | 33,889 | SH | SOLE | 0 | 0 | 33,889 | ||
INVESCO EXCHNG TRADED FD TR | S&P INTL LOW | 46138E230 | 382 | 11,188 | SH | SOLE | 0 | 0 | 11,188 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 603 | 3,191 | SH | SOLE | 0 | 0 | 3,191 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 10,962 | 129,233 | SH | SOLE | 0 | 0 | 129,233 | ||
ISHARES TR | CALIF MUN BD ETF | 464288356 | 1,193 | 19,469 | SH | SOLE | 0 | 0 | 19,469 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 13,868 | 178,161 | SH | SOLE | 0 | 0 | 178,161 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,772 | 5,936 | SH | SOLE | 0 | 0 | 5,936 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 17,899 | 158,162 | SH | SOLE | 0 | 0 | 158,162 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 1,343 | 26,343 | SH | SOLE | 0 | 0 | 26,343 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 921 | 14,123 | SH | SOLE | 0 | 0 | 14,123 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 633 | 15,477 | SH | SOLE | 0 | 0 | 15,477 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 264 | 2,315 | SH | SOLE | 0 | 0 | 2,315 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 9,363 | 249,470 | SH | SOLE | 0 | 0 | 249,470 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 1,512 | 9,473 | SH | SOLE | 0 | 0 | 9,473 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 3,357 | 26,175 | SH | SOLE | 0 | 0 | 26,175 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,294 | 8,553 | SH | SOLE | 0 | 0 | 8,553 | ||
ISHARES TR | SH TR CRPORT ETF | 464288646 | 740 | 13,787 | SH | SOLE | 0 | 0 | 13,787 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,469 | 11,356 | SH | SOLE | 0 | 0 | 11,356 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 724 | 6,148 | SH | SOLE | 0 | 0 | 6,148 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 352 | 2,476 | SH | SOLE | 0 | 0 | 2,476 | ||
KRAFT HEINZ CO | COM | 500754106 | 221 | 7,916 | SH | SOLE | 0 | 0 | 7,916 | ||
MERCK & CO INC | COM | 58933Y105 | 292 | 3,466 | SH | SOLE | 0 | 0 | 3,466 | ||
MICROSOFT CORP | COM | 594918104 | 1,018 | 7,322 | SH | SOLE | 0 | 0 | 7,322 | ||
MONDELEZ INTL INC | CL A | 609207105 | 1,402 | 25,346 | SH | SOLE | 0 | 0 | 25,346 | ||
NORFOLK SOUTHERN CORP | COM | 655844108 | 1,021 | 5,682 | SH | SOLE | 0 | 0 | 5,682 | ||
PEPSICO INC | COM | 713448108 | 311 | 2,268 | SH | SOLE | 0 | 0 | 2,268 | ||
PFIZER INC | COM | 717081103 | 808 | 22,493 | SH | SOLE | 0 | 0 | 22,493 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 1,834 | 24,152 | SH | SOLE | 0 | 0 | 24,152 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 307 | 3,013 | SH | SOLE | 0 | 0 | 3,013 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 7,202 | 57,902 | SH | SOLE | 0 | 0 | 57,902 | ||
PROSHARES TR | PSHS SHORT DOW30 | 74347B235 | 351 | 6,696 | SH | SOLE | 0 | 0 | 6,696 | ||
QUALCOMM INC | COM | 747525103 | 335 | 4,393 | SH | SOLE | 0 | 0 | 4,393 | ||
ROCKWELL AUTOMATION INC | COM | 773903109 | 214 | 1,300 | SH | SOLE | 0 | 0 | 1,300 | ||
SOUTHERN CO | COM | 842587107 | 356 | 5,762 | SH | SOLE | 0 | 0 | 5,762 | ||
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 340 | 1,264 | SH | SOLE | 0 | 0 | 1,264 | ||
SPDR INDEX SHS FDS | DJ INTL RL ETF | 78463X863 | 366 | 9,273 | SH | SOLE | 0 | 0 | 9,273 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 20,091 | 67,699 | SH | SOLE | 0 | 0 | 67,699 | ||
SPDR SERIES TRUST | NUVEEN BLMBRG SR | 78468R739 | 551 | 11,255 | SH | SOLE | 0 | 0 | 11,255 | ||
SPDR SERIES TRUST | PORTFOLIO AGRGTE | 78464A649 | 394 | 13,279 | SH | SOLE | 0 | 0 | 13,279 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 411 | 4,010 | SH | SOLE | 0 | 0 | 4,010 | ||
SUMMIT ST BK SANTA ROSA CALI | COM | 866264203 | 756 | 64,080 | SH | SOLE | 0 | 0 | 64,080 | ||
UMPQUA HLDGS CORP | COM | 904214103 | 260 | 15,802 | SH | SOLE | 0 | 0 | 15,802 | ||
UNILEVER PLC | SPON ADR NEW | 904767704 | 266 | 4,418 | SH | SOLE | 0 | 0 | 4,418 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 345 | 2,882 | SH | SOLE | 0 | 0 | 2,882 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 1,128 | 8,265 | SH | SOLE | 0 | 0 | 8,265 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 6,644 | 39,957 | SH | SOLE | 0 | 0 | 39,957 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 222 | 1,322 | SH | SOLE | 0 | 0 | 1,322 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 1,899 | 12,342 | SH | SOLE | 0 | 0 | 12,342 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 3,641 | 32,622 | SH | SOLE | 0 | 0 | 32,622 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 993 | 24,660 | SH | SOLE | 0 | 0 | 24,660 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 24,262 | 299,341 | SH | SOLE | 0 | 0 | 299,341 | ||
VANGUARD STAR FD | VG TL INTL STK F | 921909768 | 2,354 | 45,564 | SH | SOLE | 0 | 0 | 45,564 | ||
VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 | 264 | 3,771 | SH | SOLE | 0 | 0 | 3,771 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 893 | 14,792 | SH | SOLE | 0 | 0 | 14,792 | ||
VISA INC | COM CL A | 92826C839 | 587 | 3,413 | SH | SOLE | 0 | 0 | 3,413 | ||
WASTE MGMT INC DEL | COM | 94106L109 | 258 | 2,242 | SH | SOLE | 0 | 0 | 2,242 | ||
WELLS FARGO CO NEW | COM | 949746101 | 512 | 10,153 | SH | SOLE | 0 | 0 | 10,153 | ||
WESTERN ASSET EMRG MKT DEBT | COM | 95766A101 | 139 | 10,033 | SH | SOLE | 0 | 0 | 10,033 | ||
WISDOMTREE TR | INTL DIV EX FINL | 97717W786 | 11,615 | 287,634 | SH | SOLE | 0 | 0 | 287,634 | ||
WISDOMTREE TR | INTL EQUITY FD | 97717W703 | 642 | 12,913 | SH | SOLE | 0 | 0 | 12,913 | ||
WISDOMTREE TR | US DIVID EX FNCL | 97717W406 | 1,748 | 19,994 | SH | SOLE | 0 | 0 | 19,994 | ||
WISDOMTREE TR | US LARGECAP DIVD | 97717W307 | 12,488 | 126,054 | SH | SOLE | 0 | 0 | 126,054 |