Chief Operating Officer

0001766995-23-000006.txt : 20230511 0001766995-23-000006.hdr.sgml : 20230511 20230511170147 ACCESSION NUMBER: 0001766995-23-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230511 DATE AS OF CHANGE: 20230511 EFFECTIVENESS DATE: 20230511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUMMIT WEALTH & RETIREMENT PLANNING, INC. CENTRAL INDEX KEY: 0001766995 IRS NUMBER: 472346871 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19057 FILM NUMBER: 23912031 BUSINESS ADDRESS: STREET 1: 55 OAK CT. STREET 2: SUITE 210 CITY: DANVILLE STATE: CA ZIP: 94526 BUSINESS PHONE: 925-927-1900 MAIL ADDRESS: STREET 1: 55 OAK CT. STREET 2: SUITE 210 CITY: DANVILLE STATE: CA ZIP: 94526 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001766995 XXXXXXXX 03-31-2023 03-31-2023 SUMMIT WEALTH & RETIREMENT PLANNING, INC.

55 OAK CT. SUITE 210 DANVILLE CA 94526

13F HOLDINGS REPORT 028-19057 000285972 801-108910 N Donald Ryan McCloskey Chief Operating Officer 9259271900 Donald Ryan McCloskey Carmel IN 05-11-2023 0 104 267429679 false INFORMATION TABLE 2 summitwealth13fhr2023q1.xml ABRDN PRECIOUS METALS BASKET PHYSCL PRECS MET 003263100 11352270 124463 SH SOLE 0 0 124463 ADVANCED MICRO DEVICES INC COM 007903107 294912 3009 SH SOLE 0 0 3009 ALPHABET INC CAP STK CL C 02079K107 341120 3280 SH SOLE 0 0 3280 ALPHABET INC CAP STK CL A 02079K305 1116550 10764 SH SOLE 0 0 10764 AMAZON COM INC COM 023135106 571194 5530 SH SOLE 0 0 5530 APOLLO SR FLOATING RATE FD I COM 037636107 941314 74530 SH SOLE 0 0 74530 APPLE INC COM 037833100 3053402 18517 SH SOLE 0 0 18517 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 321121 1040 SH SOLE 0 0 1040 BILL HOLDINGS INC COM 090043100 1217100 15000 SH SOLE 0 0 15000 BLACKROCK FLOATING RATE INCO COM 09255X100 136083 11631 SH SOLE 0 0 11631 BROADCOM INC COM 11135F101 404170 630 SH SOLE 0 0 630 CATALENT INC COM 148806102 278610 4240 SH SOLE 0 0 4240 CHEVRON CORP NEW COM 166764100 315207 1932 SH SOLE 0 0 1932 CHIPOTLE MEXICAN GRILL INC COM 169656105 276743 162 SH SOLE 0 0 162 COHERENT CORP COM 19247G107 350031 9192 SH SOLE 0 0 9192 COPART INC COM 217204106 792112 10532 SH SOLE 0 0 10532 COSTCO WHSL CORP NEW COM 22160K105 548048 1103 SH SOLE 0 0 1103 DIAMONDBACK ENERGY INC COM 25278X109 356443 2637 SH SOLE 0 0 2637 DISNEY WALT CO COM 254687106 298304 2979 SH SOLE 0 0 2979 ETF SER SOLUTIONS US GLB JETS 26922A842 361403 19399 SH SOLE 0 0 19399 ELECTRONIC ARTS INC COM 285512109 290405 2411 SH SOLE 0 0 2411 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 429230 34421 SH SOLE 0 0 34421 ENPHASE ENERGY INC COM 29355A107 290607 1382 SH SOLE 0 0 1382 FLEXSHARES TR HIG YLD VL ETF 33939L662 868404 21321 SH SOLE 0 0 21321 FLEXSHARES TR CR SCD US BD 33939L761 244691 5159 SH SOLE 0 0 5159 FORGEROCK INC CL A 34631B101 494544 24007 SH SOLE 0 0 24007 HOME DEPOT INC COM 437076102 699357 2370 SH SOLE 0 0 2370 INGERSOLL RAND INC COM 45687V106 481963 8284 SH SOLE 0 0 8284 INVESCO QQQ TR UNIT SER 1 46090E103 312586 974 SH SOLE 0 0 974 INVESCO EXCH TRADED FD TR II NATL AMT MUNI 46138E537 1242205 52458 SH SOLE 0 0 52458 ISHARES INC JP MRGN EM HI BD 464286285 388591 11027 SH SOLE 0 0 11027 ISHARES TR CORE US AGGBD ET 464287226 4071294 40860 SH SOLE 0 0 40860 ISHARES TR MSCI EMG MKT ETF 464287234 4626527 117246 SH SOLE 0 0 117246 ISHARES TR IBOXX INV CP ETF 464287242 539369 4921 SH SOLE 0 0 4921 ISHARES TR 20 YR TR BD ETF 464287432 339533 3192 SH SOLE 0 0 3192 ISHARES TR MSCI EAFE ETF 464287465 8325441 116407 SH SOLE 0 0 116407 ISHARES TR CORE S&P MCP ETF 464287507 263919 1055 SH SOLE 0 0 1055 ISHARES TR RUS 1000 VAL ETF 464287598 10709900 70340 SH SOLE 0 0 70340 ISHARES TR RUS 1000 GRW ETF 464287614 3137896 12843 SH SOLE 0 0 12843 ISHARES TR RUSSELL 2000 ETF 464287655 5323114 29838 SH SOLE 0 0 29838 ISHARES TR JPMORGAN USD EMG 464288281 368329 4269 SH SOLE 0 0 4269 ISHARES TR CALIF MUN BD ETF 464288356 761619 13264 SH SOLE 0 0 13264 ISHARES TR NATIONAL MUN ETF 464288414 5966986 55383 SH SOLE 0 0 55383 ISHARES TR CORE HIGH DV ETF 46429B663 531987 5233 SH SOLE 0 0 5233 ISHARES TR 0-5YR HI YL CP 46434V407 421468 10112 SH SOLE 0 0 10112 ISHARES TR FALN ANGLS USD 46435G474 812885 32168 SH SOLE 0 0 32168 ISHARES TR US INFRASTRUC 46435U713 388837 10419 SH SOLE 0 0 10419 JPMORGAN CHASE & CO COM 46625H100 1550428 11898 SH SOLE 0 0 11898 JOHNSON & JOHNSON COM 478160104 216225 1395 SH SOLE 0 0 1395 KINDER MORGAN INC DEL COM 49456B101 211118 12057 SH SOLE 0 0 12057 KRANESHARES TR KFA MOUNT LUCAS 500767652 4758544 161416 SH SOLE 0 0 161416 LAUDER ESTEE COS INC CL A 518439104 249418 1012 SH SOLE 0 0 1012 LIQUIDITY SVCS INC COM 53635B107 370801 28155 SH SOLE 0 0 28155 LITMAN GREGORY FDS TR IMGP DBI MANAGED 53700T827 8398616 319339 SH SOLE 0 0 319339 MAMAMANCINI S HLDGS INC COM 56146T103 46020 24221 SH SOLE 0 0 24221 MASTERCARD INCORPORATED CL A 57636Q104 349600 962 SH SOLE 0 0 962 MERCK & CO INC COM 58933Y105 506316 4759 SH SOLE 0 0 4759 MICROSOFT CORP COM 594918104 2197711 7623 SH SOLE 0 0 7623 MODERNA INC COM 60770K107 325282 2118 SH SOLE 0 0 2118 NVIDIA CORPORATION COM 67066G104 836643 3012 SH SOLE 0 0 3012 PACWEST BANCORP DEL COM 695263103 291219 29930 SH SOLE 0 0 29930 PALO ALTO NETWORKS INC COM 697435105 761009 3810 SH SOLE 0 0 3810 PENNYMAC FINL SVCS INC NEW COM 70932M107 460487 7725 SH SOLE 0 0 7725 PFIZER INC COM 717081103 343067 8409 SH SOLE 0 0 8409 PIMCO ETF TR INTER MUN BD ACT 72201R866 772089 14774 SH SOLE 0 0 14774 PIONEER NAT RES CO COM 723787107 371528 1819 SH SOLE 0 0 1819 PROCTER AND GAMBLE CO COM 742718109 464703 3125 SH SOLE 0 0 3125 PROLOGIS INC. COM 74340W103 272373 2183 SH SOLE 0 0 2183 PROSHARES TR INVT INT RT HG 74347B607 543969 7573 SH SOLE 0 0 7573 PRUDENTIAL FINL INC COM 744320102 267664 3235 SH SOLE 0 0 3235 SPDR S&P 500 ETF TR TR UNIT 78462F103 6119152 14947 SH SOLE 0 0 14947 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 1611094 38859 SH SOLE 0 0 38859 SPDR SER TR BLOOMBERG SHT TE 78468R408 895383 36046 SH SOLE 0 0 36046 SALESFORCE INC COM 79466L302 369793 1851 SH SOLE 0 0 1851 SAREPTA THERAPEUTICS INC COM 803607100 549390 3986 SH SOLE 0 0 3986 SCHWAB CHARLES CORP COM 808513105 464296 8864 SH SOLE 0 0 8864 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 3747040 78308 SH SOLE 0 0 78308 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 24836132 381098 SH SOLE 0 0 381098 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 28634215 436630 SH SOLE 0 0 436630 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 8928293 212933 SH SOLE 0 0 212933 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 9610744 391955 SH SOLE 0 0 391955 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 702691 9605 SH SOLE 0 0 9605 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 15111000 434224 SH SOLE 0 0 434224 SERVICENOW INC COM 81762P102 258849 557 SH SOLE 0 0 557 STARBUCKS CORP COM 855244109 349773 3359 SH SOLE 0 0 3359 T-MOBILE US INC COM 872590104 315172 2176 SH SOLE 0 0 2176 TESLA INC COM 88160R101 931080 4488 SH SOLE 0 0 4488 UNITED STS COMMODITY INDEX F CM REP COPP FD 911718104 215058 8623 SH SOLE 0 0 8623 VANECK ETF TRUST EMERGING MRKT HI 92189F353 1335284 72491 SH SOLE 0 0 72491 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 257672 9196 SH SOLE 0 0 9196 VANECK ETF TRUST LONG MUNI ETF 92189F536 1209696 67168 SH SOLE 0 0 67168 VANECK ETF TRUST JP MRGAN EM LOC 92189H300 274973 10890 SH SOLE 0 0 10890 VANECK ETF TRUST HIGH YLD MUNIETF 92189H409 204787 3958 SH SOLE 0 0 3958 VANGUARD WORLD FD MEGA CAP INDEX 921910873 26295247 183703 SH SOLE 0 0 183703 VANGUARD BD INDEX FDS INTERMED TERM 921937819 20278775 264253 SH SOLE 0 0 264253 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 932260 12188 SH SOLE 0 0 12188 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 492263 10898 SH SOLE 0 0 10898 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 431073 4086 SH SOLE 0 0 4086 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 3638733 60686 SH SOLE 0 0 60686 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 6516396 128630 SH SOLE 0 0 128630 VANGUARD INDEX FDS SM CP VAL ETF 922908611 555850 3501 SH SOLE 0 0 3501 VICTORY CAP HLDGS INC COM CL A 92645B103 237058 8099 SH SOLE 0 0 8099 VISA INC COM CL A 92826C839 654510 2903 SH SOLE 0 0 2903 WALMART INC COM 931142103 243293 1650 SH SOLE 0 0 1650