Chief Operating Officer

0001766995-22-000002.txt : 20220203 0001766995-22-000002.hdr.sgml : 20220203 20220203145805 ACCESSION NUMBER: 0001766995-22-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220203 DATE AS OF CHANGE: 20220203 EFFECTIVENESS DATE: 20220203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUMMIT WEALTH & RETIREMENT PLANNING, INC. CENTRAL INDEX KEY: 0001766995 IRS NUMBER: 472346871 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19057 FILM NUMBER: 22587898 BUSINESS ADDRESS: STREET 1: 55 OAK CT. STREET 2: SUITE 210 CITY: DANVILLE STATE: CA ZIP: 94526 BUSINESS PHONE: 925-927-1900 MAIL ADDRESS: STREET 1: 55 OAK CT. STREET 2: SUITE 210 CITY: DANVILLE STATE: CA ZIP: 94526 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001766995 XXXXXXXX 12-31-2021 12-31-2021 SUMMIT WEALTH & RETIREMENT PLANNING, INC.

55 OAK CT. SUITE 210 DANVILLE CA 94526

13F HOLDINGS REPORT 028-19057 N Donald Ryan McCloskey Chief Operating Officer 9259271900 Donald R. McCloskey Zionsville IN 02-03-2022 0 90 292534 false INFORMATION TABLE 2 summitwealth13fhr2021q4.xml ABBVIE INC COM 00287Y109 300 2215 SH SOLE 0 0 2215 ABERDEEN STD PRECIOUS METALS PHYSCL PM BASKET 003263100 9091 101625 SH SOLE 0 0 101625 ADVANCED MICRO DEVICES INC COM 007903107 1182 8215 SH SOLE 0 0 8215 ALASKA AIR GROUP INC COM 011659109 776 14898 SH SOLE 0 0 14898 ALPHABET INC CAP STK CL C 02079K107 382 132 SH SOLE 0 0 132 ALPHABET INC CAP STK CL A 02079K305 1828 631 SH SOLE 0 0 631 AMAZON COM INC COM 023135106 1447 434 SH SOLE 0 0 434 APPLE INC COM 037833100 4345 24468 SH SOLE 0 0 24468 BLUEPRINT MEDICINES CORP COM 09627Y109 674 6292 SH SOLE 0 0 6292 BRISTOL-MYERS SQUIBB CO COM 110122108 239 3835 SH SOLE 0 0 3835 CSX CORP COM 126408103 323 8602 SH SOLE 0 0 8602 CO-DIAGNOSTICS INC COM 189763105 129 14495 SH SOLE 0 0 14495 DUKE REALTY CORP COM NEW 264411505 460 7001 SH SOLE 0 0 7001 DUTCH BROS INC CL A 26701L100 412 8092 SH SOLE 0 0 8092 ETF MANAGERS TR PRIME MOBILE PAY 26924G409 701 12080 SH SOLE 0 0 12080 ELECTRONIC ARTS INC COM 285512109 1034 7839 SH SOLE 0 0 7839 META PLATFORMS INC CL A 30303M102 1035 3076 SH SOLE 0 0 3076 FLEXSHARES TR HIG YLD VL ETF 33939L662 898 18339 SH SOLE 0 0 18339 FLEXSHARES TR CR SCORED LONG 33939L753 389 6587 SH SOLE 0 0 6587 FLEXSHARES TR CR SCD US BD 33939L761 728 13800 SH SOLE 0 0 13800 FORGEROCK INC CL A 34631B101 599 22441 SH SOLE 0 0 22441 GINKGO BIOWORKS HOLDINGS INC CL A SHS 37611X100 114 13729 SH SOLE 0 0 13729 GUARDANT HEALTH INC COM 40131M109 456 4562 SH SOLE 0 0 4562 INGERSOLL RAND INC COM 45687V106 1059 17124 SH SOLE 0 0 17124 INVESCO EXCH TRADED FD TR II CALIF AMT MUN 46138E206 2552 91482 SH SOLE 0 0 91482 INVESCO EXCH TRADED FD TR II NATL AMT MUNI 46138E537 3056 112714 SH SOLE 0 0 112714 ISHARES INC JP MRGN EM HI BD 464286285 425 9870 SH SOLE 0 0 9870 ISHARES TR CORE US AGGBD ET 464287226 4722 41393 SH SOLE 0 0 41393 ISHARES TR MSCI EMG MKT ETF 464287234 4730 96820 SH SOLE 0 0 96820 ISHARES TR IBOXX INV CP ETF 464287242 889 6709 SH SOLE 0 0 6709 ISHARES TR 1 3 YR TREAS BD 464287457 469 5478 SH SOLE 0 0 5478 ISHARES TR MSCI EAFE ETF 464287465 7343 93329 SH SOLE 0 0 93329 ISHARES TR RUS MID CAP ETF 464287499 267 3219 SH SOLE 0 0 3219 ISHARES TR RUS 1000 VAL ETF 464287598 6920 41209 SH SOLE 0 0 41209 ISHARES TR RUS 1000 GRW ETF 464287614 2449 8013 SH SOLE 0 0 8013 ISHARES TR RUSSELL 2000 ETF 464287655 4114 18495 SH SOLE 0 0 18495 ISHARES TR SHRT NAT MUN ETF 464288158 450 4188 SH SOLE 0 0 4188 ISHARES TR JPMORGAN USD EMG 464288281 1510 13843 SH SOLE 0 0 13843 ISHARES TR CALIF MUN BD ETF 464288356 1725 27678 SH SOLE 0 0 27678 ISHARES TR NATIONAL MUN ETF 464288414 12308 105846 SH SOLE 0 0 105846 ISHARES TR MBS ETF 464288588 9469 88140 SH SOLE 0 0 88140 ISHARES TR MODERT ALLOC ETF 464289875 3247 71417 SH SOLE 0 0 71417 ISHARES TR 0-5YR HI YL CP 46434V407 2614 57701 SH SOLE 0 0 57701 JPMORGAN CHASE & CO COM 46625H100 1193 7534 SH SOLE 0 0 7534 KINDER MORGAN INC DEL COM 49456B101 375 23627 SH SOLE 0 0 23627 KRANESHARES TR CSI CHI INTERNET 500767306 275 7545 SH SOLE 0 0 7545 LEIDOS HOLDINGS INC COM 525327102 243 2738 SH SOLE 0 0 2738 MAMAMANCINI S HLDGS INC COM 56146T103 80 39614 SH SOLE 0 0 39614 MANNKIND CORP COM NEW 56400P706 54 12324 SH SOLE 0 0 12324 MASTERCARD INCORPORATED CL A 57636Q104 638 1775 SH SOLE 0 0 1775 MEDIFAST INC COM 58470H101 503 2404 SH SOLE 0 0 2404 MICROSOFT CORP COM 594918104 2221 6605 SH SOLE 0 0 6605 MODERNA INC COM 60770K107 468 1844 SH SOLE 0 0 1844 NIKE INC CL B 654106103 215 1290 SH SOLE 0 0 1290 NUTRIEN LTD COM 67077M108 419 5572 SH SOLE 0 0 5572 PALO ALTO NETWORKS INC COM 697435105 1033 1856 SH SOLE 0 0 1856 PENNYMAC FINL SVCS INC NEW COM 70932M107 963 13800 SH SOLE 0 0 13800 PROCTER AND GAMBLE CO COM 742718109 202 1237 SH SOLE 0 0 1237 PROSHARES TR INVT INT RT HG 74347B607 704 9462 SH SOLE 0 0 9462 REGENERON PHARMACEUTICALS COM 75886F107 1137 1800 SH SOLE 0 0 1800 SPDR S&P 500 ETF TR TR UNIT 78462F103 588 1238 SH SOLE 0 0 1238 SPDR SER TR NUVEEN BLOOMBERG 78464A284 2176 36211 SH SOLE 0 0 36211 SPDR SER TR BLOOMBERG SHORT 78464A334 3793 124799 SH SOLE 0 0 124799 SPDR SER TR BLOOMBERG EMERGI 78464A391 298 12200 SH SOLE 0 0 12200 SALESFORCE COM INC COM 79466L302 864 3398 SH SOLE 0 0 3398 SAREPTA THERAPEUTICS INC COM 803607100 453 5028 SH SOLE 0 0 5028 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 4473 39584 SH SOLE 0 0 39584 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 36462 222667 SH SOLE 0 0 222667 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 18955 258883 SH SOLE 0 0 258883 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 9899 96669 SH SOLE 0 0 96669 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 8250 278539 SH SOLE 0 0 278539 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1274 15761 SH SOLE 0 0 15761 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 14417 370896 SH SOLE 0 0 370896 STARBUCKS CORP COM 855244109 720 6156 SH SOLE 0 0 6156 T-MOBILE US INC COM 872590104 870 7500 SH SOLE 0 0 7500 TIDAL ETF TR RPAR RISK PARI 886364603 9312 371276 SH SOLE 0 0 371276 VANECK ETF TRUST EMERGING MRKT HI 92189F353 1314 58638 SH SOLE 0 0 58638 VANECK ETF TRUST CHINA BOND ETF 92189F379 492 19946 SH SOLE 0 0 19946 VANECK ETF TRUST SHRT HGH YLD MUN 92189F387 1750 69582 SH SOLE 0 0 69582 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 2275 68993 SH SOLE 0 0 68993 VANECK ETF TRUST JP MRGAN EM LOC 92189H300 403 14107 SH SOLE 0 0 14107 VANECK ETF TRUST HIGH YLD MUNIETF 92189H409 704 11275 SH SOLE 0 0 11275 VANGUARD WORLD FD MEGA CAP INDEX 921910873 34237 203697 SH SOLE 0 0 203697 VANGUARD BD INDEX FDS INTERMED TERM 921937819 23676 270208 SH SOLE 0 0 270208 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 3997 60128 SH SOLE 0 0 60128 VANGUARD INDEX FDS SM CP VAL ETF 922908611 205 1145 SH SOLE 0 0 1145 VICTORY CAP HLDGS INC COM CL A 92645B103 635 17376 SH SOLE 0 0 17376 VISA INC COM CL A 92826C839 897 4141 SH SOLE 0 0 4141 VISTRA CORP COM 92840M102 285 12510 SH SOLE 0 0 12510 MEDTRONIC PLC SHS G5960L103 277 2679 SH SOLE 0 0 2679