0001766904-21-000004.txt : 20210517
0001766904-21-000004.hdr.sgml : 20210517
20210517124056
ACCESSION NUMBER: 0001766904-21-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210517
DATE AS OF CHANGE: 20210517
EFFECTIVENESS DATE: 20210517
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARY STREET PARTNER INVESTMENT ADVISORY LLC
CENTRAL INDEX KEY: 0001766904
IRS NUMBER: 260070474
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19037
FILM NUMBER: 21928979
BUSINESS ADDRESS:
STREET 1: 901 EAST BYRD STREET
STREET 2: SUITE 1001
CITY: RICHMOND
STATE: VA
ZIP: 23219
BUSINESS PHONE: 8043408100
MAIL ADDRESS:
STREET 1: 901 EAST BYRD STREET
STREET 2: SUITE 1001
CITY: RICHMOND
STATE: VA
ZIP: 23219
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001766904
XXXXXXXX
03-31-2021
03-31-2021
CARY STREET PARTNER INVESTMENT ADVISORY LLC
901 EAST BYRD STREET
SUITE 1001
RICHMOND
VA
23219
13F COMBINATION REPORT
028-19037
0000813933
ANCHOR CAPITAL ADVISORS LLC
0001598416
Astor Investment Management LLC
0001027817
ATLANTA CAPITAL MANAGEMENT CO L L C
0001386060
Boston Partners
0000732812
CAPITAL GROUP COMPANIES INC
0001034369
CAPRIN ASSET MANAGEMENT LLC /ADV
0001845445
028-20685
CARY STREET PARTNERS ASSET MANAGEMENT LLC
0001276460
CHICKASAW CAPITAL MANAGEMENT LLC
0001348883
Clearbridge Investments, LLC
0001161670
CULLINAN ASSOCIATES INC
0001255435
CUMBERLAND ADVISORS INC
0000945631
EAGLE CAPITAL MANAGEMENT LLC
0001102578
EARNEST PARTNERS LLC
0001061286
EDGE ASSET MANAGEMENT, INC
0001056288
FEDERATED HERMES, INC.
0000764532
FIDUCIARY MANAGEMENT INC /WI/
0001163368
PACIFIC INVESTMENT MANAGEMENT CO LLC
0001080369
GW HENSSLER & ASSOCIATES LTD
0000053417
JENNISON ASSOCIATES LLC
0001230788
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
0001021223
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC
0001207017
LAZARD ASSET MANAGEMENT LLC
0001004244
NEW ENGLAND ASSET MANAGEMENT INC
0001692234
Russell Investments Group, Ltd.
0000763848
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
0001167026
PRINCETON CAPITAL MANAGEMENT LLC
0000769734
PRINCIPAL GLOBAL INVESTORS
0001766156
Salomon & Ludwin, LLC
0001056593
SCHAFER CULLEN CAPITAL MANAGEMENT INC
0000080255
PRICE T ROWE ASSOCIATES INC /MD/
0001145263
TCW INVESTMENT MANAGEMENT Co LLC
0001259887
LONDON CO OF VIRGINIA
0001068837
VOYA INVESTMENT MANAGEMENT LLC
0000884546
CHARLES SCHWAB INVESTMENT MANAGEMENT INC
0001075869
WELLS CAPITAL MANAGEMENT INC
0001007399
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC
0000900973
Winslow Capital Management, LLC
0001086483
ZACKS INVESTMENT MANAGEMENT
N
Jessica L. Thompson
Chief Compliance Officer
804.228.4680
Jessica L. Thompson
Richmond
VA
05-17-2021
0
310
242922
false
INFORMATION TABLE
2
cspia-13f_20210331.xml
CSPIA-13F-INFOTABLE-2021-03-31
3M CO COM
Stock
88579Y101
1169
6068
SH
SOLE
6068
0
0
ABBOTT LABS COM
Stock
002824100
706
5889
SH
SOLE
5889
0
0
ABBVIE INC COM
Stock
00287Y109
843
7788
SH
SOLE
7787
0
0
ABERDEEN STANDARD PHYSICAL GOLD SHARES ETF
ETF
00326A104
1601
97615
SH
SOLE
97615
0
0
ABERDEEN STANDARD PHYSICAL SILVER SHARES ETF
ETF
003264108
575
24360
SH
SOLE
24360
0
0
ACCENTURE PLC IRELAND SHS CLASS A
Stock
G1151C101
198
717
SH
SOLE
717
0
0
ADOBE SYSTEMS INCORPORATED COM
Stock
00724F101
141
297
SH
SOLE
297
0
0
AFLAC INC COM
Stock
001055102
260
5085
SH
SOLE
5085
0
0
AGILENT TECHNOLOGIES INC COM
Stock
00846U101
403
3166
SH
SOLE
3166
0
0
AKAMAI TECHNOLOGIES INC COM
Stock
00971T101
2
20
SH
SOLE
20
0
0
ALCON AG ORD SHS
Stock
H01301128
11
154
SH
SOLE
154
0
0
ALIBABA GROUP HLDG LTD SPONSORED ADS
ADR
01609W102
789
3478
SH
SOLE
3478
0
0
ALPHABET INC CAP STK CL A
Stock
02079K305
683
331
SH
SOLE
301
0
30
ALPHABET INC CAP STK CL C
Stock
02079K107
1357
656
SH
SOLE
579
0
77
ALPS CLEAN ENERGY ETF
ETF
00162Q460
426
5459
SH
SOLE
5459
0
0
ALPS REIT DIVIDEND DOGS ETF
ETF
00162Q106
35
35098
SH
SOLE
35098
0
0
ALTRIA GROUP INC COM
Stock
02209S103
592
11575
SH
SOLE
9550
0
2025
AMAZON COM INC COM
Stock
023135106
1841
595
SH
SOLE
478
0
117
AMERICAN ELEC PWR CO INC COM
Stock
025537101
203
2399
SH
SOLE
2347
0
51
AMERICAN EXPRESS CO COM
Stock
025816109
347
2452
SH
SOLE
2452
0
0
AMERICAN INTL GROUP INC COM NEW
Stock
026874784
345
7468
SH
SOLE
7468
0
0
AMERICAN TOWER CORP NEW COM
REIT
03027X100
232
972
SH
SOLE
972
0
0
AMERICAN WTR WKS CO INC NEW COM
Stock
030420103
220
1465
SH
SOLE
1465
0
0
AMERIS BANCORP COM
Stock
03076K108
37
700
SH
SOLE
700
0
0
AMGEN INC COM
Stock
031162100
314
1262
SH
SOLE
1262
0
0
ANALOG DEVICES INC COM
Stock
032654105
88
570
SH
SOLE
570
0
0
AON PLC SHS CL A
Stock
G0403H108
64
280
SH
SOLE
280
0
0
APPLE INC COM
Stock
037833100
4162
34075
SH
SOLE
32241
0
1834
ARK INNOVATION ETF
ETF
00214Q104
1465
12215
SH
SOLE
12070
0
145
ARMADA HOFFLER PPTYS INC COM
REIT
04208T108
577
46030
SH
SOLE
46030
0
0
AT&T INC COM
Stock
00206R102
790
57292
SH
SOLE
51911
0
5380
ATLANTIC UN BANKSHARES CORP COM
Stock
04911A107
208
5420
SH
SOLE
5420
0
0
AUTOMATIC DATA PROCESSING INC COM
Stock
053015103
303
1609
SH
SOLE
1609
0
0
AVERY DENNISON CORP COM
Stock
053611109
482
2625
SH
SOLE
2625
0
0
BAOZUN INC SPONSORED ADR
ADR
06684L103
217
5695
SH
SOLE
5695
0
0
BCE INC COM NEW
Stock
05534B760
104
38846
SH
SOLE
38845
0
0
BECTON DICKINSON & CO COM
Stock
075887109
91
375
SH
SOLE
375
0
0
BERKSHIRE HATHAWAY INC DEL CL A
Stock
084670108
386
1
SH
SOLE
1
0
0
BERKSHIRE HATHAWAY INC DEL CL B NEW
Stock
084670702
322
1260
SH
SOLE
986
0
274
BIGCOMMERCE HLDGS INC COM SER 1
Stock
08975P108
203
3518
SH
SOLE
3518
0
0
BIOGEN INC COM
Stock
09062X103
32
115
SH
SOLE
115
0
0
BK OF AMERICA CORP COM
Stock
060505104
703
18180
SH
SOLE
12660
0
5519
BLACKROCK ENHANCD CAP & INM FD COM
CEF
09256A109
313
16200
SH
SOLE
16200
0
0
BLACKROCK ENHANCED INTL DIV TR COM BENE INTER
CEF
092524107
63
62945
SH
SOLE
62945
0
0
BLACKROCK INC COM
Stock
09247X101
501
664
SH
SOLE
664
0
0
BLACKROCK MUN TARGET TERM TR COM SHS BEN IN
CEF
09257P105
158
84600
SH
SOLE
84600
0
0
BLACKROCK SHORT MATURITY BOND ETF
ETF
46431W507
2044
40729
SH
SOLE
39025
0
1704
BLACKROCK ULTRA SHORT-TERM BOND ETF
ETF
46434V878
3125
61864
SH
SOLE
54636
0
7228
BOEING CO COM
Stock
097023105
772
3029
SH
SOLE
3029
0
0
BRISTOL-MYERS SQUIBB CO COM
Stock
110122108
660
10450
SH
SOLE
10450
0
0
BROADCOM INC COM
Stock
11135F101
443
956
SH
SOLE
756
0
200
CARLOTZ INC COM CL A
Stock
142552108
96
13400
SH
SOLE
0
0
13400
CARMAX INC COM
Stock
143130102
661
4982
SH
SOLE
4982
0
0
CBRE GROUP INC CL A
Stock
12504L109
34
433
SH
SOLE
433
0
0
CHEVRON CORP NEW COM
Stock
166764100
635
6058
SH
SOLE
5120
0
938
CHUBB LIMITED COM
Stock
H1467J104
171
1082
SH
SOLE
1082
0
0
CISCO SYS INC COM
Stock
17275R102
863
16680
SH
SOLE
16134
0
545
CITIGROUP INC COM NEW
Stock
172967424
560
7703
SH
SOLE
6463
0
1240
CITIZENS FINL GROUP INC COM
Stock
174610105
70
1590
SH
SOLE
1590
0
0
CLOROX CO DEL COM
Stock
189054109
91
470
SH
SOLE
470
0
0
COCA COLA CO COM
Stock
191216100
558
10593
SH
SOLE
10536
0
56
COHEN & STEERS INFRASTRUCTURE COM
CEF
19248A109
100
60228
SH
SOLE
60228
0
0
COLGATE PALMOLIVE CO COM
Stock
194162103
76
962
SH
SOLE
962
0
0
COMCAST CORP NEW CL A
Stock
20030N101
747
13812
SH
SOLE
13812
0
0
COMMUNITY BANKERS TR CORP COM
Stock
203612106
178
20160
SH
SOLE
20160
0
0
COSTCO WHSL CORP NEW COM
Stock
22160K105
1769
5019
SH
SOLE
5019
0
0
CROWN CASTLE INTL CORP NEW COM
REIT
22822V101
284
1650
SH
SOLE
1650
0
0
CVS HEALTH CORP COM
Stock
126650100
299
3968
SH
SOLE
3968
0
0
DANAHER CORPORATION COM
Stock
235851102
214
951
SH
SOLE
783
0
167
DEFIANCE NEXT GEN SPAC DERIVED ETF
ETF
26922B204
366
13864
SH
SOLE
13864
0
0
DEVON ENERGY CORP NEW COM
Stock
25179M103
346
15835
SH
SOLE
15835
0
0
DIAGEO PLC SPON ADR NEW
ADR
25243Q205
99
603
SH
SOLE
603
0
0
DISNEY WALT CO COM
Stock
254687106
1050
5688
SH
SOLE
5688
0
0
DOMINION ENERGY INC COM
Stock
25746U109
786
98800
SH
SOLE
94884
0
3915
DOW INC COM
Stock
260557103
195
3045
SH
SOLE
2905
0
140
DUKE ENERGY CORP NEW COM NEW
Stock
26441C204
84
28302
SH
SOLE
28024
0
277
DXC TECHNOLOGY CO COM
Stock
23355L106
32
1027
SH
SOLE
467
0
560
EATON CORP PLC SHS
Stock
G29183103
17
120
SH
SOLE
120
0
0
ECOLAB INC COM
Stock
278865100
112
525
SH
SOLE
525
0
0
ELANCO ANIMAL HEALTH INC COM
Stock
28414H103
33
1134
SH
SOLE
1134
0
0
EMERSON ELEC CO COM
Stock
291011104
223
2475
SH
SOLE
2475
0
0
ENTERGY CORP NEW COM
Stock
29364G103
54
53784
SH
SOLE
53783
0
0
EVEREST RE GROUP LTD COM
Stock
G3223R108
138
555
SH
SOLE
555
0
0
EXELON CORP COM
Stock
30161N101
42
41811
SH
SOLE
41811
0
0
EXXON MOBIL CORP COM
Stock
30231G102
578
10347
SH
SOLE
7886
0
2460
FACEBOOK INC CL A
Stock
30303M102
567
1926
SH
SOLE
1926
0
0
FEDERAL AGRIC MTG CORP CL C
Stock
313148306
2
20
SH
SOLE
20
0
0
FEDEX CORP COM
Stock
31428X106
1131
3983
SH
SOLE
3983
0
0
FIDELITY NATIONAL FINANCIAL IN FNF GROUP COM
Stock
31620R303
53
1297
SH
SOLE
1297
0
0
FIFTH THIRD BANCORP COM
Stock
316773100
69
1847
SH
SOLE
0
0
1846
FIRST HORIZON CORPORATION COM
Stock
320517105
8
500
SH
SOLE
500
0
0
FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETF
ETF
33740F805
1289
24392
SH
SOLE
24392
0
0
FIRST TRUST VALUE LINE DIVIDEND INDEX FUND
ETF
33734H106
3393
89342
SH
SOLE
89342
0
0
FISERV INC COM
Stock
337738108
381
3200
SH
SOLE
3200
0
0
FLAHERTY & CRUMRINE DYNAMIC PF SHS
CEF
33848W106
870
28896
SH
SOLE
28896
0
0
FLAHERTY & CRUMRINE PFD SECS I COM
CEF
338478100
298
12715
SH
SOLE
12715
0
0
FORTUNE BRANDS HOME & SEC INC COM
Stock
34964C106
503
5246
SH
SOLE
5246
0
0
FRANKLIN STR PPTYS CORP COM
REIT
35471R106
100
18434
SH
SOLE
18434
0
0
GENERAL DYNAMICS CORP COM
Stock
369550108
115
635
SH
SOLE
635
0
0
GENERAL MTRS CO COM
Stock
37045V100
34
18283
SH
SOLE
18282
0
0
GOLDMAN SACHS GROUP INC COM
Stock
38141G104
867
2650
SH
SOLE
2526
0
124
HASBRO INC COM
Stock
418056107
30
315
SH
SOLE
315
0
0
HEALTH CARE SELECT SECTOR SPDR FUND
ETF
81369Y209
219
1876
SH
SOLE
1797
0
78
HERCULES CAPITAL INC COM
CEF
427096508
23
23142
SH
SOLE
23142
0
0
HOLLYFRONTIER CORP COM
Stock
436106108
20
20345
SH
SOLE
20344
0
0
HOME DEPOT INC COM
Stock
437076102
1967
6444
SH
SOLE
6426
0
18
HONEYWELL INTL INC COM
Stock
438516106
415
1913
SH
SOLE
1913
0
0
HORIZON BANCORP INC COM
Stock
440407104
9
500
SH
SOLE
500
0
0
HUNTINGTON INGALLS INDS INC COM
Stock
446413106
397
1930
SH
SOLE
1930
0
0
ILLINOIS TOOL WKS INC COM
Stock
452308109
1291
5830
SH
SOLE
5830
0
0
INTEL CORP COM
Stock
458140100
825
12895
SH
SOLE
12895
0
0
INTERNATIONAL BUSINESS MACHS COM
Stock
459200101
306
2299
SH
SOLE
2299
0
0
INVESCO BULLETSHARES 2021 CORPORATE BOND ETF
ETF
46138J700
437
20689
SH
SOLE
0
0
20689
INVESCO NATIONAL AMT-FREE MUNICIPAL BOND ETF
ETF
46138E537
238
8877
SH
SOLE
8877
0
0
INVESCO PREFERRED ETF
ETF
46138E511
465
30995
SH
SOLE
1245
0
29750
INVESCO QQQ TRUST
ETF
46090E103
813
2549
SH
SOLE
1806
0
743
INVESCO S&P 500 EQUAL WEIGHT ETF
ETF
46137V357
262
1853
SH
SOLE
1853
0
0
INVESCO S&P 500 LOW VOLATILITY ETF
ETF
46138E354
512
8809
SH
SOLE
8809
0
0
ISHARES 0-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF
ETF
46434V100
849
16388
SH
SOLE
400
0
15988
ISHARES 1-3 YEAR TREASURY BOND ETF
ETF
464287457
10
118
SH
SOLE
118
0
0
ISHARES CORE MSCI EAFE ETF
ETF
46432F842
1251
17364
SH
SOLE
17364
0
0
ISHARES CORE S&P 500 ETF
ETF
464287200
1366
3433
SH
SOLE
3369
0
64
ISHARES CORE U.S. AGGREGATE BOND ETF
ETF
464287226
79
694
SH
SOLE
694
0
0
ISHARES IBONDS DEC 2021 TERM CORPORATE ETF
ETF
46434VBK5
73
2924
SH
SOLE
2742
0
182
ISHARES IBONDS DEC 2021 TERM MUNI BOND ETF
ETF
46435G789
65
2512
SH
SOLE
2512
0
0
ISHARES IBONDS DEC 2022 TERM CORPORATE ETF
ETF
46434VBA7
68
2674
SH
SOLE
2274
0
400
ISHARES IBONDS DEC 2022 TERM MUNI BOND ETF
ETF
46435G755
12
455
SH
SOLE
455
0
0
ISHARES IBONDS DEC 2023 TERM CORPORATE ETF
ETF
46434VAX8
47
1791
SH
SOLE
1219
0
572
ISHARES IBONDS DEC 2024 TERM CORPORATE ETF
ETF
46434VBG4
32
1214
SH
SOLE
1214
0
0
ISHARES IBONDS DEC 2024 TERM MUNI BOND ETF
ETF
46435U697
26
961
SH
SOLE
961
0
0
ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF
ETF
464287242
712
5477
SH
SOLE
175
0
5302
ISHARES INTEREST RATE HEDGED CORPORATE BOND ETF
ETF
46431W705
364
3770
SH
SOLE
3770
0
0
ISHARES MSCI EAFE ETF
ETF
464287465
261
3443
SH
SOLE
2569
0
873
ISHARES MSCI EAFE GROWTH ETF
ETF
464288885
1815
18063
SH
SOLE
16912
0
1150
ISHARES MSCI EAFE MIN VOL FACTOR ETF
ETF
46429B689
1078
14770
SH
SOLE
11042
0
3728
ISHARES MSCI EAFE SMALL-CAP ETF
ETF
464288273
384
5339
SH
SOLE
4897
0
442
ISHARES MSCI EAFE VALUE ETF
ETF
464288877
497
9751
SH
SOLE
8537
0
1214
ISHARES MSCI USA MIN VOL FACTOR ETF
ETF
46429B697
686
9921
SH
SOLE
8726
0
1195
ISHARES NORTH AMERICAN NATURAL RESOURCES ETF
ETF
464287374
439
15928
SH
SOLE
0
0
15928
ISHARES PREFERRED AND INCOME SECURITIES ETF
ETF
464288687
660
17190
SH
SOLE
6170
0
11020
ISHARES RUSSELL 1000 GROWTH ETF
ETF
464287614
546
2248
SH
SOLE
116
0
2132
ISHARES RUSSELL 1000 VALUE ETF
ETF
464287598
1677
11068
SH
SOLE
6711
0
4357
ISHARES RUSSELL 2000 ETF
ETF
464287655
329
1488
SH
SOLE
1123
0
365
ISHARES RUSSELL MID-CAP ETF
ETF
464287499
427
5780
SH
SOLE
1580
0
4200
ISHARES S&P 500 GROWTH ETF
ETF
464287309
1630
25041
SH
SOLE
25041
0
0
ISHARES S&P 500 VALUE ETF
ETF
464287408
236
1668
SH
SOLE
1668
0
0
ISHARES S&P MIDCAP FUND
ETF
464287507
1758
6755
SH
SOLE
6267
0
488
ISHARES S&P SMALL-CAP 600 GROWTH ETF
ETF
464287887
1413
11019
SH
SOLE
11019
0
0
ISHARES S&P SMALL-CAP 600 VALUE ETF
ETF
464287879
1030
10225
SH
SOLE
10225
0
0
ISHARES S&P SMALL-CAP FUND
ETF
464287804
579
5334
SH
SOLE
4694
0
640
ISHARES SHORT TREASURY BOND ETF
ETF
464288679
291
2630
SH
SOLE
0
0
2630
ISHARES SILVER TRUST
ETF
46428Q109
155
6827
SH
SOLE
5699
0
1128
ISHARES U.S. TECHNOLOGY ETF
ETF
464287721
2274
25931
SH
SOLE
17062
0
8869
JOHNSON & JOHNSON COM
Stock
478160104
1816
11048
SH
SOLE
11048
0
0
JPMORGAN CHASE & CO COM
Stock
46625H100
1441
9466
SH
SOLE
9361
0
104
JPMORGAN EQUITY PREMIUM INCOME ETF
ETF
46641Q332
5928
101988
SH
SOLE
88411
0
13577
JPMORGAN ULTRA-SHORT INCOME ETF
ETF
46641Q837
1861
36666
SH
SOLE
36666
0
0
KIMBERLY-CLARK CORP COM
Stock
494368103
78
558
SH
SOLE
558
0
0
KINDER MORGAN INC DEL COM
Stock
49456B101
48
2900
SH
SOLE
2900
0
0
KINSALE CAP GROUP INC COM
Stock
49714P108
296
1795
SH
SOLE
1794
0
0
LABORATORY CORP AMER HLDGS COM NEW
Stock
50540R409
2241
8788
SH
SOLE
8788
0
0
LAM RESEARCH CORP COM
Stock
512807108
4
7
SH
SOLE
7
0
0
LANDSTAR SYS INC COM
Stock
515098101
41
250
SH
SOLE
250
0
0
LILLY ELI & CO COM
Stock
532457108
1189
6362
SH
SOLE
6362
0
0
LINCOLN NATL CORP IND COM
Stock
534187109
23
375
SH
SOLE
375
0
0
LINDE PLC SHS
Stock
G5494J103
1782
6360
SH
SOLE
6360
0
0
LOCKHEED MARTIN CORP COM
Stock
539830109
204
553
SH
SOLE
553
0
0
LOWES COS INC COM
Stock
548661107
752
3953
SH
SOLE
3673
0
280
LYONDELLBASELL INDUSTRIES N V SHS - A -
Stock
N53745100
13
125
SH
SOLE
125
0
0
MARKEL CORP COM
Stock
570535104
489
429
SH
SOLE
429
0
0
MARSH & MCLENNAN COS INC COM
Stock
571748102
775
6359
SH
SOLE
6359
0
0
MASTERCARD INCORPORATED CL A
Stock
57636Q104
285
800
SH
SOLE
800
0
0
MCCORMICK & CO INC COM NON VTG
Stock
579780206
85
950
SH
SOLE
950
0
0
MCDONALDS CORP COM
Stock
580135101
162
722
SH
SOLE
722
0
0
MEDTRONIC PLC SHS
Stock
G5960L103
221
1867
SH
SOLE
1867
0
0
MERCADOLIBRE INC COM
Stock
58733R102
96
65
SH
SOLE
65
0
0
MERCK & CO INC COM
Stock
58933Y105
1844
23919
SH
SOLE
23919
0
0
MICROSOFT CORP COM
Stock
594918104
4782
20282
SH
SOLE
19819
0
462
MODERNA INC COM
Stock
60770K107
18
135
SH
SOLE
135
0
0
NEWMONT CORP COM
Stock
651639106
39
650
SH
SOLE
650
0
0
NEXTERA ENERGY INC COM
Stock
65339F101
211
2786
SH
SOLE
2786
0
0
NIKE INC CL B
Stock
654106103
463
3483
SH
SOLE
3483
0
0
NOVARTIS AG SPONSORED ADR
ADR
66987V109
95
1107
SH
SOLE
1107
0
0
NUVEEN MUNICIPAL CREDIT INC FD COM SH BEN INT
CEF
67070X101
42
42468
SH
SOLE
42468
0
0
NUVEEN TAXABLE MUNICPAL INM FD COM
CEF
67074C103
101
17322
SH
SOLE
17322
0
0
NUVEEN VIRGINIA QLTY MUNCPL FD COM
CEF
67064R102
458
84765
SH
SOLE
84764
0
0
NVIDIA CORPORATION COM
Stock
67066G104
414
775
SH
SOLE
775
0
0
NXP SEMICONDUCTORS N V COM
Stock
N6596X109
185
919
SH
SOLE
919
0
0
OCEANFIRST FINL CORP COM
Stock
675234108
6
250
SH
SOLE
250
0
0
ORACLE CORP COM
Stock
68389X105
95
1357
SH
SOLE
824
0
533
PARKER-HANNIFIN CORP COM
Stock
701094104
30
95
SH
SOLE
95
0
0
PARTNERS BANCORP COM
Stock
70213Q108
65
64589
SH
SOLE
64589
0
0
PAYCHEX INC COM
Stock
704326107
85
870
SH
SOLE
870
0
0
PAYPAL HLDGS INC COM
Stock
70450Y103
248
1020
SH
SOLE
819
0
201
PEPSICO INC COM
Stock
713448108
812
5739
SH
SOLE
5739
0
0
PFIZER INC COM
Stock
717081103
442
12201
SH
SOLE
12201
0
0
PHILIP MORRIS INTL INC COM
Stock
718172109
301
3393
SH
SOLE
2892
0
501
PHILLIPS 66 COM
Stock
718546104
205
28852
SH
SOLE
28851
0
0
PIMCO 0-5 YEAR HIGH YIELD CORPORATE BOND INDEX EXCHANGE-TRADED FUND
ETF
72201R783
280
2821
SH
SOLE
2821
0
0
PIMCO DYNAMIC CR INCOME FD COM SHS
CEF
72202D106
29
28866
SH
SOLE
28866
0
0
PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND
ETF
72201R833
278
2729
SH
SOLE
2435
0
293
PIMCO INCOME STRATEGY FD II COM
CEF
72201J104
141
13700
SH
SOLE
13700
0
0
PNC FINL SVCS GROUP INC COM
Stock
693475105
37
209
SH
SOLE
50
0
159
PPL CORP COM
Stock
69351T106
34
12302
SH
SOLE
12302
0
0
PROCTER AND GAMBLE CO COM
Stock
742718109
323
2384
SH
SOLE
2384
0
0
PROSPECT CAP CORP 4.95 07/15/2022
Convertible
74348TAR3
51
50000
SH
SOLE
40000
0
10000
PRUDENTIAL FINL INC COM
Stock
744320102
13
140
SH
SOLE
140
0
0
QORVO INC COM
Stock
74736K101
23
125
SH
SOLE
125
0
0
QUALCOMM INC COM
Stock
747525103
47
355
SH
SOLE
355
0
0
RAYTHEON TECHNOLOGIES CORP COM
Stock
75513E101
204
2641
SH
SOLE
2641
0
0
RENAISSANCE IPO ETF
ETF
759937204
368
5923
SH
SOLE
5923
0
0
RIO TINTO PLC SPONSORED ADR
ADR
767204100
3
40
SH
SOLE
40
0
0
ROMEO POWER INC COM
Stock
776153108
166
19977
SH
SOLE
19977
0
0
ROYAL BK CDA COM
Stock
780087102
194
2108
SH
SOLE
1385
0
723
ROYAL DUTCH SHELL PLC SPON ADR B
ADR
780259107
179
20652
SH
SOLE
20651
0
0
ROYAL DUTCH SHELL PLC SPONS ADR A
ADR
780259206
499
12730
SH
SOLE
12730
0
0
SCHWAB EMERGING MARKETS EQUITY ETF
ETF
808524706
460
14483
SH
SOLE
14482
0
0
SCHWAB U.S. LARGE-CAP GROWTH ETF
ETF
808524300
6360
49006
SH
SOLE
49006
0
0
SCHWAB U.S. LARGE-CAP VALUE ETF
ETF
808524409
3166
48500
SH
SOLE
48499
0
0
SHERWIN WILLIAMS CO COM
Stock
824348106
307
416
SH
SOLE
416
0
0
SKYWORKS SOLUTIONS INC COM
Stock
83088M102
25
135
SH
SOLE
135
0
0
SOUTHERN CO COM
Stock
842587107
158
21030
SH
SOLE
21030
0
0
SPDR BLACKSTONE SENIOR LOAN ETF
ETF
78467V608
230
5030
SH
SOLE
5030
0
0
SPDR BLOOMBERG BARCLAYS SHORT TERM HIGH YIELD BOND ETF
ETF
78468R408
218
7992
SH
SOLE
7992
0
0
SPDR GOLD SHARES
ETF
78463V107
642
4011
SH
SOLE
2781
0
1230
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF
ETF
78463X889
3166
89544
SH
SOLE
85528
0
4015
SPDR PORTFOLIO EMERGING MARKETS ETF
ETF
78463X509
167
3810
SH
SOLE
2139
0
1670
SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF
ETF
78464A805
4864
98890
SH
SOLE
77104
0
21786
SPDR PORTFOLIO S&P 500 GROWTH ETF
ETF
78464A409
2988
52979
SH
SOLE
39426
0
13553
SPDR PORTFOLIO S&P 500 HIGH DIVIDEND ETF
ETF
78468R788
255
6625
SH
SOLE
5778
0
847
SPDR PORTFOLIO S&P 500 VALUE ETF
ETF
78464A508
2269
59873
SH
SOLE
40310
0
19562
SPDR PORTFOLIO SHORT TERM CORPORATE BOND ETF
ETF
78464A474
454
14510
SH
SOLE
1311
0
13199
SPDR PORTFOLIO SHORT TERM TREASURY ETF
ETF
78468R101
1118
36451
SH
SOLE
21746
0
14705
SPDR S&P 400 MID CAP GROWTH ETF
ETF
78464A821
2876
38297
SH
SOLE
38142
0
155
SPDR S&P 400 MID CAP VALUE ETF
ETF
78464A839
1888
28859
SH
SOLE
28535
0
323
SPDR S&P 500 ETF
ETF
78462F103
9454
23854
SH
SOLE
22435
0
1418
SPDR S&P INTERNATIONAL SMALL CAP ETF
ETF
78463X871
1284
34365
SH
SOLE
33637
0
728
SPDR S&P MIDCAP 400 ETF
ETF
78467Y107
249
523
SH
SOLE
522
0
0
STARBUCKS CORP COM
Stock
855244109
310
2839
SH
SOLE
2838
0
0
STRYKER CORPORATION COM
Stock
863667101
163
668
SH
SOLE
668
0
0
TARGET CORP COM
Stock
87612E106
120
605
SH
SOLE
605
0
0
TEXAS INSTRS INC COM
Stock
882508104
3760
19893
SH
SOLE
19892
0
0
THERMO FISHER SCIENTIFIC INC COM
Stock
883556102
2024
4434
SH
SOLE
4434
0
0
TJX COS INC NEW COM
Stock
872540109
191
2892
SH
SOLE
1950
0
941
TOWNEBANK PORTSMOUTH VA COM
Stock
89214P109
7776
255788
SH
SOLE
255287
0
500
TOYOTA MOTOR CORP SP ADR REP2COM
ADR
892331307
297
1900
SH
SOLE
1900
0
0
TRANE TECHNOLOGIES PLC SHS
Stock
G8994E103
129
778
SH
SOLE
778
0
0
TRUIST FINL CORP COM
Stock
89832Q109
759
13018
SH
SOLE
12718
0
300
ULTA BEAUTY INC COM
Stock
90384S303
19
60
SH
SOLE
60
0
0
UNILEVER PLC SPON ADR NEW
ADR
904767704
57
1023
SH
SOLE
1023
0
0
UNION PAC CORP COM
Stock
907818108
167
756
SH
SOLE
756
0
0
UNITED PARCEL SERVICE INC CL B
Stock
911312106
965
5676
SH
SOLE
5676
0
0
UNITED STATES OIL FUND, LP
ETF
91232N207
251
6205
SH
SOLE
0
0
6205
UNITEDHEALTH GROUP INC COM
Stock
91324P102
657
1767
SH
SOLE
1767
0
0
UNIVEST FINANCIAL CORPORATION COM
Stock
915271100
30
1055
SH
SOLE
1055
0
0
US BANCORP DEL COM NEW
Stock
902973304
496
8967
SH
SOLE
8967
0
0
UTILITIES SELECT SECTOR SPDR FUND
ETF
81369Y886
477
7453
SH
SOLE
7453
0
0
V F CORP COM
Stock
918204108
81
1015
SH
SOLE
1015
0
0
VANECK VECTORS BDC INCOME ETF
ETF
92189F411
215
13284
SH
SOLE
9576
0
3708
VANECK VECTORS MORNINGSTAR WIDE MOAT ETF
ETF
92189F643
2572
37120
SH
SOLE
37120
0
0
VANGUARD CONSUMER DISCRETIONARY INDEX FUND
ETF
92204A108
52
175
SH
SOLE
0
0
175
VANGUARD DIVIDEND APPRECIATION INDEX FUND
ETF
921908844
529
3597
SH
SOLE
3445
0
152
VANGUARD FTSE ALL-WORLD EX US INDEX FUND
ETF
922042775
523
8621
SH
SOLE
4921
0
3700
VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP INDEX FUND
ETF
922042718
1076
8381
SH
SOLE
7741
0
640
VANGUARD FTSE DEVELOPED MARKETS ETF
ETF
921943858
2400
48868
SH
SOLE
48125
0
743
VANGUARD FTSE EMERGING MARKETS ETF
ETF
922042858
415
7966
SH
SOLE
7758
0
208
VANGUARD FTSE EUROPE ETF
ETF
922042874
864
13722
SH
SOLE
12328
0
1394
VANGUARD GROWTH INDEX FUND
ETF
922908736
5906
22976
SH
SOLE
15104
0
7872
VANGUARD HIGH DIVIDEND YIELD ETF
ETF
921946406
622
6155
SH
SOLE
5971
0
183
VANGUARD INFORMATION TECHNOLOGY INDEX FUND
ETF
92204A702
487
1360
SH
SOLE
139
0
1220
VANGUARD INTERMEDIATE-TERM BOND INDEX FUND
ETF
921937819
5839
65804
SH
SOLE
64448
0
1355
VANGUARD LARGE-CAP INDEX FUND
ETF
922908637
1730
9338
SH
SOLE
9095
0
243
VANGUARD LONG-TERM CORPORATE BOND ETF
ETF
92206C813
463
4571
SH
SOLE
4571
0
0
VANGUARD MID-CAP GROWTH INDEX FUND
ETF
922908538
1599
7451
SH
SOLE
7326
0
124
VANGUARD MID-CAP INDEX FUND
ETF
922908629
827
3738
SH
SOLE
3513
0
224
VANGUARD MID-CAP VALUE INDEX FUND
ETF
922908512
1329
9852
SH
SOLE
9723
0
129
VANGUARD REAL ESTATE ETF
ETF
922908553
203
2209
SH
SOLE
1312
0
897
VANGUARD RUSSELL 2000 ETF
ETF
92206C664
239
1341
SH
SOLE
1213
0
128
VANGUARD S&P 500 ETF
ETF
922908363
967
2653
SH
SOLE
1704
0
949
VANGUARD SHORT-TERM BOND INDEX FUND
ETF
921937827
3065
37294
SH
SOLE
26724
0
10570
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND
ETF
92206C409
391
4745
SH
SOLE
3010
0
1735
VANGUARD SHORT-TERM GOVERNMENT BOND ETF
ETF
92206C102
484
7868
SH
SOLE
0
0
7868
VANGUARD SMALL-CAP GROWTH INDEX FUND
ETF
922908595
450
1637
SH
SOLE
1612
0
25
VANGUARD SMALL-CAP INDEX FUND
ETF
922908751
1799
8405
SH
SOLE
7452
0
953
VANGUARD TAX-EXEMPT BOND ETF
ETF
922907746
219
4003
SH
SOLE
4003
0
0
VANGUARD TOTAL BOND MARKET INDEX FUND
ETF
921937835
1993
23519
SH
SOLE
21964
0
1555
VANGUARD TOTAL INTERNATIONAL BOND ETF
ETF
92203J407
1394
24409
SH
SOLE
22769
0
1640
VANGUARD TOTAL INTERNATIONAL STOCK ETF
ETF
921909768
425
6779
SH
SOLE
0
0
6779
VANGUARD TOTAL STOCK MARKET INDEX FUND
ETF
922908769
4168
20164
SH
SOLE
17712
0
2452
VANGUARD U.S. MULTIFACTOR ETF
ETF
921935607
242
2500
SH
SOLE
2500
0
0
VANGUARD VALUE INDEX FUND
ETF
922908744
4071
30965
SH
SOLE
18749
0
12215
VERIZON COMMUNICATIONS INC COM
Stock
92343V104
1058
18186
SH
SOLE
16362
0
1824
VISA INC COM CL A
Stock
92826C839
320
1512
SH
SOLE
1512
0
0
VMWARE INC CL A COM
Stock
928563402
74
490
SH
SOLE
490
0
0
WALGREENS BOOTS ALLIANCE INC COM
Stock
931427108
185
3374
SH
SOLE
3374
0
0
WALMART INC COM
Stock
931142103
345
2540
SH
SOLE
2540
0
0
WASTE MGMT INC DEL COM
Stock
94106L109
746
5779
SH
SOLE
5779
0
0
WESTERN ASSET INTER MUNI FD IN COM
CEF
958435109
129
128746
SH
SOLE
128746
0
0
WILLIS TOWERS WATSON PLC LTD SHS
Stock
G96629103
32
140
SH
SOLE
140
0
0
WILLSCOT MOBIL MINI HLDNG CORP COM CL A
Stock
971378104
234
8417
SH
SOLE
8417
0
0
WISDOMTREE CBOE S&P 500 PUTWRITE STRATEGY FUND
ETF
97717X560
345
11424
SH
SOLE
10325
0
1099
WISDOMTREE CLOUD COMPUTING FUND
ETF
97717Y691
295
6125
SH
SOLE
6125
0
0
WISDOMTREE EUROPE HEDGED SMALLCAP EQUITY FUND
ETF
97717X552
680
20029
SH
SOLE
18856
0
1173
WISDOMTREE FLOATING RATE TREASURY FUND
ETF
97717X628
9122
363441
SH
SOLE
351273
0
12168
WISDOMTREE U.S. TOTAL DIVIDEND FUND
ETF
97717W109
474
4196
SH
SOLE
4196
0
0
WP CAREY INC COM
REIT
92936U109
135
1909
SH
SOLE
1909
0
0
YUM BRANDS INC COM
Stock
988498101
235
2176
SH
SOLE
2175
0
0
YUM CHINA HLDGS INC COM
Stock
98850P109
207
3496
SH
SOLE
3496
0
0
ZIMMER BIOMET HOLDINGS INC COM
Stock
98956P102
57
356
SH
SOLE
356
0
0
ZOETIS INC CL A
Stock
98978V103
1529
9708
SH
SOLE
9708
0
0