0001766904-20-000006.txt : 20200421
0001766904-20-000006.hdr.sgml : 20200421
20200421122704
ACCESSION NUMBER: 0001766904-20-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200421
DATE AS OF CHANGE: 20200421
EFFECTIVENESS DATE: 20200421
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARY STREET PARTNER INVESTMENT ADVISORY LLC
CENTRAL INDEX KEY: 0001766904
IRS NUMBER: 260070474
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19037
FILM NUMBER: 20804619
BUSINESS ADDRESS:
STREET 1: 901 EAST BYRD STREET
STREET 2: SUITE 1001
CITY: RICHMOND
STATE: VA
ZIP: 23219
BUSINESS PHONE: 8043408100
MAIL ADDRESS:
STREET 1: 901 EAST BYRD STREET
STREET 2: SUITE 1001
CITY: RICHMOND
STATE: VA
ZIP: 23219
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001766904
XXXXXXXX
03-31-2020
03-31-2020
CARY STREET PARTNER INVESTMENT ADVISORY LLC
901 EAST BYRD STREET
SUITE 1001
RICHMOND
VA
23219
13F HOLDINGS REPORT
028-19037
N
KEVIN SPENCE
CHIEF COMPLIANCE OFFICER
8042284680
KEVIN SPENCE
RICHMOND
VA
04-21-2020
0
72
42857
false
INFORMATION TABLE
2
q1.2020.xml
ABBVIE INC
COM
00287Y109
255
3359
SH
SOLE
0
0
3359
ABERDEEN STANDARD ETF
COM
00326A104
1276
84266
SH
SOLE
0
0
84266
ABERDEEN TOTAL DYNAMIC
COM
00326L100
90
13700
SH
SOLE
0
0
13700
ALTRIA GROUP INC
COM
02209S103
203
5264
SH
SOLE
0
0
5264
AMERICAN TOWER CORP
COM
03027X100
210
967
SH
SOLE
0
0
967
AMGEN INC
COM
031162100
284
1402
SH
SOLE
0
0
1402
APPLE INC
COM
037833100
1682
6614
SH
SOLE
0
0
6614
BANK OF AMERICA CORP
COM
060505104
312
14716
SH
SOLE
0
0
14716
BERKSHIRE HATHAWAY INC
COM
084670108
272
1
SH
SOLE
0
0
1
BLACKROCK ENHANCED
COM
09256A109
151
11700
SH
SOLE
0
0
11700
BRISTOL MYERS SQUIBB
COM
110122108
244
4383
SH
SOLE
0
0
4383
COMMUNITY BANKERS TR
COM
203612106
97
20160
SH
SOLE
0
0
20160
EXXON MOBIL CORP
COM
30231G102
256
6747
SH
SOLE
0
0
6747
FIRST TRUST CLOUD ETF
COM
33734X192
407
7476
SH
SOLE
0
0
7476
FLAHERTY & CRMRN PRF INC
COM
338478100
212
12715
SH
SOLE
0
0
12715
FLAHERTY CRUMRINE DYN PR
COM
33848W106
252
12460
SH
SOLE
0
0
12460
HOME DEPOT INC
COM
437076102
251
1347
SH
SOLE
0
0
1347
INVESCO ETF I BULSHS 2020 CB ETF
COM
46138J502
431
20515
SH
SOLE
0
0
20515
INVESCO ETF I BULSHS 2021 CB ETF
COM
46138J700
438
20908
SH
SOLE
0
0
20908
INVESCO QQQ TRUST UNIT SER 1 ETF
COM
46090E103
335
1760
SH
SOLE
0
0
1760
INVESCO TR II ETF
COM
46138E354
985
21001
SH
SOLE
0
0
21001
INVESCO TR II ETF
COM
46138E198
370
9313
SH
SOLE
0
0
9313
ISHARES ETF
COM
46429B689
2278
36724
SH
SOLE
0
0
36724
ISHARES ETF
COM
464287598
615
6202
SH
SOLE
0
0
6202
ISHARES CORE MSCI ETF
COM
46432F842
710
14242
SH
SOLE
0
0
14242
ISHARES EDGE MSCI ETF
COM
46429B697
2738
50702
SH
SOLE
0
0
50702
ISHARES MSCI EAFE GROWTH
COM
464288885
637
8960
SH
SOLE
0
0
8960
ISHARES S&P 500 ETF
COM
464287309
238
1448
SH
SOLE
0
0
1448
ISHARES S&P500 VALUE ETF
COM
464287408
243
2528
SH
SOLE
0
0
2528
ISHARES TRUST 0-5YR INVT GR CP ETF
COM
46434V100
753
15028
SH
SOLE
0
0
15028
ISHARES TRUST IBOXX INV CP ETF
COM
464287242
536
4341
SH
SOLE
0
0
4341
ISHARES ULTRA SHORT ETF
COM
46434V878
317
6359
SH
SOLE
0
0
6359
J P MORGAN CHASE & CO
COM
46625H100
398
4422
SH
SOLE
0
0
4422
JPMORGAN ULTRA SHORT
COM
46641Q837
301
6065
SH
SOLE
0
0
6065
MARKEL CORP
COM
570535104
371
400
SH
SOLE
0
0
400
NIO INC ADR
COM
62914V106
38
14003
SH
SOLE
0
0
14003
NUVEEN PREFERRED
COM
67072C105
111
15311
SH
SOLE
0
0
15311
NUVEEN VA QUALITY MUNI
COM
67064R102
332
25727
SH
SOLE
0
0
25727
PEPSICO INCORPORATED
COM
713448108
205
1710
SH
SOLE
0
0
1710
PIMCO 0-5 YEAR HIGH YLD
COM
72201R783
241
2820
SH
SOLE
0
0
2820
PIMCO ETF TRUST ETF
COM
72201R833
1521
15370
SH
SOLE
0
0
15370
PIMCO INCOME STRATEGY
COM
72201J104
86
11350
SH
SOLE
0
0
11350
PROSHARES TR ETF
COM
74347B425
1976
71469
SH
SOLE
0
0
71469
PROSPECT CAPITAL 4.95
COM
74348TAR3
43
40010
SH
SOLE
0
0
40010
ROYAL BANK CANADA
COM
780087102
213
3467
SH
SOLE
0
0
3467
SCHWAB EMERGING MARKETS
COM
808524706
284
13774
SH
SOLE
0
0
13774
SCHWAB US LARGE CAP
COM
808524409
1969
44477
SH
SOLE
0
0
44477
SELECT SECTOR SPDR T ETF
COM
81369Y886
669
10670
SH
SOLE
0
0
10670
SPDR S&P 400 MID CAP
COM
78464A821
1674
39113
SH
SOLE
0
0
39113
SPDR S&P 400 MID CAP
COM
78464A839
1088
30870
SH
SOLE
0
0
30870
SPDR S&P 500 TRUST ETF
COM
78462F103
432
1677
SH
SOLE
0
0
1677
SPDR TRUST PRTFlO SHORT ETF
COM
78464A474
517
17114
SH
SOLE
0
0
17114
SPDR TRUST PRTFLO S&P500 ETF
COM
78464A409
273
7666
SH
SOLE
0
0
7666
SPDR TRUST PRTFLO S&P500 VL ETF
COM
78464A508
219
8508
SH
SOLE
0
0
8508
T ROWE PRICE MID-CAP
COM
779556109
333
4559
SH
SOLE
0
0
4559
T ROWE PRICE SUMMIT
COM
77957N209
1241
103988
SH
SOLE
0
0
103988
TEXAS INSTRUMENTS INC
COM
882508104
242
2429
SH
SOLE
0
0
2429
THE RANGER EQUITY ETF
COM
00768Y883
155
22400
SH
SOLE
0
0
22400
UNITEDHEALTH GROUP
COM
91324P102
428
1718
SH
SOLE
0
0
1718
VANECK VECTORS TR ETF
COM
92189F643
686
15685
SH
SOLE
0
0
15685
VANGUARD ALLWRLD EX US ETF
COM
922042775
209
5116
SH
SOLE
0
0
5116
VANGUARD FUNDS
COM
921921300
961
15862
SH
SOLE
0
0
15862
VANGUARD GROWTH ETF
COM
922908736
2627
16770
SH
SOLE
0
0
16770
VANGUARD INDEX FDS ETF
COM
922908553
481
6890
SH
SOLE
0
0
6890
VANGUARD LONG TERM COR
COM
92206C813
315
3246
SH
SOLE
0
0
3246
VANGUARD MID-CAP ETF
COM
922908538
697
5507
SH
SOLE
0
0
5507
VANGUARD SMALL CP ETF
COM
922908751
574
4974
SH
SOLE
0
0
4974
VANGUARD STAR FD TL INTL STK F ETF
COM
921909768
444
10603
SH
SOLE
0
0
10603
VANGUARD VALUE ETF
COM
922908744
1504
16889
SH
SOLE
0
0
16889
VERIZON COMMUNICATIONS
COM
92343V104
472
8797
SH
SOLE
0
0
8797
VISA INC CLASS A
COM
92826C839
243
1511
SH
SOLE
0
0
1511
WALMART INC
COM
931142103
206
1820
SH
SOLE
0
0
1820