0001766904-19-000002.txt : 20190206 0001766904-19-000002.hdr.sgml : 20190206 20190206144247 ACCESSION NUMBER: 0001766904-19-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190206 DATE AS OF CHANGE: 20190206 EFFECTIVENESS DATE: 20190206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CARY STREET PARTNER INVESTMENT ADVISORY LLC CENTRAL INDEX KEY: 0001766904 IRS NUMBER: 260070474 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19037 FILM NUMBER: 19570915 BUSINESS ADDRESS: STREET 1: 901 EAST BYRD STREET STREET 2: SUITE 1001 CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 8043408100 MAIL ADDRESS: STREET 1: 901 EAST BYRD STREET STREET 2: SUITE 1001 CITY: RICHMOND STATE: VA ZIP: 23219 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001766904 XXXXXXXX 12-31-2018 12-31-2018 CARY STREET PARTNER INVESTMENT ADVISORY LLC

901 EAST BYRD STREET SUITE 1001 RICHMOND VA 23219

13F HOLDINGS REPORT 028-19037 N Kevin Spence 804-228-4680 Kevin Spence Richmond VA 02-06-2019 0 103 102836 false INFORMATION TABLE 2 cspia_12312018.xml A T & T INC COMMON STOCK 00206R102 323 11278 SH SOLE 0 0 11278 ABBVIE INC COMMON STOCK 00287Y109 279 3033 SH SOLE 0 0 3033 ABERDEEN TOTAL DYNAMIC EXCHANGE TRADED FUNDS 00326L100 72 10100 SH SOLE 0 0 10100 ALPHABET INC COM CL A COMMON STOCK CLASS A 02079K305 301 289 SH SOLE 0 0 289 ALTRIA GROUP INC COMMON STOCK 02209S103 551 11164 SH SOLE 0 0 11164 AMAZON.COM INC COMMON STOCK 023135106 400 262 SH SOLE 0 0 262 APPLE INC COMMON STOCK 037833100 1342 8533 SH SOLE 0 0 8533 ARK ETF TR ETF EXCHANGE TRADED FUNDS 00214Q104 779 20958 SH SOLE 0 0 20958 BANK OF AMERICA CORPORATION COM COMMON STOCK 060505104 290 11806 SH SOLE 0 0 11806 BB&T CORP COMMON STOCK 054937107 217 5022 SH SOLE 0 0 5022 BERKSHIRE HATHAWAY INC COMMON STOCK 084670108 306 1 SH SOLE 0 0 1 CHEVRON CORP COMMON STOCK 166764100 223 2030 SH SOLE 0 0 2030 CISCO SYSTEMS INC COMMON STOCK 17275R102 297 6873 SH SOLE 0 0 6873 COMMUNITY BANKERS TR COMMON STOCK 203612106 145 20160 SH SOLE 0 0 20160 COSTCO WHOLESALE CO COMMON STOCK 22160K105 251 1236 SH SOLE 0 0 1236 DOMINION ENERGY INC COMMON STOCK 25746U109 228 3194 SH SOLE 0 0 3194 EXXON MOBIL CORPORATION COMMON STOCK 30231G102 922 13516 SH SOLE 0 0 13516 FIRST TRUST CLOUD ETF EXCHANGE TRADED FUNDS 33734X192 1010 20855 SH SOLE 0 0 20855 FLAHERTY CRUMRINE DYN PR EXCHANGE TRADED FUNDS 33848W106 279 13700 SH SOLE 0 0 13700 FLAHERTY CRUMRINE PRF SE EXCHANGE TRADED FUNDS 338478100 249 14915 SH SOLE 0 0 14915 GEMPHIRE THERAPEUTICS INCORPORATED COMMON STOCK 36870A108 212 238557 SH SOLE 0 0 238557 HOME DEPOT INC COMMON STOCK 437076102 293 1707 SH SOLE 0 0 1707 INTEL CORP COMMON STOCK 458140100 550 11721 SH SOLE 0 0 11721 INVESCO QQQ TR ETF EXCHANGE TRADED FUNDS 46090E103 315 2045 SH SOLE 0 0 2045 INVESCO S&P 500 HIGH UIT EXCHANGE TRADED 46138E362 206 5412 SH SOLE 0 0 5412 INVESCO TR ETF EXCHANGE TRADED FUNDS 46137V357 689 7543 SH 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464288877 575 12716 SH SOLE 0 0 12716 ISHARES TRUST MIN VOL EAFE ETF EXCHANGE TRADED FUNDS 46429B689 2141 32123 SH SOLE 0 0 32123 ISHARES TRUST MSCI EAFE ETF EXCHANGE TRADED FUNDS 464287465 547 9317 SH SOLE 0 0 9317 J P MORGAN CHASE & CO COMMON STOCK 46625H100 367 3765 SH SOLE 0 0 3765 JOHNSON & JOHNSON COMMON STOCK 478160104 335 2600 SH SOLE 0 0 2600 JPMORGAN ULTRA SHORT INCOME ETF UIT EXCHANGE TRADED 46641Q837 586 17615 SH SOLE 0 0 17615 LOCKHEED MARTIN CORP COMMON STOCK 539830109 217 829 SH SOLE 0 0 829 MARKEL CORP COMMON STOCK 570535104 415 400 SH SOLE 0 0 400 MICROSOFT CORP COMMON STOCK 594918104 808 7963 SH SOLE 0 0 7963 NEWMARKET CORPORATN COMMON STOCK 651587107 319 776 SH SOLE 0 0 776 NIKE INC CLASS B COMMON STOCK 654106103 237 3200 SH SOLE 0 0 3200 NOVUS THERAPEUTICS INCORPORATED COMMON STOCK 67011N105 22 10600 SH SOLE 0 0 10600 NUVEEN PREFERRED PREFERRED STOCK 67072C105 122 14811 SH SOLE 0 0 14811 NUVEEN VA QUALITY MUNI EXCHANGE TRADED FUNDS 67064R102 166 14227 SH SOLE 0 0 14227 PEPSICO INCORPORATED COMMON STOCK 713448108 204 1850 SH SOLE 0 0 1850 PFIZER INC COMMON STOCK 717081103 339 7774 SH SOLE 0 0 7774 PHILIP MORRIS INTL COMMON STOCK 718172109 212 3182 SH SOLE 0 0 3182 PIMCO 0-5 YEAR HIGH YLD BND ETF IV UIT EXCHANGE TRADED 72201R783 266 2799 SH SOLE 0 0 2799 PIMCO DYNAMIC INCOME CF EXCHANGE TRADED FUNDS 72201Y101 224 7700 SH SOLE 0 0 7700 PIMCO ETF TRUST ETF EXCHANGE TRADED FUNDS 72201R833 355 3519 SH SOLE 0 0 3519 PIMCO INCOME STRATEGY II EXCHANGE TRADED FUNDS 72201J104 108 11350 SH SOLE 0 0 11350 ROYAL BANK CANADA COMMON STOCK 780087102 236 3456 SH SOLE 0 0 3456 SCHWAB EMERGING MARKETS EQUITY ETF UIT EXCHANGE TRADED 808524706 329 13990 SH SOLE 0 0 13990 SCHWAB INTERNATIONAL EQUITY ETF UIT EXCHANGE TRADED 808524805 938 33088 SH SOLE 0 0 33088 SCHWAB US LARGE CAP VALUE ETF UIT EXCHANGE TRADED 808524409 1835 37240 SH SOLE 0 0 37240 SCHWAB US LARGE-CAP ETF EXCHANGE TRADED FUNDS 808524300 28356 41138 SH SOLE 0 0 41138 SCHWAB US SMALL CAP ETF UIT EXCHANGE TRADED 808524607 1367 21884 SH SOLE 0 0 21884 SPDR GOLD TRUST ETF EXCHANGE TRADED FUNDS 78463V107 247 2041 SH SOLE 0 0 2041 SPDR S&P 400 MID CAP ETF EXCHANGE TRADED FUNDS 78464A821 1059 23099 SH SOLE 0 0 23099 SPDR S&P 500 TRUST ETF EXCHANGE TRADED FUNDS 78462F103 461 1848 SH SOLE 0 0 1848 SPDR SERIES TRUST BLOOMBERG SRT TR ETF EXCHANGE TRADED FUNDS 78468R408 262 10072 SH SOLE 0 0 10072 SPDR SERIES TRUST S&P 400 MDCP VAL ETF EXCHANGE TRADED FUNDS 78464A839 844 18463 SH SOLE 0 0 18463 SPEEDWAY MOTORSPORTS COMMON STOCK 847788106 162 10000 SH SOLE 0 0 10000 TEXAS INSTRUMENTS COMMON STOCK 882508104 239 2539 SH SOLE 0 0 2539 THE RANGER EQUITY ETF EXCHANGE TRADED FUNDS 00768Y883 163 19400 SH SOLE 0 0 19400 UNITEDHEALTH GRP INC COMMON STOCK 91324P102 379 1522 SH SOLE 0 0 1522 VANGUARD FTSE ETF EXCHANGE TRADED FUNDS 921943858 801 21605 SH SOLE 0 0 21605 VANGUARD GROWTH ETF EXCHANGE TRADED FUNDS 922908736 13480 10035 SH SOLE 0 0 10035 VANGUARD INDEX FDS ETF EXCHANGE TRADED FUNDS 922908363 368 1603 SH SOLE 0 0 1603 VANGUARD INDEX FUNDS REAL ESTATE ETF EXCHANGE TRADED FUNDS 922908553 274 3678 SH SOLE 0 0 3678 VANGUARD INTERMEDIAT ETF EXCHANGE TRADED FUNDS 921937819 4204 51727 SH SOLE 0 0 51727 VANGUARD LRG CAP ETF EXCHANGE TRADED FUNDS 922908637 758 6607 SH SOLE 0 0 6607 VANGUARD MID-CAP ETF EXCHANGE TRADED FUNDS 922908538 652 5454 SH SOLE 0 0 5454 VANGUARD MID-CAP VAL ETF EXCHANGE TRADED FUNDS 922908512 206 2166 SH SOLE 0 0 2166 VANGUARD SMALL CAP ETF EXCHANGE TRADED FUNDS 922908751 490 3713 SH SOLE 0 0 3713 VANGUARD TOTAL INTERNATIONAL BOND ET UIT EXCHANGE TRADED 92203J407 545 10061 SH SOLE 0 0 10061 VANGUARD TOTAL STOCK ETF EXCHANGE TRADED FUNDS 922908769 875 6863 SH SOLE 0 0 6863 VANGUARD VALUE ETF EXCHANGE TRADED FUNDS 922908744 570 5823 SH SOLE 0 0 5823 VERIZON COMMUNICATIONS INCORPORATED COMMON STOCK 92343V104 455 8094 SH SOLE 0 0 8094 VISA INC CLASS A COMMON STOCK 92826C839 210 1595 SH SOLE 0 0 1595 WALT DISNEY CO COMMON STOCK 254687106 408 3712 SH SOLE 0 0 3712 WELLS FARGO BK N A COMMON STOCK 949746101 234 5087 SH SOLE 0 0 5087