0001951757-23-000143.txt : 20230412 0001951757-23-000143.hdr.sgml : 20230412 20230411175109 ACCESSION NUMBER: 0001951757-23-000143 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230412 DATE AS OF CHANGE: 20230411 EFFECTIVENESS DATE: 20230412 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Paradigm Financial Partners, LLC CENTRAL INDEX KEY: 0001766564 IRS NUMBER: 823880559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19104 FILM NUMBER: 23814223 BUSINESS ADDRESS: STREET 1: 315 POST ROAD WEST CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2032213085 MAIL ADDRESS: STREET 1: 315 POST ROAD WEST CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001766564 XXXXXXXX 03-31-2023 03-31-2023 Paradigm Financial Partners, LLC
315 POST ROAD WEST WESTPORT CT 06880
13F HOLDINGS REPORT 028-19104 N
CAROL ROBERTSON CHIEF COMPLIANCE OFFICER (203) 221-3085 CAROL ROBERTSON WESTPORT CT 04-11-2023 0 186 370083586 false
INFORMATION TABLE 2 13F_Paradigm_Q12023.xml BREEZE HOLDINGS ACQUISITN CO *W EXP 05/25/202 106762115 626 10000 SH SOLE 0 0 10000 BRISTOL-MYERS SQUIBB CO COM 110122108 362491 5230 SH SOLE 0 0 5230 BRISTOL-MYERS SQUIBB CO RIGHT 12/30/2030 110122140 1200 10000 SH SOLE 0 0 10000 CHEVRON CORP NEW COM 166764100 1948487 11942 SH SOLE 0 0 11942 CINCINNATI FINL CORP COM 172062101 1511847 13489 SH SOLE 0 0 13489 CINTAS CORP COM 172908105 3994316 8633 SH SOLE 0 0 8633 CITIZENS FINL GROUP INC COM 174610105 1671504 55038 SH SOLE 0 0 55038 COCA COLA CO COM 191216100 1632381 26316 SH SOLE 0 0 26316 DANAHER CORPORATION COM 235851102 4230239 16784 SH SOLE 0 0 16784 DEXCOM INC COM 252131107 404655 3483 SH SOLE 0 0 3483 DISNEY WALT CO COM 254687106 2348950 23459 SH SOLE 0 0 23459 EMERSON ELEC CO COM 291011104 1838735 21101 SH SOLE 0 0 21101 ENZO BIOCHEM INC COM 294100102 47385 19500 SH SOLE 0 0 19500 FS KKR CAP CORP COM 302635206 2621252 141689 SH SOLE 0 0 141689 FIFTH THIRD BANCORP COM 316773100 1497648 56218 SH SOLE 0 0 56218 FIRST HORIZON CORPORATION COM 320517105 1339687 75348 SH SOLE 0 0 75348 FIRSTENERGY CORP COM 337932107 729893 18220 SH SOLE 0 0 18220 FORD MTR CO DEL COM 345370860 530511 42104 SH SOLE 0 0 42104 FRANKLIN RESOURCES INC COM 354613101 640930 23791 SH SOLE 0 0 23791 GENERAL MLS INC COM 370334104 1394622 16319 SH SOLE 0 0 16319 GENUINE PARTS CO COM 372460105 1644155 9827 SH SOLE 0 0 9827 GILEAD SCIENCES INC COM 375558103 1798126 21672 SH SOLE 0 0 21672 GRAINGER W W INC COM 384802104 276213 401 SH SOLE 0 0 401 HARTFORD FINL SVCS GROUP INC COM 416515104 2295380 32937 SH SOLE 0 0 32937 HOME DEPOT INC COM 437076102 4429795 15010 SH SOLE 0 0 15010 INTERNATIONAL BUSINESS MACHS COM 459200101 1305764 9961 SH SOLE 0 0 9961 INTERNATIONAL PAPER CO COM 460146103 1398551 38784 SH SOLE 0 0 38784 INTERPUBLIC GROUP COS INC COM 460690100 990212 26590 SH SOLE 0 0 26590 ISHARES TR CORE S&P TTL STK 464287150 1154654 12752 SH SOLE 0 0 12752 ISHARES TR CORE S&P500 ETF 464287200 422179 1027 SH SOLE 0 0 1027 ISHARES TR RUS MDCP VAL ETF 464287473 1194113 11244 SH SOLE 0 0 11244 ISHARES TR CORE S&P MCP ETF 464287507 1137897 4549 SH SOLE 0 0 4549 ISHARES TR JPMORGAN USD EMG 464288281 2562861 29704 SH SOLE 0 0 29704 ISHARES TR IBOXX HI YD ETF 464288513 10546478 139596 SH SOLE 0 0 139596 ISHARES TR ISHS 5-10YR INVT 464288638 261477 5099 SH SOLE 0 0 5099 ISHARES TR ISHS 1-5YR INVS 464288646 1072587 21223 SH SOLE 0 0 21223 ISHARES TR AGGRES ALLOC ETF 464289859 465547 7321 SH SOLE 0 0 7321 JOHNSON & JOHNSON COM 478160104 1051985 6787 SH SOLE 0 0 6787 KEYCORP COM 493267108 1195347 95475 SH SOLE 0 0 95475 LOCKHEED MARTIN CORP COM 539830109 2435505 5152 SH SOLE 0 0 5152 MASTEC INC COM 576323109 1869912 19800 SH SOLE 0 0 19800 MCDONALDS CORP COM 580135101 4607574 16479 SH SOLE 0 0 16479 MICROSOFT CORP COM 594918104 10958505 38011 SH SOLE 0 0 38011 NATIONAL RETAIL PROPERTIES I COM 637417106 1596067 36151 SH SOLE 0 0 36151 NEWELL BRANDS INC COM 651229106 165328 13290 SH SOLE 0 0 13290 NORTHROP GRUMMAN CORP COM 666807102 2870975 6218 SH SOLE 0 0 6218 OLD DOMINION FREIGHT LINE IN COM 679580100 2011979 5903 SH SOLE 0 0 5903 PALO ALTO NETWORKS INC COM 697435105 706081 3535 SH SOLE 0 0 3535 PARKER-HANNIFIN CORP COM 701094104 709192 2110 SH SOLE 0 0 2110 PAYCHEX INC COM 704326107 761794 6648 SH SOLE 0 0 6648 PEPSICO INC COM 713448108 4930121 27044 SH SOLE 0 0 27044 PFIZER INC COM 717081103 1699676 41659 SH SOLE 0 0 41659 PHILIP MORRIS INTL INC COM 718172109 1266855 13027 SH SOLE 0 0 13027 PIONEER NAT RES CO COM 723787107 607718 2976 SH SOLE 0 0 2976 PROCTER AND GAMBLE CO COM 742718109 2111249 14199 SH SOLE 0 0 14199 REPUBLIC SVCS INC COM 760759100 1432649 10595 SH SOLE 0 0 10595 ROBLOX CORP CL A 771049103 697190 15500 SH SOLE 0 0 15500 ROPER TECHNOLOGIES INC COM 776696106 3135950 7116 SH SOLE 0 0 7116 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1324541 27384 SH SOLE 0 0 27384 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 289923 4273 SH SOLE 0 0 4273 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 1482720 26998 SH SOLE 0 0 26998 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1542747 21087 SH SOLE 0 0 21087 SEMPRA COM 816851109 859345 5685 SH SOLE 0 0 5685 SIMON PPTY GROUP INC NEW COM 828806109 378683 3382 SH SOLE 0 0 3382 SONOCO PRODS CO COM 835495102 1258735 20635 SH SOLE 0 0 20635 STARBUCKS CORP COM 855244109 2506133 24067 SH SOLE 0 0 24067 SYNOPSYS INC COM 871607107 1950563 5050 SH SOLE 0 0 5050 TJX COS INC NEW COM 872540109 1387442 17706 SH SOLE 0 0 17706 T-MOBILE US INC COM 872590104 4765526 32902 SH SOLE 0 0 32902 THERMO FISHER SCIENTIFIC INC COM 883556102 5564852 9655 SH SOLE 0 0 9655 US BANCORP DEL COM NEW 902973304 816316 22644 SH SOLE 0 0 22644 UNION PAC CORP COM 907818108 612837 3045 SH SOLE 0 0 3045 VEEVA SYS INC CL A COM 922475108 251057 1366 SH SOLE 0 0 1366 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 418736 1113 SH SOLE 0 0 1113 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1173917 8756 SH SOLE 0 0 8756 VANGUARD INDEX FDS SMALL CP ETF 922908751 573419 3025 SH SOLE 0 0 3025 WALMART INC COM 931142103 3684967 24991 SH SOLE 0 0 24991 WILLIAMS COS INC COM 969457100 2141992 71735 SH SOLE 0 0 71735 QUANTA SVCS INC COM 74762E102 2597418 15587 SH SOLE 0 0 15587 AMERISOURCEBERGEN CORP COM 03073E105 247050 1543 SH SOLE 0 0 1543 TARGET CORP COM 87612E106 328776 1985 SH SOLE 0 0 1985 EDWARDS LIFESCIENCES CORP COM 28176E108 2547919 30798 SH SOLE 0 0 30798 AT&T INC COM 00206R102 1018869 52928 SH SOLE 0 0 52928 ABBVIE INC COM 00287Y109 978851 6142 SH SOLE 0 0 6142 ADOBE SYSTEMS INCORPORATED COM 00724F101 6115822 15870 SH SOLE 0 0 15870 ALPHABET INC CAP STK CL C 02079K107 1138592 10948 SH SOLE 0 0 10948 ALPHABET INC CAP STK CL A 02079K305 7103015 68476 SH SOLE 0 0 68476 ALTRIA GROUP INC COM 02209S103 1262523 28295 SH SOLE 0 0 28295 AMAZON COM INC COM 023135106 6609940 63994 SH SOLE 0 0 63994 AMERICAN ELEC PWR CO INC COM 025537101 1891318 20786 SH SOLE 0 0 20786 AMERICAN EXPRESS CO COM 025816109 1181702 7164 SH SOLE 0 0 7164 AMERICAN WTR WKS CO INC NEW COM 030420103 3183667 21733 SH SOLE 0 0 21733 AMGEN INC COM 031162100 231355 957 SH SOLE 0 0 957 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 4140597 62050 SH SOLE 0 0 62050 APPLE INC COM 037833100 11652026 70661 SH SOLE 0 0 70661 ARES MANAGEMENT CORPORATION CL A COM STK 03990B101 258484 3098 SH SOLE 0 0 3098 ARES CAPITAL CORP COM 04010L103 1287984 70478 SH SOLE 0 0 70478 AVANGRID INC COM 05351W103 846214 21219 SH SOLE 0 0 21219 BCE INC COM NEW 05534B760 1158583 25867 SH SOLE 0 0 25867 BANK AMERICA CORP COM 060505104 845816 29574 SH SOLE 0 0 29574 BECTON DICKINSON & CO COM 075887109 2760319 11151 SH SOLE 0 0 11151 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4906047 15889 SH SOLE 0 0 15889 BLACKSTONE INC COM 09260D107 301953 3438 SH SOLE 0 0 3438 BRIGHTSPIRE CAPITAL INC COM CL A 10949T109 197573 33487 SH SOLE 0 0 33487 CME GROUP INC COM 12572Q105 2625739 13710 SH SOLE 0 0 13710 CION INVT CORP COM 17259U204 1915066 194029 SH SOLE 0 0 194029 CISCO SYS INC COM 17275R102 2494731 47723 SH SOLE 0 0 47723 COMCAST CORP NEW CL A 20030N101 3244586 85587 SH SOLE 0 0 85587 CONOCOPHILLIPS COM 20825C104 465890 4696 SH SOLE 0 0 4696 COSTCO WHSL CORP NEW COM 22160K105 3894476 7838 SH SOLE 0 0 7838 COUPANG INC CL A 22266T109 13937760 871110 SH SOLE 0 0 871110 CROWN CASTLE INC COM 22822V101 1096150 8190 SH SOLE 0 0 8190 DOMINION ENERGY INC COM 25746U109 924304 16532 SH SOLE 0 0 16532 DUKE ENERGY CORP NEW COM NEW 26441C204 1684463 17461 SH SOLE 0 0 17461 EOG RES INC COM 26875P101 3474665 30312 SH SOLE 0 0 30312 ENTERGY CORP NEW COM 29364G103 1498340 13907 SH SOLE 0 0 13907 EQUINIX INC COM 29444U700 2657032 3685 SH SOLE 0 0 3685 EVERSOURCE ENERGY COM 30040W108 1249812 15970 SH SOLE 0 0 15970 EXXON MOBIL CORP COM 30231G102 1586232 14465 SH SOLE 0 0 14465 FS CREDIT OPPORTUNITIES CORP COMMON STOCK 30290Y101 1589351 357962 SH SOLE 0 0 357962 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 9088173 200888 SH SOLE 0 0 200888 HCA HEALTHCARE INC COM 40412C101 4384998 16630 SH SOLE 0 0 16630 INDEPENDENCE RLTY TR INC COM 45378A106 3266433 203770 SH SOLE 0 0 203770 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 520520 11000 SH SOLE 0 0 11000 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 700606 33683 SH SOLE 0 0 33683 INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 46138G649 1136870 8612 SH SOLE 0 0 8612 ISHARES TR CORE MSCI EAFE 46432F842 223702 3346 SH SOLE 0 0 3346 ISHARES TR 0-5YR HI YL CP 46434V407 6366745 152753 SH SOLE 0 0 152753 JPMORGAN CHASE & CO COM 46625H100 4295631 32965 SH SOLE 0 0 32965 J P MORGAN EXCHANGE TRADED F CORE PLUS BD ETF 46641Q670 1759591 37130 SH SOLE 0 0 37130 LYFT INC CL A COM 55087P104 3109900 335480 SH SOLE 0 0 335480 MARATHON PETE CORP COM 56585A102 1985911 14729 SH SOLE 0 0 14729 MASTERCARD INCORPORATED CL A 57636Q104 5987862 16477 SH SOLE 0 0 16477 MERCK & CO INC COM 58933Y105 2357283 22157 SH SOLE 0 0 22157 METLIFE INC COM 59156R108 1442011 24888 SH SOLE 0 0 24888 MID-AMER APT CMNTYS INC COM 59522J103 706112 4675 SH SOLE 0 0 4675 MODERNA INC COM 60770K107 462122 3009 SH SOLE 0 0 3009 NEXTERA ENERGY INC COM 65339F101 3759654 48776 SH SOLE 0 0 48776 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 540068 8890 SH SOLE 0 0 8890 NVIDIA CORPORATION COM 67066G104 2460246 8857 SH SOLE 0 0 8857 OPPFI INC *W EXP 07/20/202 68386H111 891 10000 SH SOLE 0 0 10000 ORACLE CORP COM 68389X105 240105 2584 SH SOLE 0 0 2584 PAYONEER GLOBAL INC *W EXP 06/25/202 70451X112 10400 10000 SH SOLE 0 0 10000 PINTEREST INC CL A 72352L106 265610 9740 SH SOLE 0 0 9740 PLAYSTUDIOS INC *W EXP 06/17/202 72815G116 5150 10000 SH SOLE 0 0 10000 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 1339395 18022 SH SOLE 0 0 18022 PROLOGIS INC. COM 74340W103 1766993 14162 SH SOLE 0 0 14162 S&P GLOBAL INC COM 78409V104 2041383 5921 SH SOLE 0 0 5921 SPDR S&P 500 ETF TR TR UNIT 78462F103 452475 1105 SH SOLE 0 0 1105 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 327682 9601 SH SOLE 0 0 9601 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 445247 13862 SH SOLE 0 0 13862 SPDR SER TR PORTFOLIO S&P500 78464A854 904113 18777 SH SOLE 0 0 18777 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 3709592 89474 SH SOLE 0 0 89474 SSGA ACTIVE ETF TR ULT SHT TRM BD 78467V707 305659 7594 SH SOLE 0 0 7594 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 1219986 29734 SH SOLE 0 0 29734 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 566254 6167 SH SOLE 0 0 6167 SALESFORCE INC COM 79466L302 739785 3703 SH SOLE 0 0 3703 SEA LTD SPONSORD ADS 81141R100 805521 9307 SH SOLE 0 0 9307 SERVICENOW INC COM 81762P102 389435 838 SH SOLE 0 0 838 TESLA INC COM 88160R101 538566 2596 SH SOLE 0 0 2596 THE TRADE DESK INC COM CL A 88339J105 328853 5399 SH SOLE 0 0 5399 UBER TECHNOLOGIES INC COM 90353T100 9036053 285049 SH SOLE 0 0 285049 UNITEDHEALTH GROUP INC COM 91324P102 5921072 12529 SH SOLE 0 0 12529 VANECK ETF TRUST EMERGING MRKT HI 92189F353 2262271 122816 SH SOLE 0 0 122816 VANECK ETF TRUST HIGH YLD MUNIETF 92189H409 2134637 41257 SH SOLE 0 0 41257 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 343361 5865 SH SOLE 0 0 5865 VERIZON COMMUNICATIONS INC COM 92343V104 1483164 38137 SH SOLE 0 0 38137 VERTEX PHARMACEUTICALS INC COM 92532F100 446139 1416 SH SOLE 0 0 1416 VERU INC COM 92536C103 23200 20000 SH SOLE 0 0 20000 VIEW INC *W EXP 03/08/202 92671V114 1313 52100 SH SOLE 0 0 52100 VISA INC COM CL A 92826C839 5680032 25193 SH SOLE 0 0 25193 WP CAREY INC COM 92936U109 1454349 18778 SH SOLE 0 0 18778 WENDYS CO COM 95058W100 484061 22225 SH SOLE 0 0 22225 ZOETIS INC CL A 98978V103 2393740 14382 SH SOLE 0 0 14382 AMDOCS LTD SHS G02602103 624195 6500 SH SOLE 0 0 6500 AON PLC SHS CL A G0403H108 690170 2189 SH SOLE 0 0 2189 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1640549 5740 SH SOLE 0 0 5740 EATON CORP PLC SHS G29183103 453537 2647 SH SOLE 0 0 2647 GRAB HOLDINGS LIMITED CLASS A ORD G4124C109 2163158 718657 SH SOLE 0 0 718657 LINDE PLC SHS G54950103 1032210 2912 SH SOLE 0 0 2912 TRANE TECHNOLOGIES PLC SHS G8994E103 2025988 11012 SH SOLE 0 0 11012 CHUBB LIMITED COM H1467J104 583317 3004 SH SOLE 0 0 3004 SPOTIFY TECHNOLOGY S A SHS L8681T102 854901 6398 SH SOLE 0 0 6398 ASML HOLDING N V N Y REGISTRY SHS N07059210 3233373 4750 SH SOLE 0 0 4750 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 1323380 14095 SH SOLE 0 0 14095 NXP SEMICONDUCTORS N V COM N6596X109 2197422 11784 SH SOLE 0 0 11784