CHIEF COMPLIANCE OFFICER

0001766564-20-000004.txt : 20200814 0001766564-20-000004.hdr.sgml : 20200814 20200814150518 ACCESSION NUMBER: 0001766564-20-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 EFFECTIVENESS DATE: 20200814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Paradigm Financial Partners, LLC CENTRAL INDEX KEY: 0001766564 IRS NUMBER: 823880559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19104 FILM NUMBER: 201104347 BUSINESS ADDRESS: STREET 1: 315 POST ROAD WEST CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2032213085 MAIL ADDRESS: STREET 1: 315 POST ROAD WEST CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001766564 XXXXXXXX 06-30-2020 06-30-2020 Paradigm Financial Partners, LLC

315 POST ROAD WEST WESTPORT CT 06880

13F HOLDINGS REPORT 028-19104 N CAROL ROBERTSON CHIEF COMPLIANCE OFFICER (203) 221-3085 CAROL ROBERTSON WESTPORT CT 08-14-2020 0 156 252626 false INFORMATION TABLE 2 13FParadigm2020Q2V2.xml ISHARES TR CORE S&P MCP ETF 464287507 1431 7980 SH SOLE 0 0 7980 ISHARES TR CORE S&P500 ETF 464287200 249 782 SH SOLE 0 0 782 ISHARES TR RUS 1000 GRW ETF 464287614 290 1454 SH SOLE 0 0 1454 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 249 760 SH SOLE 0 0 760 SPDR S&P 500 ETF TR TR UNIT 78462F103 584 1841 SH SOLE 0 0 1841 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 484 8466 SH SOLE 0 0 8466 ADOBE INC COM 00724F101 5015 11081 SH SOLE 0 0 11081 AMAZON COM INC COM 023135106 2320 759 SH SOLE 0 0 759 BRISTOL-MYERS SQUIBB CO COM 110122108 1905 31655 SH SOLE 0 0 31655 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2796 15302 SH SOLE 0 0 15302 EVERSOURCE ENERGY COM 30040W108 1839 21927 SH SOLE 0 0 21927 SYNOPSYS INC COM 871607107 345 1730 SH SOLE 0 0 1730 INVESCO QQQ TR UNIT SER 1 46090E103 1868 7228 SH SOLE 0 0 7228 AMGEN INC COM 031162100 319 1245 SH SOLE 0 0 1245 ALTRIA GROUP INC COM 02209S103 1186 29956 SH SOLE 0 0 29956 INTEL CORP COM 458140100 2637 44292 SH SOLE 0 0 44292 QUALCOMM INC COM 747525103 781 8406 SH SOLE 0 0 8406 DISNEY WALT CO COM DISNEY 254687106 1440 12582 SH SOLE 0 0 12582 JOHNSON & JOHNSON COM 478160104 2302 16098 SH SOLE 0 0 16098 PFIZER INC COM 717081103 1585 45921 SH SOLE 0 0 45921 MICROSOFT CORP COM 594918104 4931 23402 SH SOLE 0 0 23402 AT&T INC COM 00206R102 2359 77356 SH SOLE 0 0 77356 CISCO SYS INC COM 17275R102 1468 31614 SH SOLE 0 0 31614 COCA COLA CO COM 191216100 1627 35975 SH SOLE 0 0 35975 LOCKHEED MARTIN CORP COM 539830109 2298 6338 SH SOLE 0 0 6338 PEPSICO INC COM 713448108 2457 18430 SH SOLE 0 0 18430 STRYKER CORPORATION COM 863667101 1833 9969 SH SOLE 0 0 9969 VERIZON COMMUNICATIONS INC COM 92343V104 2957 53536 SH SOLE 0 0 53536 ISHARES TR RUS MD CP GR ETF 464287481 229 1406 SH SOLE 0 0 1406 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 278 2593 SH SOLE 0 0 2593 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 502 4887 SH SOLE 0 0 4887 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1110 9315 SH SOLE 0 0 9315 WALMART INC COM 931142103 1759 14799 SH SOLE 0 0 14799 UNILEVER PLC SPON ADR NEW 904767704 1502 27293 SH SOLE 0 0 27293 COLGATE PALMOLIVE CO COM 194162103 1319 17953 SH SOLE 0 0 17953 COSTCO WHSL CORP NEW COM 22160K105 1828 5868 SH SOLE 0 0 5868 CVS HEALTH CORP COM 126650100 844 12995 SH SOLE 0 0 12995 DOMINION ENERGY INC COM 25746U109 1401 19036 SH SOLE 0 0 19036 DANAHER CORPORATION COM 235851102 2736 14952 SH SOLE 0 0 14952 MERCK & CO. INC COM 58933Y105 2016 25336 SH SOLE 0 0 25336 ENTERGY CORP NEW COM 29364G103 640 6637 SH SOLE 0 0 6637 PROCTER AND GAMBLE CO COM 742718109 2217 18231 SH SOLE 0 0 18231 KIMBERLY CLARK CORP COM 494368103 1503 10533 SH SOLE 0 0 10533 HOME DEPOT INC COM 437076102 2895 11602 SH SOLE 0 0 11602 TRANE TECHNOLOGIES PLC SHS G8994E103 1147 12394 SH SOLE 0 0 12394 MCDONALDS CORP COM 580135101 1838 9752 SH SOLE 0 0 9752 JPMORGAN CHASE & CO COM 46625H100 2392 25179 SH SOLE 0 0 25179 ISHARES TR 1 3 YR TREAS BD 464287457 290 3346 SH SOLE 0 0 3346 ISHARES TR BARCLAYS 7 10 YR 464287440 3728 30675 SH SOLE 0 0 30675 ISHARES TR IBOXX INV CP ETF 464287242 737 5442 SH SOLE 0 0 5442 XCEL ENERGY INC COM 98389B100 1306 20534 SH SOLE 0 0 20534 UNITEDHEALTH GROUP INC COM 91324P102 3506 11578 SH SOLE 0 0 11578 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2211 10163 SH SOLE 0 0 10163 CROWN CASTLE INTL CORP NEW COM 22822V101 2307 13236 SH SOLE 0 0 13236 COMCAST CORP NEW CL A 20030N101 2255 55910 SH SOLE 0 0 55910 NEXTERA ENERGY INC COM 65339F101 2340 9474 SH SOLE 0 0 9474 DUKE ENERGY CORP NEW COM NEW 26441C204 1233 15454 SH SOLE 0 0 15454 APPLE INC COM 037833100 5936 15878 SH SOLE 0 0 15878 AMERICAN WTR WKS CO INC NEW COM 030420103 2328 17763 SH SOLE 0 0 17763 AON PLC SHS CL A G0403H108 967 5016 SH SOLE 0 0 5016 GENERAL MLS INC COM 370334104 1386 22293 SH SOLE 0 0 22293 EDWARDS LIFESCIENCES CORP COM 28176E108 1782 25629 SH SOLE 0 0 25629 S&P GLOBAL INC COM 78409V104 248 728 SH SOLE 0 0 728 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 126 11627 SH SOLE 0 0 11627 PAYCHEX INC COM 704326107 2019 25955 SH SOLE 0 0 25955 NORTHROP GRUMMAN CORP COM 666807102 1280 4098 SH SOLE 0 0 4098 TYLER TECHNOLOGIES INC COM 902252105 202 574 SH SOLE 0 0 574 PINNACLE WEST CAP CORP COM 723484101 1137 14800 SH SOLE 0 0 14800 NETFLIX INC COM 64110L106 262 531 SH SOLE 0 0 531 CME GROUP INC COM 12572Q105 1390 8386 SH SOLE 0 0 8386 ISHARES TR CORE US AGGBD ET 464287226 289 2447 SH SOLE 0 0 2447 PROLOGIS INC. COM 74340W103 2567 26859 SH SOLE 0 0 26859 WP CAREY INC COM 92936U109 1142 16912 SH SOLE 0 0 16912 AMDOCS LTD SHS G02602103 386 6500 SH SOLE 0 0 6500 CLOROX CO DEL COM 189054109 1147 5178 SH SOLE 0 0 5178 MID-AMER APT CMNTYS INC COM 59522J103 2004 17274 SH SOLE 0 0 17274 NVIDIA CORPORATION COM 67066G104 399 1013 SH SOLE 0 0 1013 AMERICAN ELEC PWR CO INC COM 025537101 1756 21386 SH SOLE 0 0 21386 NATIONAL RETAIL PROPERTIES I COM 637417106 1629 44613 SH SOLE 0 0 44613 L3HARRIS TECHNOLOGIES INC COM 502431109 937 5384 SH SOLE 0 0 5384 GALLAGHER ARTHUR J & CO COM 363576109 1229 12686 SH SOLE 0 0 12686 SONOCO PRODS CO COM 835495102 1517 28725 SH SOLE 0 0 28725 CINCINNATI FINL CORP COM 172062101 904 13285 SH SOLE 0 0 13285 CINTAS CORP COM 172908105 1611 5889 SH SOLE 0 0 5889 ALPHABET INC CAP STK CL A 02079K305 3371 2248 SH SOLE 0 0 2248 VANGUARD INDEX FDS VALUE ETF 922908744 359 3552 SH SOLE 0 0 3552 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 366 4565 SH SOLE 0 0 4565 VANGUARD INDEX FDS SMALL CP ETF 922908751 462 3137 SH SOLE 0 0 3137 ENZO BIOCHEM INC COM 294100102 43 17600 SH SOLE 0 0 17600 ASML HOLDING N V N Y REGISTRY SHS N07059210 910 2362 SH SOLE 0 0 2362 ISHARES GOLD TRUST ISHARES 464285105 749 43926 SH SOLE 0 0 43926 THERMO FISHER SCIENTIFIC INC COM 883556102 3250 8502 SH SOLE 0 0 8502 SALESFORCE COM INC COM 79466L302 329 1663 SH SOLE 0 0 1663 MASTEC INC COM 576323109 846 19833 SH SOLE 0 0 19833 ROPER TECHNOLOGIES INC COM 776696106 1923 4891 SH SOLE 0 0 4891 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 371 10059 SH SOLE 0 0 10059 MASTERCARD INCORPORATED CL A 57636Q104 3579 11714 SH SOLE 0 0 11714 EQUINIX INC COM 29444U700 1385 1916 SH SOLE 0 0 1916 BCE INC COM NEW 05534B760 1046 25253 SH SOLE 0 0 25253 ESSEX PPTY TR INC COM 297178105 1108 4712 SH SOLE 0 0 4712 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 663 39074 SH SOLE 0 0 39074 ISHARES TR CORE S&P TTL STK 464287150 932 13076 SH SOLE 0 0 13076 ARES CAPITAL CORP COM 04010L103 1358 94144 SH SOLE 0 0 94144 ISHARES TR SHORT TREAS BD 464288679 341 3083 SH SOLE 0 0 3083 ISHARES TR IBOXX HI YD ETF 464288513 395 4772 SH SOLE 0 0 4772 ISHARES TR SH TR CRPORT ETF 464288646 232 4242 SH SOLE 0 0 4242 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 1570 18906 SH SOLE 0 0 18906 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 4905 55541 SH SOLE 0 0 55541 ISHARES TR MBS ETF 464288588 272 2458 SH SOLE 0 0 2458 REEDS INC COM 758338107 19 20000 SH SOLE 0 0 20000 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 1280 30702 SH SOLE 0 0 30702 SPDR SER TR SPDR BLOOMBERG 78468R663 795 8689 SH SOLE 0 0 8689 SPDR SER TR BLOOMBERG BRCLYS 78468R622 474 4627 SH SOLE 0 0 4627 VANGUARD WORLD FD MEGA GRWTH IND 921910816 246 1448 SH SOLE 0 0 1448 VISA INC COM CL A 92826C839 3603 18220 SH SOLE 0 0 18220 PHILIP MORRIS INTL INC COM 718172109 1076 15237 SH SOLE 0 0 15237 VERU INC COM 92536C103 65 20000 SH SOLE 0 0 20000 SPDR SER TR PORTFOLIO S&P500 78464A854 1277 34298 SH SOLE 0 0 34298 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 428 15037 SH SOLE 0 0 15037 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 2063 145213 SH SOLE 0 0 145213 ISHARES TR AGGRES ALLOC ETF 464289859 387 6934 SH SOLE 0 0 6934 FS KKR CAPITAL CORP COM 302635206 719 49773 SH SOLE 0 0 49773 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 639 8388 SH SOLE 0 0 8388 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 742 7036 SH SOLE 0 0 7036 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 258 4750 SH SOLE 0 0 4750 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 419 8123 SH SOLE 0 0 8123 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 965 3313 SH SOLE 0 0 3313 BRISTOL-MYERS SQUIBB CO RIGHT 12/30/2030 110122140 4 10000 SH SOLE 0 0 10000 HCA HEALTHCARE INC COM 40412C101 894 9012 SH SOLE 0 0 9012 INVESCO EXCHANGE-TRADED FD T SR LN ETF 46138G508 572 26493 SH SOLE 0 0 26493 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1111 21279 SH SOLE 0 0 21279 ISHARES TR MSCI MIN VOL ETF 46429B697 1624 26441 SH SOLE 0 0 26441 ISHARES INC MSCI EM ASIA ETF 464286426 541 7462 SH SOLE 0 0 7462 ISHARES TR US TREAS BD ETF 46429B267 503 18017 SH SOLE 0 0 18017 FACEBOOK INC CL A 30303M102 3038 12642 SH SOLE 0 0 12642 HEALTHCARE TR AMER INC CL A NEW 42225P501 1316 49175 SH SOLE 0 0 49175 VANECK VECTORS ETF TR EMERGING MKTS HI 92189F353 1097 48766 SH SOLE 0 0 48766 FS KKR CAP CORP II COM 35952V303 1383 105885 SH SOLE 0 0 105885 ISHARES TR CORE MSCI EAFE 46432F842 392 6637 SH SOLE 0 0 6637 ZOETIS INC CL A 98978V103 2086 15054 SH SOLE 0 0 15054 T-MOBILE US INC COM 872590104 1231 11532 SH SOLE 0 0 11532 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 243 4215 SH SOLE 0 0 4215 ISHARES TR USA QUALITY FCTR 46432F339 2393 24315 SH SOLE 0 0 24315 VEEVA SYS INC CL A COM 922475108 209 851 SH SOLE 0 0 851 ALPHABET INC CAP STK CL C 02079K107 470 314 SH SOLE 0 0 314 ISHARES TR CORE TOTAL USD 46434V613 1846 33962 SH SOLE 0 0 33962 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1859 7745 SH SOLE 0 0 7745 PAYPAL HLDGS INC COM 70450Y103 514 2915 SH SOLE 0 0 2915 AVANGRID INC COM 05351W103 1426 33588 SH SOLE 0 0 33588 OKTA INC CL A 679295105 347 1673 SH SOLE 0 0 1673 CARVANA CO CL A 146869102 327 2431 SH SOLE 0 0 2431 COLONY CR REAL ESTATE INC COM CL A 19625T101 310 46744 SH SOLE 0 0 46744 SPOTIFY TECHNOLOGY S A SHS L8681T102 25492 97948 SH SOLE 0 0 97948 LYFT INC CL A COM 55087P104 11416 343634 SH SOLE 0 0 343634 PINTEREST INC CL A 72352L106 378 14639 SH SOLE 0 0 14639 UBER TECHNOLOGIES INC COM 90353T100 9180 282300 SH SOLE 0 0 282300