0001172661-19-000448.txt : 20190213 0001172661-19-000448.hdr.sgml : 20190213 20190213084343 ACCESSION NUMBER: 0001172661-19-000448 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190213 DATE AS OF CHANGE: 20190213 EFFECTIVENESS DATE: 20190213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Gladstone Institutional Advisory LLC CENTRAL INDEX KEY: 0001766530 IRS NUMBER: 474043338 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19151 FILM NUMBER: 19593440 BUSINESS ADDRESS: STREET 1: 1400 US HIGHWAY 206 STREET 2: SUITE 100 CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 908-719-1313 MAIL ADDRESS: STREET 1: 1400 US HIGHWAY 206 STREET 2: SUITE 100 CITY: BEDMINSTER STATE: NJ ZIP: 07921 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001766530 XXXXXXXX 12-31-2018 12-31-2018 false Gladstone Institutional Advisory LLC

1400 Us Highway 206 Suite 100 Bedminster NJ 07921

13F HOLDINGS REPORT 028-19151 N Robert Slomin 201-939-6644 /s/ Robert Slomin Paramus NJ 02-13-2019 0 168 171697 INFORMATION TABLE 2 infotable.xml ABBVIE INC COM 00287Y109 338 3668 SH SOLE 0 0 3668 ADOBE INC COM 00724F101 205 908 SH SOLE 0 0 908 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 695 5068 SH SOLE 0 0 5068 ALPHABET INC CAP STK CL C 02079K107 376 363 SH SOLE 0 0 363 ALPHABET INC CAP STK CL A 02079K305 679 650 SH SOLE 0 0 650 AMAZON COM INC COM 023135106 2218 1477 SH SOLE 0 0 1477 AMGEN INC COM 031162100 317 1629 SH SOLE 0 0 1629 APPLE INC COM 037833100 2214 14033 SH SOLE 0 0 14033 ARK ETF TR INNOVATION ETF 00214Q104 309 8319 SH SOLE 0 0 8319 AT&T INC COM 00206R102 637 22305 SH SOLE 0 0 22305 AURORA CANNABIS INC COM 05156X108 54 10842 SH SOLE 0 0 10842 AUTOMATIC DATA PROCESSING IN COM 053015103 226 1727 SH SOLE 0 0 1727 BANK AMER CORP COM 060505104 459 18636 SH SOLE 0 0 18636 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 308 1509 SH SOLE 0 0 1509 BLACKROCK 2022 GBL INCM OPP COM 09258P104 146 17500 SH SOLE 0 0 17500 BP PLC SPONSORED ADR 055622104 204 5368 SH SOLE 0 0 5368 CHEVRON CORP NEW COM 166764100 372 3418 SH SOLE 0 0 3418 CHURCH & DWIGHT INC COM 171340102 209 3182 SH SOLE 0 0 3182 CISCO SYS INC COM 17275R102 381 8788 SH SOLE 0 0 8788 COCA COLA CO COM 191216100 266 5615 SH SOLE 0 0 5615 DISNEY WALT CO COM DISNEY 254687106 434 3956 SH SOLE 0 0 3956 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 212 8499 SH SOLE 0 0 8499 EXXON MOBIL CORP COM 30231G102 250 3663 SH SOLE 0 0 3663 FACEBOOK INC CL A 30303M102 721 5499 SH SOLE 0 0 5499 FIDELITY DIVID ETF RISI 316092832 1555 54219 SH SOLE 0 0 54219 FIRST TR EXCH TRADED FD III MUNI HI INCM ETF 33739P301 5558 111187 SH SOLE 0 0 111187 FIRST TR EXCH TRD ALPHA FD I DEV MRK EX US 33737J174 265 5415 SH SOLE 0 0 5415 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 229 5427 SH SOLE 0 0 5427 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 654 13500 SH SOLE 0 0 13500 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 3229 70934 SH SOLE 0 0 70934 FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 322 9699 SH SOLE 0 0 9699 FIRST TR EXCHANGE TRADED FD DORSEY WRT 5 ETF 33738R605 904 35787 SH SOLE 0 0 35787 FIRST TR EXCHANGE TRADED FD DORSEY WRIGHT 33738R878 2405 102677 SH SOLE 0 0 102677 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 8400 140353 SH SOLE 0 0 140353 FIRST TR EXCHANGE TRADED FD SSI STRG ETF 33739Q507 6994 254125 SH SOLE 0 0 254125 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 239 4840 SH SOLE 0 0 4840 FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 33740F888 3232 129826 SH SOLE 0 0 129826 FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 2949 81431 SH SOLE 0 0 81431 FIRST TR EXCNGE TRD ALPHADEX MID CAP VAL FD 33737M201 446 14662 SH SOLE 0 0 14662 FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 587 14628 SH SOLE 0 0 14628 FIRST TR EXCNGE TRD ALPHADEX SML CAP VAL AL 33737M409 316 10217 SH SOLE 0 0 10217 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 1246 21730 SH SOLE 0 0 21730 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 5587 120846 SH SOLE 0 0 120846 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1304 25017 SH SOLE 0 0 25017 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 489 8461 SH SOLE 0 0 8461 FIRST TR MULTI CAP GR ALPHAD COM SHS 33733F101 1040 16959 SH SOLE 0 0 16959 FIRST TR NASDAQ100 TECH INDE SHS 337345102 2054 30182 SH SOLE 0 0 30182 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 646 11921 SH SOLE 0 0 11921 FIRST TR VALUE LINE DIVID IN SHS 33734H106 730 25097 SH SOLE 0 0 25097 GENERAL ELECTRIC CO COM 369604103 89 11799 SH SOLE 0 0 11799 GOLDMAN SACHS ETF TR EQUITY ETF 381430503 2150 42750 SH SOLE 0 0 42750 HOME DEPOT INC COM 437076102 303 1765 SH SOLE 0 0 1765 ILLUMINA INC COM 452327109 2060 6869 SH SOLE 0 0 6869 INTEL CORP COM 458140100 246 5242 SH SOLE 0 0 5242 INTERNATIONAL BUSINESS MACHS COM 459200101 367 3225 SH SOLE 0 0 3225 INVESCO EXCH TRD SLF IDX FD BULSHS 2019 CB 46138J304 356 16920 SH SOLE 0 0 16920 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 HY 46138J601 555 23708 SH SOLE 0 0 23708 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 371 4055 SH SOLE 0 0 4055 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 1781 17537 SH SOLE 0 0 17537 INVESCO EXCHNG TRADED FD TR S&P MIDCP LOW 46138E198 899 20242 SH SOLE 0 0 20242 INVESCO EXCHNG TRADED FD TR S&P500 HDL VOL 46138E362 255 6686 SH SOLE 0 0 6686 INVESCO EXCHNG TRADED FD TR NATL AMT MUNI 46138E537 382 15292 SH SOLE 0 0 15292 INVESCO HIGH INCOME 2023 TAR COM 46135X108 124 12500 SH SOLE 0 0 12500 INVESCO QQQ TR UNIT SER 1 46090E103 1359 8811 SH SOLE 0 0 8811 ISHARES INC CORE MSCI EMKT 46434G103 351 7441 SH SOLE 0 0 7441 ISHARES TR MRNGSTR LG-CP GR 464287119 859 5416 SH SOLE 0 0 5416 ISHARES TR CORE S&P TTL STK 464287150 457 8053 SH SOLE 0 0 8053 ISHARES TR CORE S&P500 ETF 464287200 9692 38519 SH SOLE 0 0 38519 ISHARES TR CORE US AGGBD ET 464287226 1292 12132 SH SOLE 0 0 12132 ISHARES TR S&P 500 GRWT ETF 464287309 369 2446 SH SOLE 0 0 2446 ISHARES TR S&P 500 VAL ETF 464287408 1793 17727 SH SOLE 0 0 17727 ISHARES TR MSCI EAFE ETF 464287465 357 6068 SH SOLE 0 0 6068 ISHARES TR CORE S&P MCP ETF 464287507 1284 7731 SH SOLE 0 0 7731 ISHARES TR NASDAQ BIOTECH 464287556 294 3054 SH SOLE 0 0 3054 ISHARES TR RUS 1000 VAL ETF 464287598 793 7138 SH SOLE 0 0 7138 ISHARES TR RUS 1000 GRW ETF 464287614 772 5898 SH SOLE 0 0 5898 ISHARES TR RUS 2000 GRW ETF 464287648 403 2402 SH SOLE 0 0 2402 ISHARES TR RUSSELL 2000 ETF 464287655 303 2264 SH SOLE 0 0 2264 ISHARES TR CORE S&P US VLU 464287663 281 5720 SH SOLE 0 0 5720 ISHARES TR CORE S&P SCP ETF 464287804 1130 16300 SH SOLE 0 0 16300 ISHARES TR EAFE SML CP ETF 464288273 208 4016 SH SOLE 0 0 4016 ISHARES TR JPMORGAN USD EMG 464288281 696 6696 SH SOLE 0 0 6696 ISHARES TR MRGSTR MD CP GRW 464288307 220 1130 SH SOLE 0 0 1130 ISHARES TR MBS ETF 464288588 355 3389 SH SOLE 0 0 3389 ISHARES TR INTRM TR CRP ETF 464288638 271 5162 SH SOLE 0 0 5162 ISHARES TR S&P US PFD STK 464288687 249 7280 SH SOLE 0 0 7280 ISHARES TR US AER DEF ETF 464288760 367 2120 SH SOLE 0 0 2120 ISHARES TR U.S. MED DVC ETF 464288810 636 3185 SH SOLE 0 0 3185 ISHARES TR MIN VOL USA ETF 46429B697 5006 95535 SH SOLE 0 0 95535 ISHARES TR USA MOMENTUM FCT 46432F396 4897 48854 SH SOLE 0 0 48854 ISHARES TR CORE MSCI TOTAL 46432F834 1077 20497 SH SOLE 0 0 20497 ISHARES TR EXPONENTIAL TECH 46434V381 956 28732 SH SOLE 0 0 28732 ISHARES TR HDG MSCI EAFE 46434V803 1458 56499 SH SOLE 0 0 56499 ISHARES TR CONV BD ETF 46435G102 386 7350 SH SOLE 0 0 7350 ISHARES TR IBONDS DEC2023 46435G318 395 15714 SH SOLE 0 0 15714 ISHARES US ETF TR SHT MAT BD ETF 46431W507 268 5370 SH SOLE 0 0 5370 JOHNSON & JOHNSON COM 478160104 476 3691 SH SOLE 0 0 3691 JPMORGAN CHASE & CO COM 46625H100 495 5072 SH SOLE 0 0 5072 LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 927 35944 SH SOLE 0 0 35944 MASTERCARD INCORPORATED CL A 57636Q104 671 3554 SH SOLE 0 0 3554 MCDONALDS CORP COM 580135101 465 2617 SH SOLE 0 0 2617 MERCK & CO INC COM 58933Y105 265 3474 SH SOLE 0 0 3474 MICROSOFT CORP COM 594918104 634 6245 SH SOLE 0 0 6245 MOLINA HEALTHCARE INC COM 60855R100 223 1917 SH SOLE 0 0 1917 NETFLIX INC COM 64110L106 216 808 SH SOLE 0 0 808 NUVEEN HIGH INCOME NOVEMBER COM 67077N106 464 52163 SH SOLE 0 0 52163 NVIDIA CORP COM 67066G104 594 4451 SH SOLE 0 0 4451 OPPENHEIMER ETF TR S&P ULTRA DIVIDE 68386C401 929 27736 SH SOLE 0 0 27736 PAYPAL HLDGS INC COM 70450Y103 230 2730 SH SOLE 0 0 2730 PFIZER INC COM 717081103 376 8606 SH SOLE 0 0 8606 PIMCO HIGH INCOME FD COM SHS 722014107 93 11602 SH SOLE 0 0 11602 PROCTER AND GAMBLE CO COM 742718109 222 2417 SH SOLE 0 0 2417 PROSHARES TR SHORT S&P 500 NE 74347B425 666 21268 SH SOLE 0 0 21268 PROSHARES TR INVT INT RT HG 74347B607 616 8657 SH SOLE 0 0 8657 PROSHARES TR S&P MDCP 400 DIV 74347B680 799 15454 SH SOLE 0 0 15454 PROSHARES TR SHRT RUSSELL2000 74348A210 377 8076 SH SOLE 0 0 8076 PROSHARES TR S&P 500 DV ARIST 74348A467 415 6855 SH SOLE 0 0 6855 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 52 11061 SH SOLE 0 0 11061 SALESFORCE COM INC COM 79466L302 299 2186 SH SOLE 0 0 2186 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 474 5485 SH SOLE 0 0 5485 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 242 2448 SH SOLE 0 0 2448 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 287 12038 SH SOLE 0 0 12038 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 644 10001 SH SOLE 0 0 10001 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 334 6310 SH SOLE 0 0 6310 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 339 1453 SH SOLE 0 0 1453 SPDR GOLD TRUST GOLD SHS 78463V107 620 5116 SH SOLE 0 0 5116 SPDR S&P 500 ETF TR TR UNIT 78462F103 3516 14067 SH SOLE 0 0 14067 SPDR SERIES TRUST DJ REIT ETF 78464A607 495 5761 SH SOLE 0 0 5761 SPDR SERIES TRUST S&P DIVID ETF 78464A763 275 3072 SH SOLE 0 0 3072 SPDR SERIES TRUST S&P BIOTECH 78464A870 1218 16970 SH SOLE 0 0 16970 UNITED PARCEL SERVICE INC CL B 911312106 608 6230 SH SOLE 0 0 6230 VANECK VECTORS ETF TR INVT GRADE FLTG 92189F486 1527 61853 SH SOLE 0 0 61853 VANECK VECTORS ETF TR AMT FREE SHORT M 92189F528 605 34958 SH SOLE 0 0 34958 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 287 4710 SH SOLE 0 0 4710 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 519 5320 SH SOLE 0 0 5320 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1312 16693 SH SOLE 0 0 16693 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 809 10218 SH SOLE 0 0 10218 VANGUARD GROUP DIV APP ETF 921908844 401 4094 SH SOLE 0 0 4094 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 3142 13673 SH SOLE 0 0 13673 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 713 7482 SH SOLE 0 0 7482 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1652 13806 SH SOLE 0 0 13806 VANGUARD INDEX FDS SML CP GRW ETF 922908595 485 3222 SH SOLE 0 0 3222 VANGUARD INDEX FDS SM CP VAL ETF 922908611 562 4931 SH SOLE 0 0 4931 VANGUARD INDEX FDS MID CAP ETF 922908629 429 3107 SH SOLE 0 0 3107 VANGUARD INDEX FDS GROWTH ETF 922908736 7464 55568 SH SOLE 0 0 55568 VANGUARD INDEX FDS VALUE ETF 922908744 431 4396 SH SOLE 0 0 4396 VANGUARD INDEX FDS SMALL CP ETF 922908751 972 7362 SH SOLE 0 0 7362 VANGUARD INDEX FDS TOTAL STK MKT 922908769 7487 58663 SH SOLE 0 0 58663 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 569 14943 SH SOLE 0 0 14943 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 301 2238 SH SOLE 0 0 2238 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 1092 17197 SH SOLE 0 0 17197 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 250 4862 SH SOLE 0 0 4862 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 230 2773 SH SOLE 0 0 2773 VANGUARD STAR FD VG TL INTL STK F 921909768 488 10344 SH SOLE 0 0 10344 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1218 32822 SH SOLE 0 0 32822 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 767 9838 SH SOLE 0 0 9838 VANGUARD WHITEHALL FDS INC INTL HIGH ETF 921946794 248 4414 SH SOLE 0 0 4414 VANGUARD WORLD FD MEGA GRWTH IND 921910816 666 6221 SH SOLE 0 0 6221 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 433 6052 SH SOLE 0 0 6052 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 915 5697 SH SOLE 0 0 5697 VANGUARD WORLD FDS INF TECH ETF 92204A702 462 2767 SH SOLE 0 0 2767 VERIZON COMMUNICATIONS INC COM 92343V104 753 13397 SH SOLE 0 0 13397 VICTORY PORTFOLIOS II VICSHS DV AC ETF 92647N667 301 10895 SH SOLE 0 0 10895 VICTORY PORTFOLIOS II VICTORYSHS US 92647N691 281 10560 SH SOLE 0 0 10560 VISA INC COM CL A 92826C839 724 5489 SH SOLE 0 0 5489 WALMART INC COM 931142103 246 2636 SH SOLE 0 0 2636 WISDOMTREE TR US MIDCAP DIVID 97717W505 412 13030 SH SOLE 0 0 13030 WISDOMTREE TR US SMALLCP ERNGS 97717W562 206 6420 SH SOLE 0 0 6420