0001172661-19-000448.txt : 20190213
0001172661-19-000448.hdr.sgml : 20190213
20190213084343
ACCESSION NUMBER: 0001172661-19-000448
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190213
DATE AS OF CHANGE: 20190213
EFFECTIVENESS DATE: 20190213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Gladstone Institutional Advisory LLC
CENTRAL INDEX KEY: 0001766530
IRS NUMBER: 474043338
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19151
FILM NUMBER: 19593440
BUSINESS ADDRESS:
STREET 1: 1400 US HIGHWAY 206
STREET 2: SUITE 100
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
BUSINESS PHONE: 908-719-1313
MAIL ADDRESS:
STREET 1: 1400 US HIGHWAY 206
STREET 2: SUITE 100
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001766530
XXXXXXXX
12-31-2018
12-31-2018
false
Gladstone Institutional Advisory LLC
1400 Us Highway 206
Suite 100
Bedminster
NJ
07921
13F HOLDINGS REPORT
028-19151
N
Robert Slomin
Vice President, Chief Compliance Officer
201-939-6644
/s/ Robert Slomin
Paramus
NJ
02-13-2019
0
168
171697
INFORMATION TABLE
2
infotable.xml
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ADOBE INC
COM
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ALIBABA GROUP HLDG LTD
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5068
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0
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ALPHABET INC
CAP STK CL C
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376
363
SH
SOLE
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363
ALPHABET INC
CAP STK CL A
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679
650
SH
SOLE
0
0
650
AMAZON COM INC
COM
023135106
2218
1477
SH
SOLE
0
0
1477
AMGEN INC
COM
031162100
317
1629
SH
SOLE
0
0
1629
APPLE INC
COM
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2214
14033
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0
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14033
ARK ETF TR
INNOVATION ETF
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309
8319
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SOLE
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8319
AT&T INC
COM
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637
22305
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0
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22305
AURORA CANNABIS INC
COM
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10842
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COM
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226
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COM
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18636
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CL B NEW
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COM
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17500
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COM
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CISCO SYS INC
COM
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381
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COCA COLA CO
COM
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COM DISNEY
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ETFMG ALTR HRVST
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EXXON MOBIL CORP
COM
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FACEBOOK INC
CL A
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5499
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FIDELITY
DIVID ETF RISI
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MUNI HI INCM ETF
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DEV MRK EX US
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CONSUMR STAPLE
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SENIOR LN FD
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3229
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FIRST TR EXCHANGE TRADED FD
NASD TECH DIV
33738R118
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9699
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FIRST TR EXCHANGE TRADED FD
DORSEY WRT 5 ETF
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904
35787
SH
SOLE
0
0
35787
FIRST TR EXCHANGE TRADED FD
DORSEY WRIGHT
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2405
102677
SH
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0
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102677
FIRST TR EXCHANGE TRADED FD
FIRST TR ENH NEW
33739Q408
8400
140353
SH
SOLE
0
0
140353
FIRST TR EXCHANGE TRADED FD
SSI STRG ETF
33739Q507
6994
254125
SH
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FIRST TR EXCHNG TRADED FD VI
TCW OPPORTUNIS
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4840
SH
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TCW UNCONSTRAI
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FIRST TR EXCNGE TRD ALPHADEX
MID CP GR ALPH
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FIRST TR EXCNGE TRD ALPHADEX
MID CAP VAL FD
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SOLE
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FIRST TR EXCNGE TRD ALPHADEX
SML CP GRW ALP
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587
14628
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FIRST TR EXCNGE TRD ALPHADEX
SML CAP VAL AL
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316
10217
SH
SOLE
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FIRST TR LRG CP GRWTH ALPHAD
COM SHS
33735K108
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SOLE
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COM SHS
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FIRST TR LRGE CP CORE ALPHA
COM SHS
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SOLE
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FIRST TR MID CAP CORE ALPHAD
COM SHS
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489
8461
SH
SOLE
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FIRST TR MULTI CAP GR ALPHAD
COM SHS
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SHS
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SOLE
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COM SHS
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SH
SOLE
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FIRST TR VALUE LINE DIVID IN
SHS
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730
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SOLE
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COM
369604103
89
11799
SH
SOLE
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GOLDMAN SACHS ETF TR
EQUITY ETF
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42750
SH
SOLE
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HOME DEPOT INC
COM
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303
1765
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COM
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COM
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BULSHS 2019 CB
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356
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SH
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INVESCO EXCH TRD SLF IDX FD
BULSHS 2020 HY
46138J601
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S&P500 EQL WGT
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FTSE RAFI 1000
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S&P MIDCP LOW
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INVESCO EXCHNG TRADED FD TR
S&P500 HDL VOL
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INVESCO EXCHNG TRADED FD TR
NATL AMT MUNI
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INVESCO QQQ TR
UNIT SER 1
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ISHARES INC
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MRNGSTR LG-CP GR
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CORE S&P TTL STK
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ISHARES TR
CORE S&P500 ETF
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ISHARES TR
CORE US AGGBD ET
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ISHARES TR
S&P 500 GRWT ETF
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S&P 500 VAL ETF
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MSCI EAFE ETF
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NASDAQ BIOTECH
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ISHARES TR
RUS 1000 GRW ETF
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RUS 2000 GRW ETF
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RUSSELL 2000 ETF
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CORE S&P SCP ETF
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ISHARES TR
EAFE SML CP ETF
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MBS ETF
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INTRM TR CRP ETF
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S&P US PFD STK
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U.S. MED DVC ETF
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MIN VOL USA ETF
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ISHARES TR
USA MOMENTUM FCT
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EXPONENTIAL TECH
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HDG MSCI EAFE
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ISHARES TR
CONV BD ETF
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SHT MAT BD ETF
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476
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JPMORGAN CHASE & CO
COM
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HARTFORD MLT ETF
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3554
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COM
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COM
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COM
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COM
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NETFLIX INC
COM
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NUVEEN HIGH INCOME NOVEMBER
COM
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NVIDIA CORP
COM
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S&P ULTRA DIVIDE
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27736
PAYPAL HLDGS INC
COM
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2730
PFIZER INC
COM
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COM SHS
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PROCTER AND GAMBLE CO
COM
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PROSHARES TR
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PROSHARES TR
SHRT RUSSELL2000
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PROSHARES TR
S&P 500 DV ARIST
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SOLE
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PUTNAM PREMIER INCOME TR
SH BEN INT
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SALESFORCE COM INC
COM
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SBI HEALTHCARE
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5485
SH
SOLE
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0
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SELECT SECTOR SPDR TR
SBI CONS DISCR
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242
2448
SH
SOLE
0
0
2448
SELECT SECTOR SPDR TR
SBI INT-FINL
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12038
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SOLE
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12038
SELECT SECTOR SPDR TR
SBI INT-INDS
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10001
SELECT SECTOR SPDR TR
SBI INT-UTILS
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UT SER 1
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SH
SOLE
0
0
1453
SPDR GOLD TRUST
GOLD SHS
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SPDR S&P 500 ETF TR
TR UNIT
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14067
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DJ REIT ETF
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5761
SPDR SERIES TRUST
S&P DIVID ETF
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3072
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0
3072
SPDR SERIES TRUST
S&P BIOTECH
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16970
SH
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16970
UNITED PARCEL SERVICE INC
CL B
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6230
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SOLE
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6230
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INVT GRADE FLTG
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SOLE
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0
61853
VANECK VECTORS ETF TR
AMT FREE SHORT M
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34958
SH
SOLE
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0
34958
VANECK VECTORS ETF TR
HIGH YLD MUN ETF
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287
4710
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SOLE
0
0
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500 VAL IDX FD
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519
5320
SH
SOLE
0
0
5320
VANGUARD BD INDEX FD INC
SHORT TRM BOND
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1312
16693
SH
SOLE
0
0
16693
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
809
10218
SH
SOLE
0
0
10218
VANGUARD GROUP
DIV APP ETF
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401
4094
SH
SOLE
0
0
4094
VANGUARD INDEX FDS
S&P 500 ETF SHS
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3142
13673
SH
SOLE
0
0
13673
VANGUARD INDEX FDS
MCAP VL IDXVIP
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713
7482
SH
SOLE
0
0
7482
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
1652
13806
SH
SOLE
0
0
13806
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
485
3222
SH
SOLE
0
0
3222
VANGUARD INDEX FDS
SM CP VAL ETF
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562
4931
SH
SOLE
0
0
4931
VANGUARD INDEX FDS
MID CAP ETF
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429
3107
SH
SOLE
0
0
3107
VANGUARD INDEX FDS
GROWTH ETF
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7464
55568
SH
SOLE
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0
55568
VANGUARD INDEX FDS
VALUE ETF
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431
4396
SH
SOLE
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0
4396
VANGUARD INDEX FDS
SMALL CP ETF
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972
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SOLE
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0
7362
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
7487
58663
SH
SOLE
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0
58663
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
569
14943
SH
SOLE
0
0
14943
VANGUARD SCOTTSDALE FDS
VNG RUS1000GRW
92206C680
301
2238
SH
SOLE
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0
2238
VANGUARD SCOTTSDALE FDS
INTER TERM TREAS
92206C706
1092
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SH
SOLE
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0
17197
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
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4862
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SOLE
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0
4862
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
230
2773
SH
SOLE
0
0
2773
VANGUARD STAR FD
VG TL INTL STK F
921909768
488
10344
SH
SOLE
0
0
10344
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
1218
32822
SH
SOLE
0
0
32822
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
767
9838
SH
SOLE
0
0
9838
VANGUARD WHITEHALL FDS INC
INTL HIGH ETF
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248
4414
SH
SOLE
0
0
4414
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
666
6221
SH
SOLE
0
0
6221
VANGUARD WORLD FD
MEGA CAP VAL ETF
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433
6052
SH
SOLE
0
0
6052
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
915
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SH
SOLE
0
0
5697
VANGUARD WORLD FDS
INF TECH ETF
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462
2767
SH
SOLE
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0
2767
VERIZON COMMUNICATIONS INC
COM
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753
13397
SH
SOLE
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0
13397
VICTORY PORTFOLIOS II
VICSHS DV AC ETF
92647N667
301
10895
SH
SOLE
0
0
10895
VICTORY PORTFOLIOS II
VICTORYSHS US
92647N691
281
10560
SH
SOLE
0
0
10560
VISA INC
COM CL A
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724
5489
SH
SOLE
0
0
5489
WALMART INC
COM
931142103
246
2636
SH
SOLE
0
0
2636
WISDOMTREE TR
US MIDCAP DIVID
97717W505
412
13030
SH
SOLE
0
0
13030
WISDOMTREE TR
US SMALLCP ERNGS
97717W562
206
6420
SH
SOLE
0
0
6420