0001567619-21-002634.txt : 20210209 0001567619-21-002634.hdr.sgml : 20210209 20210209170035 ACCESSION NUMBER: 0001567619-21-002634 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210209 FILED AS OF DATE: 20210209 DATE AS OF CHANGE: 20210209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAV Biosciences Fund V, L.P. CENTRAL INDEX KEY: 0001764435 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39926 FILM NUMBER: 21607389 BUSINESS ADDRESS: STREET 1: C/O ESTERA TRUST (CAYMAN) LIMITED STREET 2: 75 FORT STREET, PO BOX 1350 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1108 BUSINESS PHONE: 345-640-0540 MAIL ADDRESS: STREET 1: C/O ESTERA TRUST (CAYMAN) LIMITED STREET 2: 75 FORT STREET, PO BOX 1350 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hopewell Resources Holdings Ltd CENTRAL INDEX KEY: 0001844158 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39926 FILM NUMBER: 21607390 BUSINESS ADDRESS: STREET 1: UNIT 902-904 STREET 2: TWO CHINACHEM CENTRAL CITY: 26 DES VOEUX ROAD CENTRAL STATE: K3 ZIP: 000000 BUSINESS PHONE: 852-6606-2381 MAIL ADDRESS: STREET 1: UNIT 902-904 STREET 2: TWO CHINACHEM CENTRAL CITY: 26 DES VOEUX ROAD CENTRAL STATE: K3 ZIP: 000000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oriental Spring Venture Ltd CENTRAL INDEX KEY: 0001844154 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39926 FILM NUMBER: 21607391 BUSINESS ADDRESS: STREET 1: UNIT 902-904 STREET 2: TWO CHINACHEM CENTRAL CITY: 26 DES VOEUX ROAD CENTRAL STATE: K3 ZIP: 000000 BUSINESS PHONE: 852-6606-2381 MAIL ADDRESS: STREET 1: UNIT 902-904 STREET 2: TWO CHINACHEM CENTRAL CITY: 26 DES VOEUX ROAD CENTRAL STATE: K3 ZIP: 000000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAV Aqua Ltd CENTRAL INDEX KEY: 0001844279 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39926 FILM NUMBER: 21607392 BUSINESS ADDRESS: STREET 1: UNIT 902-904 STREET 2: TWO CHINACHEM CENTRAL CITY: 26 DES VOEUX ROAD CENTRAL STATE: K3 ZIP: 000000 BUSINESS PHONE: 852-6606-2381 MAIL ADDRESS: STREET 1: UNIT 902-904 STREET 2: TWO CHINACHEM CENTRAL CITY: 26 DES VOEUX ROAD CENTRAL STATE: K3 ZIP: 000000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Terns Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001831363 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1065 EAST HILLSDALE BLVD., SUITE 100 CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 650-525-5535 EXT.101 MAIL ADDRESS: STREET 1: 1065 EAST HILLSDALE BLVD., SUITE 100 CITY: FOSTER CITY STATE: CA ZIP: 94404 4 1 doc1.xml FORM 4 X0306 4 2021-02-09 0 0001831363 Terns Pharmaceuticals, Inc. TERN 0001764435 LAV Biosciences Fund V, L.P. UNIT 902-904 TWO CHINACHEM CENTRAL 26 DES VOEUX ROAD CENTRAL K3 00000 HONG KONG 0 0 1 0 0001844158 Hopewell Resources Holdings Ltd UNIT 902-904 TWO CHINACHEM CENTRAL 26 DES VOEUX ROAD CENTRAL K3 000000 HONG KONG 0 0 1 0 0001844154 Oriental Spring Venture Ltd UNIT 902-904 TWO CHINACHEM CENTRAL 26 DES VOEUX ROAD CENTRAL K3 000000 HONG KONG 0 0 1 0 0001844279 LAV Aqua Ltd UNIT 902-904 TWO CHINACHEM CENTRAL 26 DES VOEUX ROAD CENTRAL K3 000000 HONG KONG 0 0 1 0 Common Stock 2021-02-09 4 C 0 1392857 A 1392857 I See footnotes Common Stock 2021-02-09 4 C 0 696428 A 696428 I See footnotes Common Stock 2021-02-09 4 C 0 1286698 A 1286698 I See footnotes Common Stock 2021-02-09 4 C 0 1405583 A 1405583 I See footnotes Series A Preferred Stock 2021-02-09 4 C 0 1392857 D Common Stock 1392857 0 I See footnotes Series A Preferred Stock 2021-02-09 4 C 0 696428 D Common Stock 696428 0 I See footnotes Series B Preferred Stock 2021-02-09 4 C 0 952380 D Common Stock 952380 0 I See footnotes Series C Preferred Stock 2021-02-09 4 C 0 334318 D Common Stock 334318 0 I See footnotes Series C Preferred Stock 2021-02-09 4 C 0 1405583 D Common Stock 1405583 0 I See footnotes Each share of Series A Preferred Stock automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. Shares held by Hopewell Resources Holdings Limited. Shares held by Oriental Spring Venture Limited. Each share of Series B Preferred Stock automatically converted on a 1-for-2.2 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. Shares held by LAV Aqua Limited. Each share of Series C Preferred Stock automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. Shares held by LAV Biosciences Fund V, L.P. LAV Corporate GP, Ltd. is the general partner of LAV GP III, L.P., which is the general partner of the parent entity of Hopewell Resources Holdings Limited and Oriental Spring Venture Limited. LAV Corporate IV GP, Ltd., is the general partner of LAV GP IV, L.P., which is the general partner of the parent entity of LAV Aqua Limited. LAV Corporate V GP, Ltd., is the general partner of LAV GP V, L.P., which is the general partner of LAV Biosciences Fund V, L.P. Dr. Yi Shi is the managing partner of LAV Corporate GP, Ltd., LAV Corporate IV GP, Ltd., and LAV Corporate V, L.P. and has all voting and investment power with respect to shares beneficially held by each of Hopewell Resources Holdings Limited, Oriental Spring Venture Limited, LAV Aqua Limited and LAV Biosciences Fund V, L.P. Dr. Yi Shi is a managing partner at Lilly Asia Ventures. /s/ Yu Luo, as Authorized Signatory of LAV Biosciences Fund V, L.P. 2021-02-09 /s/ Yu Luo, as Director of Hopewell Resources Holdings Ltd 2021-02-09 /s/ Yu Luo, as Director of Oriental Spring Venture Ltd 2021-02-09 /s/ Yu Luo, as Director of LAV Aqua Ltd 2021-02-09