0001567619-21-002634.txt : 20210209
0001567619-21-002634.hdr.sgml : 20210209
20210209170035
ACCESSION NUMBER: 0001567619-21-002634
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210209
FILED AS OF DATE: 20210209
DATE AS OF CHANGE: 20210209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LAV Biosciences Fund V, L.P.
CENTRAL INDEX KEY: 0001764435
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39926
FILM NUMBER: 21607389
BUSINESS ADDRESS:
STREET 1: C/O ESTERA TRUST (CAYMAN) LIMITED
STREET 2: 75 FORT STREET, PO BOX 1350
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1108
BUSINESS PHONE: 345-640-0540
MAIL ADDRESS:
STREET 1: C/O ESTERA TRUST (CAYMAN) LIMITED
STREET 2: 75 FORT STREET, PO BOX 1350
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hopewell Resources Holdings Ltd
CENTRAL INDEX KEY: 0001844158
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39926
FILM NUMBER: 21607390
BUSINESS ADDRESS:
STREET 1: UNIT 902-904
STREET 2: TWO CHINACHEM CENTRAL
CITY: 26 DES VOEUX ROAD CENTRAL
STATE: K3
ZIP: 000000
BUSINESS PHONE: 852-6606-2381
MAIL ADDRESS:
STREET 1: UNIT 902-904
STREET 2: TWO CHINACHEM CENTRAL
CITY: 26 DES VOEUX ROAD CENTRAL
STATE: K3
ZIP: 000000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oriental Spring Venture Ltd
CENTRAL INDEX KEY: 0001844154
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39926
FILM NUMBER: 21607391
BUSINESS ADDRESS:
STREET 1: UNIT 902-904
STREET 2: TWO CHINACHEM CENTRAL
CITY: 26 DES VOEUX ROAD CENTRAL
STATE: K3
ZIP: 000000
BUSINESS PHONE: 852-6606-2381
MAIL ADDRESS:
STREET 1: UNIT 902-904
STREET 2: TWO CHINACHEM CENTRAL
CITY: 26 DES VOEUX ROAD CENTRAL
STATE: K3
ZIP: 000000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LAV Aqua Ltd
CENTRAL INDEX KEY: 0001844279
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39926
FILM NUMBER: 21607392
BUSINESS ADDRESS:
STREET 1: UNIT 902-904
STREET 2: TWO CHINACHEM CENTRAL
CITY: 26 DES VOEUX ROAD CENTRAL
STATE: K3
ZIP: 000000
BUSINESS PHONE: 852-6606-2381
MAIL ADDRESS:
STREET 1: UNIT 902-904
STREET 2: TWO CHINACHEM CENTRAL
CITY: 26 DES VOEUX ROAD CENTRAL
STATE: K3
ZIP: 000000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Terns Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001831363
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1065 EAST HILLSDALE BLVD., SUITE 100
CITY: FOSTER CITY
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-525-5535 EXT.101
MAIL ADDRESS:
STREET 1: 1065 EAST HILLSDALE BLVD., SUITE 100
CITY: FOSTER CITY
STATE: CA
ZIP: 94404
4
1
doc1.xml
FORM 4
X0306
4
2021-02-09
0
0001831363
Terns Pharmaceuticals, Inc.
TERN
0001764435
LAV Biosciences Fund V, L.P.
UNIT 902-904
TWO CHINACHEM CENTRAL
26 DES VOEUX ROAD CENTRAL
K3
00000
HONG KONG
0
0
1
0
0001844158
Hopewell Resources Holdings Ltd
UNIT 902-904
TWO CHINACHEM CENTRAL
26 DES VOEUX ROAD CENTRAL
K3
000000
HONG KONG
0
0
1
0
0001844154
Oriental Spring Venture Ltd
UNIT 902-904
TWO CHINACHEM CENTRAL
26 DES VOEUX ROAD CENTRAL
K3
000000
HONG KONG
0
0
1
0
0001844279
LAV Aqua Ltd
UNIT 902-904
TWO CHINACHEM CENTRAL
26 DES VOEUX ROAD CENTRAL
K3
000000
HONG KONG
0
0
1
0
Common Stock
2021-02-09
4
C
0
1392857
A
1392857
I
See footnotes
Common Stock
2021-02-09
4
C
0
696428
A
696428
I
See footnotes
Common Stock
2021-02-09
4
C
0
1286698
A
1286698
I
See footnotes
Common Stock
2021-02-09
4
C
0
1405583
A
1405583
I
See footnotes
Series A Preferred Stock
2021-02-09
4
C
0
1392857
D
Common Stock
1392857
0
I
See footnotes
Series A Preferred Stock
2021-02-09
4
C
0
696428
D
Common Stock
696428
0
I
See footnotes
Series B Preferred Stock
2021-02-09
4
C
0
952380
D
Common Stock
952380
0
I
See footnotes
Series C Preferred Stock
2021-02-09
4
C
0
334318
D
Common Stock
334318
0
I
See footnotes
Series C Preferred Stock
2021-02-09
4
C
0
1405583
D
Common Stock
1405583
0
I
See footnotes
Each share of Series A Preferred Stock automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.
Shares held by Hopewell Resources Holdings Limited.
Shares held by Oriental Spring Venture Limited.
Each share of Series B Preferred Stock automatically converted on a 1-for-2.2 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.
Shares held by LAV Aqua Limited.
Each share of Series C Preferred Stock automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.
Shares held by LAV Biosciences Fund V, L.P.
LAV Corporate GP, Ltd. is the general partner of LAV GP III, L.P., which is the general partner of the parent entity of Hopewell Resources Holdings Limited and Oriental Spring Venture Limited. LAV Corporate IV GP, Ltd., is the general partner of LAV GP IV, L.P., which is the general partner of the parent entity of LAV Aqua Limited. LAV Corporate V GP, Ltd., is the general partner of LAV GP V, L.P., which is the general partner of LAV Biosciences Fund V, L.P. Dr. Yi Shi is the managing partner of LAV Corporate GP, Ltd., LAV Corporate IV GP, Ltd., and LAV Corporate V, L.P. and has all voting and investment power with respect to shares beneficially held by each of Hopewell Resources Holdings Limited, Oriental Spring Venture Limited, LAV Aqua Limited and LAV Biosciences Fund V, L.P. Dr. Yi Shi is a managing partner at Lilly Asia Ventures.
/s/ Yu Luo, as Authorized Signatory of LAV Biosciences Fund V, L.P.
2021-02-09
/s/ Yu Luo, as Director of Hopewell Resources Holdings Ltd
2021-02-09
/s/ Yu Luo, as Director of Oriental Spring Venture Ltd
2021-02-09
/s/ Yu Luo, as Director of LAV Aqua Ltd
2021-02-09