0001764046-21-000037.txt : 20210315 0001764046-21-000037.hdr.sgml : 20210315 20210315173037 ACCESSION NUMBER: 0001764046-21-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210311 FILED AS OF DATE: 20210315 DATE AS OF CHANGE: 20210315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ahmed Mukhtar CENTRAL INDEX KEY: 0001802889 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38911 FILM NUMBER: 21742696 MAIL ADDRESS: STREET 1: FRIARS HOUSE, 160 BLACKFRIARS ROAD CITY: LONDON STATE: X0 ZIP: SEL 8EZ ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLARIVATE Plc CENTRAL INDEX KEY: 0001764046 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 SPRING GARDEN STREET CITY: PHILADELPHIA STATE: PA ZIP: 19130 BUSINESS PHONE: (215) 386-0100 MAIL ADDRESS: STREET 1: 1500 SPRING GARDEN STREET CITY: PHILADELPHIA STATE: PA ZIP: 19130 FORMER COMPANY: FORMER CONFORMED NAME: Clarivate Analytics PLC DATE OF NAME CHANGE: 20190108 4 1 wf-form4_161584382177727.xml FORM 4 X0306 4 2021-03-11 0 0001764046 CLARIVATE Plc CLVT 0001802889 Ahmed Mukhtar C/O CLARIVATE PLC FRIARS HOUSE, 160 BLACKFRIARS ROAD LONDON X0 SE1 8EZ UNITED KINGDOM 0 1 0 0 President, Science Group Ordinary Shares 2021-03-11 4 M 0 138743 6.91 A 189453 D Ordinary Shares 2021-03-11 4 M 0 20947 10.85 A 210400 D Ordinary Shares 2021-03-11 4 F 0 9534 22.76 D 200866 D Ordinary Shares 2021-03-11 4 F 0 1622 23 D 199244 D Ordinary Shares 2021-03-11 4 F 0 40918 22.77 D 158326 D Ordinary Shares 2021-03-11 4 S 0 107616 22.88 D 50710 D Ordinary Shares 2021-03-12 4 M 0 78155 10.85 A 128865 D Ordinary Shares 2021-03-12 4 F 0 36582 23.18 D 92283 D Ordinary Shares 2021-03-12 4 S 0 41573 23.28 D 50710 D Stock Options 6.91 2021-03-11 4 M 0 138743 0 D 2028-03-08 Ordinary Shares 138743.0 0 D Stock Options 10.85 2021-03-11 4 M 0 20947 0 D 2028-03-08 Ordinary Shares 20947.0 78155 D Stock Options 10.85 2021-03-12 4 M 0 78155 0 D 2028-03-08 Ordinary Shares 78155.0 0 D Represents shares withheld for payment of exercise price. The price is a weighted average price. The prices actually received ranged from $22.52 to $23.22. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The price is a weighted average price. The prices actually received ranged from $23.045 to $23.66. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range Represents the remaining portion of a March 8, 2018 grant of stock options. The reported stock options became exercisable on November 30, 2020. /s/ Stephen Hartman, attorney-in-fact 2021-03-15