0001731122-23-000738.txt : 20230426 0001731122-23-000738.hdr.sgml : 20230426 20230426170132 ACCESSION NUMBER: 0001731122-23-000738 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230323 FILED AS OF DATE: 20230426 DATE AS OF CHANGE: 20230426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Venkata Maruthi JD CENTRAL INDEX KEY: 0001973468 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38839 FILM NUMBER: 23850631 MAIL ADDRESS: STREET 1: 610 E ZACK ST STREET 2: STE 110 CITY: TAMPA STATE: FL ZIP: 33602 FORMER NAME: FORMER CONFORMED NAME: Devaki Venkata Maruthi Jaya K DATE OF NAME CHANGE: 20230412 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SHIFT TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0001762322 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 825325852 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2525 16TH STREET STREET 2: SUITE 316 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: (815) 575-6739 MAIL ADDRESS: STREET 1: 2525 16TH STREET STREET 2: SUITE 316 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 FORMER COMPANY: FORMER CONFORMED NAME: Insurance Acquisition Corp. DATE OF NAME CHANGE: 20181218 4 1 ownership.xml X0407 4 2023-03-23 0 0001762322 SHIFT TECHNOLOGIES, INC. SFT 0001973468 Venkata Maruthi JD 610 E ZACK ST STE 110 TAMPA FL 33602 0 0 1 0 0 Class A Common Stock 2023-03-23 4 P 0 42423 1.6318 A 1764948 D Class A Common Stock 2023-03-24 4 P 0 171437 1.4998 A 1936385 D Class A Common Stock 2023-03-24 4 S 0 72676 1.5439 D 1863709 D Class A Common Stock 2023-03-27 4 P 0 270 1.4384 A 1863979 D Class A Common Stock 2023-03-27 4 S 0 32090 1.4351 D 1831889 D Class A Common Stock 2023-03-28 4 P 0 13900 1.3683 A 1845789 D Class A Common Stock 2023-03-28 4 S 0 88050 1.5962 D 1757739 D Class A Common Stock 2023-03-29 4 P 0 34508 1.2139 A 1972247 D Class A Common Stock 2023-03-30 4 P 0 3247 1.1713 A 1795494 D Class A Common Stock 2023-03-31 4 P 0 27962 1.1248 A 1823456 D Class A Common Stock 2023-04-03 4 P 0 9528 1.0919 A 1832984 D Class A Common Stock 2023-04-04 4 P 0 37207 1.0829 A 1870191 D Class A Common Stock 2023-04-05 4 P 0 41482 1.0987 A 1911673 D Class A Common Stock 2023-04-06 4 P 0 749 1.1826 A 1912422 D Class A Common Stock 2023-04-10 4 P 0 102 1.2470 A 1912524 D Class A Common Stock 2023-04-11 4 P 0 1012 1.2555 A 1913536 D Class A Common Stock 2023-04-11 4 S 0 630 1.1827 D 1912906 D Class A Common Stock 2023-04-12 4 P 0 869 1.4381 A 1913775 D Class A Common Stock 2023-04-12 4 S 0 1670 1.3199 D 1912105 D Class A Common Stock 2023-04-13 4 P 0 5135 1.3459 A 1917240 D Class A Common Stock 2023-04-13 4 S 0 604 1.3856 D 1916636 D Class A Common Stock 2023-04-14 4 P 0 57423 1.3080 A 1974059 D Information in this line includes transactions executed in multiple trades at prices ranging from $1.6100 to $1.6999. Information in this line includes transactions executed in multiple trades at prices ranging from $1.3450 to $1.6300. Information in this line includes transactions executed in multiple trades at prices ranging from $1.4000 to $1.6000. Information in this line includes transactions executed in multiple trades at prices ranging from $1.4001 to $1.4600. Information in this line includes transactions executed in multiple trades at prices ranging from $1.3200 to $1.4800. Information in this line includes transactions executed in multiple trades at prices ranging from $1.3201 to $1.6950. Information in this line includes transactions executed in multiple trades at prices ranging from $1.1700 to $1.4000. Information in this line includes transactions executed in multiple trades at prices ranging from $1.1400 to $1.2100. Information in this line includes transactions executed in multiple trades at prices ranging from $1.1000 to $1.1500. Information in this line includes transactions executed in multiple trades at prices ranging from $1.0800 to $1.1071. Information in this line includes transactions executed in multiple trades at prices ranging from $1.0698 to $1.1100. Information in this line includes transactions executed in multiple trades at prices ranging from $1.0700 to $1.1299. Information in this line includes transactions executed in multiple trades at prices ranging from $1.1300 to $1.2099. Information in this line includes transactions executed in multiple trades at prices ranging from $1.2100 to $1.3017. Information in this line includes transactions executed in multiple trades at prices ranging from $1.2402 to $1.3017. Information in this line includes transactions executed in multiple trades at prices ranging from $1.2700 to $1.3299. Information in this line includes transactions executed in multiple trades at prices ranging from $1.2908 to $1.3401. Information in this line includes transactions executed in multiple trades at prices ranging from $1.3434 to $1.4099. Information in this line includes transactions executed in multiple trades at prices ranging from $1.4101 to $1.4200. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Issuer, or a security holder of the Issuer. /s/ Maruthi J. D. Venkata 2023-04-26